RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-3.2%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.51B
AUM Growth
+$258M
Cap. Flow
+$273M
Cap. Flow %
18.12%
Top 10 Hldgs %
21.45%
Holding
221
New
46
Increased
73
Reduced
39
Closed
20

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.7M
2
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$21.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$18M
4
JGH icon
Nuveen Global High Income Fund
JGH
$17.3M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$17.1M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$22.7M
2
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M
3
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$7.88M
4
PFL
PIMCO Income Strategy Fund
PFL
$4.88M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$4.77M

Sector Composition

1 Financials 3.94%
2 Technology 0.02%
3 Energy 0%
4 Communication Services 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRF
176
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$738K 0.05%
+18,764
New +$738K
BRW
177
Saba Capital Income & Opportunities Fund
BRW
$349M
$695K 0.05%
+65,402
New +$695K
MSP
178
DELISTED
Madison Strategic Sector
MSP
$678K 0.05%
57,100
– –
BCV
179
Bancroft Fund
BCV
$122M
$663K 0.04%
33,057
-8,741
-21% -$175K
RGT
180
Royce Global Value Trust
RGT
$83.4M
$586K 0.04%
72,902
– –
KRE icon
181
SPDR S&P Regional Banking ETF
KRE
$3.99B
$564K 0.04%
13,848
+1,200
+9% +$48.9K
NQU
182
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$562K 0.04%
40,203
-8,277
-17% -$116K
EAD
183
Allspring Income Opportunities Fund
EAD
$421M
$465K 0.03%
+52,342
New +$465K
VCV icon
184
Invesco California Value Municipal Income Trust
VCV
$492M
$425K 0.03%
33,073
– –
EFR
185
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
$417K 0.03%
+30,437
New +$417K
XOP icon
186
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.85B
$402K 0.03%
+2,100
New +$402K
EIM
187
Eaton Vance Municipal Bond Fund
EIM
$553M
$398K 0.03%
31,021
– –
KIO
188
KKR Income Opportunities Fund
KIO
$514M
$371K 0.02%
+22,905
New +$371K
EWZ icon
189
iShares MSCI Brazil ETF
EWZ
$5.47B
$366K 0.02%
+10,000
New +$366K
HNW
190
Pioneer Diversified High Income Fund
HNW
$107M
$355K 0.02%
+20,000
New +$355K
ACSF
191
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$334K 0.02%
27,566
-1,883
-6% -$22.8K
FDI
192
DELISTED
FORT DEARBORN INCOME SECS
FDI
$293K 0.02%
20,700
– –
XLE icon
193
Energy Select Sector SPDR Fund
XLE
$26.7B
$277K 0.02%
3,500
-2,400
-41% -$190K
FSK icon
194
FS KKR Capital
FSK
$5.08B
$271K 0.02%
+6,825
New +$271K
XLF icon
195
Financial Select Sector SPDR Fund
XLF
$53.2B
$242K 0.02%
11,164
-3,531
-24% -$76.5K
AAPL icon
196
Apple
AAPL
$3.56T
$232K 0.02%
8,400
-8,000
-49% -$221K
EFT
197
Eaton Vance Floating-Rate Income Trust
EFT
$319M
$194K 0.01%
+14,000
New +$194K
NQI
198
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$170K 0.01%
+12,909
New +$170K
PHD
199
Pioneer Floating Rate Fund
PHD
$123M
$145K 0.01%
+12,707
New +$145K
ACI
200
DELISTED
ARCH COAL, INC.
ACI
$30K ﹤0.01%
1,669
– –
5 6 7
8
9