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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIW
151
DELISTED
GigInternational1, Inc. Common Stock
GIW
$1.97M 0.1%
+199,998
New +$1.97M
PMGM
152
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$1.97M 0.1%
199,998
– –
FICVU
153
DELISTED
Frontier Investment Corp Units
FICVU
$1.97M 0.1%
+200,000
New +$1.98M
ISLE
154
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$1.97M 0.1%
200,000
– –
OSI
155
DELISTED
Osiris Acquisition Corp.
OSI
$1.96M 0.1%
+199,998
New +$1.93M
MCAE
156
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
$1.96M 0.1%
+200,000
New +$1.95M
IGAC
157
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$1.96M 0.1%
199,998
– –
CCV
158
DELISTED
Churchill Capital Corp V
CCV
$1.96M 0.1%
200,000
– –
APGB
159
DELISTED
Apollo Strategic Growth Capital II
APGB
$1.95M 0.1%
200,000
– –
SNRH
160
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$1.95M 0.1%
+199,996
New +$1.94M
AFAQ
161
DELISTED
AF Acquisition Corp
AFAQ
$1.95M 0.1%
+199,998
New +$1.93M
NBST
162
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$1.94M 0.1%
+200,000
New +$1.93M
NKGN
163
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
$1.94M 0.1%
+199,990
New +$1.95M
NBO
164
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.94M 0.1%
147,250
+5,355
+4% +$71.3K
SPKAU
165
DELISTED
SPK Acquisition Corp Unit
SPKAU
$1.93M 0.1%
190,000
– –
RICOU
166
DELISTED
Agrico Acquisition Corp Unit
RICOU
$1.91M 0.1%
+188,802
New +$1.91M
VFL
167
DELISTED
abrdn National Municipal Income Fund
VFL
$1.9M 0.1%
135,037
– –
ACRO.U
168
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
$1.9M 0.1%
+189,152
New +$1.88M
PRST
169
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$1.9M 0.1%
190,000
– –
SBI
170
Western Asset Intermediate Muni Fund
SBI
$108M
$1.89M 0.1%
193,346
+15,545
+9% +$152K
NBW
171
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.84M 0.1%
128,241
+3,849
+3% +$56.2K
BNIXU
172
DELISTED
Bannix Acquisition Corp. Unit
BNIXU
$1.79M 0.1%
+175,000
New +$1.78M
NLITU
173
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
$1.78M 0.09%
175,000
– –
JLS icon
174
Nuveen Mortgage and Income Fund
JLS
$94.7M
$1.77M 0.09%
85,271
+42,171
+98% +$888K
FPL
175
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.77M 0.09%
311,341
-19,511
-6% -$111K
5 6
7
8 9

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.