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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LATN
151
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.56M 0.09%
154,946
+4,946
+3% +$50.7K
DSM
152
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$1.56M 0.09%
198,669
+40,136
+25% +$314K
JLS icon
153
Nuveen Mortgage and Income Fund
JLS
$94.7M
$1.55M 0.09%
74,726
+28,422
+61% +$575K
LMAOU
154
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$1.52M 0.09%
+150,000
New +$1.54M
EVN
155
Eaton Vance Municipal Income Trust
EVN
$431M
$1.51M 0.09%
109,765
-47,384
-30% -$640K
ITAC
156
DELISTED
Industrial Tech Acquisitions, Inc. Class A common stock
ITAC
$1.5M 0.09%
150,000
– –
MIMO
157
DELISTED
Airspan Networks Holdings Inc
MIMO
$1.5M 0.09%
150,000
+1,405
+0.9% +$14.4K
MBTCU
158
DELISTED
Nocturne Acquisition Corporation Unit
MBTCU
$1.5M 0.09%
+150,000
New +$1.5M
OTRA
159
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$1.49M 0.09%
+149,998
New +$1.53M
ISOS.U
160
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
$1.49M 0.09%
+149,733
New +$1.49M
GLAQ
161
DELISTED
Globis Acquisition Corp. common stock
GLAQ
$1.49M 0.09%
+150,000
New +$1.51M
NOAC
162
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$1.47M 0.09%
+150,000
New +$1.58M
ZSQR
163
Z Squared Inc
ZSQR
$209M
$1.47M 0.09%
+7,500
New +$1.51M
SVOK
164
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$1.42M 0.09%
+145,998
New +$1.47M
MCA
165
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.42M 0.09%
+96,564
New +$1.43M
MYD
166
DELISTED
BlackRock MuniYield Fund
MYD
$1.34M 0.08%
+93,459
New +$1.34M
ASZ.U
167
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
$1.33M 0.08%
+132,342
New +$1.34M
ZGYH
168
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
$1.32M 0.08%
132,011
– –
NUW icon
169
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$1.31M 0.08%
+79,540
New +$1.31M
JSPR icon
170
Jasper Therapeutics
JSPR
$31.9M
$1.3M 0.08%
13,141
– –
MCADU
171
DELISTED
Mountain Crest Acquisition Corp. II Unit
MCADU
$1.27M 0.08%
+125,000
New +$1.29M
ENX
172
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$1.26M 0.08%
+103,612
New +$1.26M
THMAU
173
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
$1.26M 0.08%
+126,273
New +$1.29M
CRXT
174
DELISTED
Clarus Therapeutics Holdings, Inc. Common Stock
CRXT
$1.26M 0.08%
+125,000
New +$1.26M
KAHC.U
175
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$1.25M 0.08%
+125,000
New +$1.25M
5 6
7
8 9

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.