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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-16.65%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$140M
Cap. Flow %
9.39%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$21.2M
2
ARCC icon
Ares Capital
ARCC
+$20.4M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$19.5M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18.5M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$17.1M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$26M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$20.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$16.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$15M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

Rank Sector Weight
1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSPKU
151
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$1.99M 0.13%
200,000
– –
SFTW.U
152
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$1.98M 0.13%
202,400
– –
LCAHU
153
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$1.96M 0.13%
200,000
– –
AMHCU
154
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$1.9M 0.13%
200,000
– –
BIT icon
155
BlackRock Multi-Sector Income Trust
BIT
$702M
$1.75M 0.12%
144,743
-174,719
-55% -$2.64M
CFFAU
156
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.64M 0.11%
150,000
– –
ORSNU
157
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$1.63M 0.11%
160,000
– –
EGIF
158
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$1.62M 0.11%
152,537
+125,476
+464% +$1.91M
NKLA
159
DELISTED
Nikola Corporation Common Stock
NKLA
$1.6M 0.11%
5,000
– –
MFAC.U
160
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.59M 0.11%
150,000
– –
RVT icon
161
Royce Value Trust
RVT
$2.3B
$1.56M 0.1%
161,805
-7,738
-5% -$102K
FTACU
162
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.53M 0.1%
150,000
– –
GDYNW
163
DELISTED
Grid Dynamics Holdings, Inc. Warrant
GDYNW
$1.53M 0.1%
+49,998
New +$84K
NYV
164
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$1.5M 0.1%
110,384
+33,143
+43% +$471K
HYT icon
165
BlackRock Corporate High Yield Fund
HYT
$1.38B
$1.47M 0.1%
+167,281
New +$1.75M
RPLA.U
166
DELISTED
Replay Acquisition Corp.
RPLA.U
$1.47M 0.1%
150,000
– –
LATNU
167
DELISTED
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
$1.46M 0.1%
150,000
– –
PFN
168
PIMCO Income Strategy Fund II
PFN
$707M
$1.44M 0.1%
+189,919
New +$1.87M
BTCT icon
169
BTC Digital
BTCT
$8.48M
$1.43M 0.1%
140
-27
-16% -$179K
MUS
170
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.42M 0.1%
119,163
-1,907
-2% -$23.8K
NPAUU
171
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.39M 0.09%
135,000
– –
MMU
172
Western Asset Managed Municipals Fund
MMU
$552M
$1.36M 0.09%
+114,155
New +$1.5M
PCF
173
High Income Securities Fund
PCF
$101M
$1.3M 0.09%
198,409
-42,822
-18% -$366K
BGT icon
174
BlackRock Floating Rate Income Trust
BGT
$330M
$1.29M 0.09%
132,010
-145,805
-52% -$1.75M
TZACU
175
DELISTED
Tenzing Acquisition Corp. Units
TZACU
$1.28M 0.09%
125,000
– –
5 6
7
8 9

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Rivernorth Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rivernorth Capital Management held 322 positions worth $1.49B, down 10% from $1.67B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rivernorth Capital Management deployed $140M of net new capital in Q1 2020, opening 59 new positions and adding to 70 existing holdings. Its largest new stake was Ares Capital: 1,211,881 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.1% of assets, up from 2.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $26M trimmed.

  • Rivernorth Capital Management's largest Q1 2020 buy was Ares Capital: 1,211,881 shares worth $13.1M.
  • Rivernorth Capital Management added most to Golub Capital BDC in Q1 2020, an estimated $21.2M increase.
  • Rivernorth Capital Management's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $26M.
  • Rivernorth Capital Management fully exited Clough Global Opportunities Fund in Q1 2020, selling an estimated $11.5M.
  • Rivernorth Capital Management's ten largest holdings make up 27% of its $1.49B portfolio in Q1 2020.
  • Rivernorth Capital Management opened 59 new positions and closed 50 in Q1 2020.
  • Rivernorth Capital Management's portfolio value fell 10% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2020, filed 18 May 2020.