RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-16.64%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$114M
Cap. Flow %
7.65%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

1
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$16.7M
3
GBDC icon
Golub Capital BDC
GBDC
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$22.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$19.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SSPKU
151
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$1.99M 0.13%
200,000
– –
SFTW.U
152
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$1.98M 0.13%
202,400
– –
LCAHU
153
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$1.96M 0.13%
200,000
– –
AMHCU
154
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$1.9M 0.13%
200,000
– –
BIT icon
155
BlackRock Multi-Sector Income Trust
BIT
$605M
$1.75M 0.12%
144,743
-174,719
-55% -$2.11M
CFFAU
156
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.64M 0.11%
150,000
– –
ORSNU
157
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$1.63M 0.11%
160,000
– –
EGIF
158
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$1.62M 0.11%
152,537
+125,476
+464% +$1.33M
NKLA
159
DELISTED
Nikola Corporation Common Stock
NKLA
$1.6M 0.11%
5,000
– –
MFAC.U
160
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.59M 0.11%
150,000
– –
RVT icon
161
Royce Value Trust
RVT
$1.92B
$1.57M 0.1%
161,805
-7,738
-5% -$74.8K
FTACU
162
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.54M 0.1%
150,000
– –
GDYNW
163
DELISTED
Grid Dynamics Holdings, Inc. Warrant
GDYNW
$1.53M 0.1%
+49,998
New +$1.53M
NYV
164
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$1.5M 0.1%
110,384
+33,143
+43% +$450K
HYT icon
165
BlackRock Corporate High Yield Fund
HYT
$1.54B
$1.47M 0.1%
+167,281
New +$1.47M
RPLA.U
166
DELISTED
Replay Acquisition Corp.
RPLA.U
$1.47M 0.1%
150,000
– –
LATNU
167
DELISTED
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
$1.46M 0.1%
150,000
– –
PFN
168
PIMCO Income Strategy Fund II
PFN
$716M
$1.44M 0.1%
+189,919
New +$1.44M
BTCT icon
169
BTC Digital
BTCT
$26.6M
$1.43M 0.1%
140
-27
-16% -$275K
MUS
170
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.42M 0.1%
119,163
-1,907
-2% -$22.8K
NPAUU
171
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.39M 0.09%
135,000
– –
MMU
172
Western Asset Managed Municipals Fund
MMU
$568M
$1.37M 0.09%
+114,155
New +$1.37M
PCF
173
High Income Securities Fund
PCF
$121M
$1.3M 0.09%
198,409
-42,822
-18% -$280K
BGT icon
174
BlackRock Floating Rate Income Trust
BGT
$343M
$1.3M 0.09%
132,010
-145,805
-52% -$1.43M
TZACU
175
DELISTED
Tenzing Acquisition Corp. Units
TZACU
$1.28M 0.09%
125,000
– –
5 6
7
8 9