RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$22M
AUM Growth
+$19.7M
Cap. Flow
+$19.8M
Cap. Flow %
90.32%
Top 10 Hldgs %
88.42%
Holding
291
New
48
Increased
64
Reduced
62
Closed
33

Top Buys

1
NTX
Nuveen Texas Quality Municipal Income Fund
NTX
+$4.36M
2
THCAU
Tuscan Holdings Corp. II Unit
THCAU
+$4.02M
3
FLLCU
Fellazo Inc. Unit
FLLCU
+$2.24M
4
SSPKU
Silver Spike Acquisition Corp. Units
SSPKU
+$2.02M
5
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$2.02M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$16.9K
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$10.3K
3
EAD
Allspring Income Opportunities Fund
EAD
+$10.3K
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$8.43K
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.15K

Sector Composition

1 Financials 0.2%
2 Consumer Discretionary 0.03%
3 Communication Services 0.03%
4 Healthcare 0.03%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCX icon
151
BlackRock Resources & Commodities Strategy Trust
BCX
$784M
$2.24K 0.01%
299,805
+6,523
+2% +$49
GXGXU
152
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.22K 0.01%
200,000
– –
CEV
153
Eaton Vance California Municipal Income Trust
CEV
$67.7M
$2.17K 0.01%
161,246
+29,078
+22% +$391
MFL
154
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.17K 0.01%
+159,987
New +$2.17K
OHAI
155
DELISTED
OHA Investment Corporation
OHAI
$2.12K 0.01%
1,629,169
-11,218
-0.7% -$15
HCACU
156
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.11K 0.01%
200,000
– –
ALACU
157
DELISTED
Alberton Acquisition Corporation Unit
ALACU
$2.11K 0.01%
200,000
– –
AMCIU
158
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$2.07K 0.01%
200,000
– –
GIX.U
159
DELISTED
GigCapital2, Inc.
GIX.U
$2.06K 0.01%
200,000
– –
HYMC icon
160
Hycroft Mining Holding Corp
HYMC
$225M
$2.06K 0.01%
20,000
– –
DMS
161
DELISTED
Digital Media Solutions, Inc.
DMS
$2.05K 0.01%
13,333
– –
ID
162
DELISTED
PARTS iD, Inc.
ID
$2.04K 0.01%
200,000
– –
LVOXU
163
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2.03K 0.01%
200,000
– –
NKX icon
164
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$583M
$2.03K 0.01%
133,929
-115,081
-46% -$1.74K
ATCX
165
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
$2.02K 0.01%
+200,000
New +$2.02K
HOFV
166
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.83K 0.01%
11,303
– –
IFN
167
India Fund
IFN
$600M
$1.75K 0.01%
85,386
+696
+0.8% +$14
FTACU
168
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.6K 0.01%
150,000
– –
CFFAU
169
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.59K 0.01%
150,000
– –
MFAC.U
170
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.57K 0.01%
150,000
– –
SEGG
171
Lottery.com
SEGG
$24M
$1.56K 0.01%
750
– –
MUE icon
172
BlackRock MuniHoldings Quality Fund II
MUE
$216M
$1.54K 0.01%
+120,812
New +$1.54K
RPLA.U
173
DELISTED
Replay Acquisition Corp.
RPLA.U
$1.54K 0.01%
150,000
– –
NKLA
174
DELISTED
Nikola Corporation Common Stock
NKLA
$1.53K 0.01%
5,000
– –
BRPM.U
175
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
$1.52K 0.01%
150,000
– –
5 6
7
8 9