RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-8.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.68B
AUM Growth
+$480M
Cap. Flow
+$589M
Cap. Flow %
35.09%
Top 10 Hldgs %
26.1%
Holding
319
New
106
Increased
77
Reduced
26
Closed
27

Top Buys

1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$31.7M
2
FSK icon
FS KKR Capital
FSK
+$27.1M
3
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$25.4M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$19.6M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$19.1M

Top Sells

1
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$25.2M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$13.2M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$9.64M
4
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$8.39M
5
KMM
Deutsche Multi-Market Incm Trust
KMM
+$5.79M

Sector Composition

1 Financials 4.29%
2 Consumer Discretionary 0.85%
3 Healthcare 0.61%
4 Communication Services 0.47%
5 Energy 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHAC.U
151
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$2M 0.12%
+200,000
New +$2M
BIOX icon
152
Bioceres Crop Solutions
BIOX
$135M
$2M 0.12%
200,000
– –
BWMCU
153
DELISTED
Boxwood Merger Corp. Unit
BWMCU
$1.99M 0.12%
+200,000
New +$1.99M
AMCIU
154
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$1.99M 0.12%
+200,000
New +$1.99M
HYMC icon
155
Hycroft Mining Holding Corp
HYMC
$224M
$1.98M 0.12%
20,000
– –
MXE
156
Mexico Equity and Income Fund
MXE
$50.4M
$1.96M 0.12%
195,608
+212
+0.1% +$2.12K
ID
157
DELISTED
PARTS iD, Inc.
ID
$1.95M 0.12%
200,000
– –
AGAE icon
158
Allied Gaming & Entertainment
AGAE
$36.6M
$1.92M 0.11%
191,057
– –
EHT
159
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$1.89M 0.11%
+208,876
New +$1.89M
HOFV
160
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.75M 0.1%
11,303
– –
PFN
161
PIMCO Income Strategy Fund II
PFN
$712M
$1.75M 0.1%
+181,707
New +$1.75M
SBI
162
Western Asset Intermediate Muni Fund
SBI
$110M
$1.74M 0.1%
208,755
+107,562
+106% +$896K
BCX icon
163
BlackRock Resources & Commodities Strategy Trust
BCX
$787M
$1.66M 0.1%
233,996
+64,071
+38% +$454K
OHAI
164
DELISTED
OHA Investment Corporation
OHAI
$1.64M 0.1%
1,640,387
-491,700
-23% -$492K
PDI icon
165
PIMCO Dynamic Income Fund
PDI
$7.6B
$1.6M 0.1%
+54,902
New +$1.6M
EDD
166
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$352M
$1.59M 0.09%
262,638
-1,592,884
-86% -$9.64M
MTEC
167
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
$1.56M 0.09%
155,000
– –
DSM
168
BNY Mellon Strategic Municipal Bond Fund
DSM
$289M
$1.55M 0.09%
+222,363
New +$1.55M
NNC
169
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$1.54M 0.09%
+130,739
New +$1.54M
MFAC.U
170
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.51M 0.09%
150,000
– –
CFFAU
171
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.5M 0.09%
+150,000
New +$1.5M
SEGG
172
Lottery.com
SEGG
$22.9M
$1.5M 0.09%
750
– –
FTACU
173
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.49M 0.09%
+150,000
New +$1.49M
VKI icon
174
Invesco Advantage Municipal Income Trust II
VKI
$382M
$1.49M 0.09%
+150,267
New +$1.49M
RPAY icon
175
Repay Holdings
RPAY
$513M
$1.48M 0.09%
150,000
– –
5 6
7
8 9