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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-8.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$480M
Cap. Flow
+$604M
Cap. Flow %
36.01%
Top 10 Hldgs %
26.1%
Holding
319
New
106
Increased
77
Reduced
26
Closed
27

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$31.7M
2
FSK icon
FS KKR Capital
FSK
+$31.6M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$19.7M
4
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$19.7M
5
HFRO
Highland Opportunities and Income Fund
HFRO
+$19.2M

Top Sells

Rank Stock Value
1
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$10.1M
4
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$8.39M
5
KMM
Deutsche Multi-Market Incm Trust
KMM
+$5.79M

Sector Composition

Rank Sector Weight
1 Financials 4.29%
2 Consumer Discretionary 0.85%
3 Healthcare 0.47%
4 Technology 0.46%
5 Communication Services 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHAC.U
151
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$2M 0.12%
+200,000
New +$2M
BIOX icon
152
Bioceres Crop Solutions
BIOX
$21.9M
$2M 0.12%
200,000
– –
BWMCU
153
DELISTED
Boxwood Merger Corp. Unit
BWMCU
$1.99M 0.12%
+200,000
New +$1.99M
AMCIU
154
DELISTED
AMCI Acquisition Corp Unit
AMCIU
$1.99M 0.12%
+200,000
New +$2M
HYMC icon
155
Hycroft Mining Holding Corp
HYMC
$2.46B
$1.98M 0.12%
20,000
– –
MXE
156
Mexico Equity and Income Fund
MXE
$59.6M
$1.96M 0.12%
195,608
+212
+0.1% +$2.25K
ID
157
DELISTED
PARTS iD, Inc.
ID
$1.95M 0.12%
200,000
– –
AIFA
158
All In FutureTech Alliance Inc
AIFA
$13M
$1.92M 0.11%
31,843
– –
EHT
159
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$1.89M 0.11%
+208,876
New +$1.97M
HOFV
160
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.75M 0.1%
11,303
– –
PFN
161
PIMCO Income Strategy Fund II
PFN
$703M
$1.75M 0.1%
+181,707
New +$1.81M
SBI
162
Western Asset Intermediate Muni Fund
SBI
$108M
$1.74M 0.1%
208,755
+107,562
+106% +$895K
BCX icon
163
BlackRock Resources & Commodities Strategy Trust
BCX
$938M
$1.66M 0.1%
233,996
+64,071
+38% +$506K
OHAI
164
DELISTED
OHA Investment Corporation
OHAI
$1.64M 0.1%
1,640,387
-491,700
-23% -$641K
PDI icon
165
PIMCO Dynamic Income Fund
PDI
$7.44B
$1.6M 0.1%
+54,902
New +$1.7M
EDD
166
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$384M
$1.59M 0.09%
262,638
-1,592,884
-86% -$10.1M
MTEC
167
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
$1.56M 0.09%
155,000
– –
DSM
168
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
$1.54M 0.09%
+222,363
New +$1.56M
NNC
169
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$1.54M 0.09%
+130,739
New +$1.54M
MFAC.U
170
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.51M 0.09%
150,000
– –
CFFAU
171
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.5M 0.09%
+150,000
New +$1.5M
SEGG
172
Sports Entertainment Gaming Global Corp
SEGG
$7.89M
$1.5M 0.09%
107
– –
FTACU
173
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.49M 0.09%
+150,000
New +$1.5M
VKI icon
174
Invesco Advantage Municipal Income Trust II
VKI
$399M
$1.49M 0.09%
+150,267
New +$1.51M
RPAY icon
175
Repay Holdings
RPAY
$321M
$1.48M 0.09%
150,000
– –
5 6
7
8 9

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Rivernorth Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rivernorth Capital Management held 319 positions worth $1.68B, up 40% from $1.2B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rivernorth Capital Management deployed $604M of net new capital in Q4 2018, opening 106 new positions and adding to 77 existing holdings. Its largest new stake was FS KKR Capital: 1,270,668 shares worth $27.1M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 2.3% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $14.3M trimmed.

  • Rivernorth Capital Management's largest Q4 2018 buy was FS KKR Capital: 1,270,668 shares worth $27.1M.
  • Rivernorth Capital Management added most to Nuveen Quality Municipal Income Fund in Q4 2018, an estimated $31.7M increase.
  • Rivernorth Capital Management's biggest Q4 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.3M.
  • Rivernorth Capital Management fully exited abrdn Total Dynamic Dividend Fund in Q4 2018, selling an estimated $25.2M.
  • Rivernorth Capital Management's ten largest holdings make up 26% of its $1.68B portfolio in Q4 2018.
  • Rivernorth Capital Management opened 106 new positions and closed 27 in Q4 2018.
  • Rivernorth Capital Management's portfolio value rose 40% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2018, filed 14 Feb 2019.