RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-0.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.2B
AUM Growth
-$71.2M
Cap. Flow
-$67M
Cap. Flow %
-5.6%
Top 10 Hldgs %
30.99%
Holding
261
New
52
Increased
65
Reduced
44
Closed
48

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$21.5M
2
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$17.4M
3
CRF
Cornerstone Total Return Fund
CRF
$8.46M
4
PCF
High Income Securities Fund
PCF
$6.79M
5
AVK
Advent Convertible and Income Fund
AVK
$5.75M

Top Sells

1
MZF
Managed Duration Inv Grd Muni Fd
MZF
$14.8M
2
RA
Brookfield Real Assets Income Fund
RA
$13.6M
3
USA icon
Liberty All-Star Equity Fund
USA
$13.3M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$12.2M
5
AOD
abrdn Total Dynamic Dividend Fund
AOD
$8.21M

Sector Composition

1 Financials 2.31%
2 Consumer Discretionary 1.27%
3 Healthcare 0.84%
4 Technology 0.69%
5 Communication Services 0.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NIM icon
151
Nuveen Select Maturities Municipal Fund
NIM
$115M
$305K 0.03%
+31,835
New +$305K
CCT
152
DELISTED
Corporate Capital Trust, Inc.
CCT
$299K 0.03%
19,566
-94,104
-83% -$1.44M
HCAC.WS
153
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
$253K 0.02%
168,750
– –
EVG
154
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
$252K 0.02%
19,510
-33,093
-63% -$427K
EIO
155
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$236K 0.02%
+20,990
New +$236K
OMAD.WS
156
DELISTED
One Madison Corporation
OMAD.WS
$232K 0.02%
199,999
+20,301
+11% +$23.5K
MTECW
157
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$229K 0.02%
155,000
+15,771
+11% +$23.3K
KST
158
DELISTED
Deutsche Strategic Income Trust
KST
$219K 0.02%
17,460
– –
EVP
159
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$215K 0.02%
+18,903
New +$215K
HYACW
160
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
$192K 0.02%
147,498
+37,696
+34% +$49.1K
CMSSR
161
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$165K 0.01%
300,000
– –
LACQW
162
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$164K 0.01%
153,297
+40,719
+36% +$43.6K
WRLSR
163
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$157K 0.01%
349,994
– –
PACQW
164
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$152K 0.01%
112,498
+12,108
+12% +$16.4K
INDUW
165
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$150K 0.01%
150,000
– –
STRDW
166
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$149K 0.01%
+87,500
New +$149K
IMXIW
167
DELISTED
International Money Expresss, Inc. Warrant
IMXIW
$147K 0.01%
+62,501
New +$147K
MUDSW
168
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$140K 0.01%
200,000
+8,811
+5% +$6.17K
BRACW
169
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$135K 0.01%
300,000
– –
EVO
170
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$135K 0.01%
+10,927
New +$135K
MAB
171
DELISTED
Eaton Vance Massachusetts Municipal Bond Fund
MAB
$127K 0.01%
+10,225
New +$127K
BRPAR
172
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$120K 0.01%
239,998
+59,916
+33% +$30K
GPAQW
173
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$114K 0.01%
175,000
+15,202
+10% +$9.9K
MPACW
174
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$113K 0.01%
150,000
– –
MMDMR
175
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$108K 0.01%
230,000
– –
5 6
7
8 9