RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.31B
AUM Growth
-$135M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
166
New
Increased
Reduced
Closed

Top Buys

1
+$18.6M
2
+$10.4M
3
+$5.68M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$5.36M
5
BRQS
Borqs Technologies, Inc. Ordinary Shares
BRQS
+$4.99M

Top Sells

1
+$17.2M
2
+$15M
3
+$13.2M
4
RA
Brookfield Real Assets Income Fund
RA
+$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
+$9.73M

Sector Composition

1 Financials 4.39%
2 Technology 0.84%
3 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
– –
-16,749
152
– –
-164,303
153
– –
-1,397,631
154
– –
-368,594
155
– –
-101,699
156
– –
-40,009
157
– –
-57,928
158
– –
-710,418
159
– –
-270,076
160
– –
-700,196
161
– –
-125,000
162
– –
-585,219
163
– –
-185,800
164
– –
-24,200
165
– –
-73,870
166
– –
-150,000
3 4 5 6
7