RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-8.89%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
+$152M
Cap. Flow %
9.35%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$30.5M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$13.3M
3
ACAS
American Capital Ltd
ACAS
$9.51M
4
OCSL icon
Oaktree Specialty Lending
OCSL
$9.05M
5
GHY
PGIM Global High Yield Fund
GHY
$7.5M

Top Sells

1
PPT
Putnam Premier Income Trust
PPT
$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
$13.3M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$9.28M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
$6.93M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.68M

Sector Composition

1 Financials 6.04%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CIK
151
Credit Suisse Asset Management Income Fund
CIK
$162M
$2.13M 0.13%
751,457
+475,318
+172% +$1.35M
JHP
152
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.11M 0.13%
262,745
-2,500
-0.9% -$20K
GDF
153
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$2.11M 0.13%
+263,858
New +$2.11M
HHY
154
DELISTED
Brookfield High Income Fund Inc.
HHY
$2.09M 0.13%
286,312
+189,698
+196% +$1.38M
NPF
155
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.08M 0.13%
159,602
-17,210
-10% -$225K
IHD
156
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$105M
$1.99M 0.12%
258,024
+69,648
+37% +$537K
PFN
157
PIMCO Income Strategy Fund II
PFN
$708M
$1.98M 0.12%
223,982
+139,822
+166% +$1.24M
SPE
158
Special Opportunities Fund
SPE
$166M
$1.91M 0.12%
136,048
+8,329
+7% +$117K
OHAI
159
DELISTED
OHA Investment Corporation
OHAI
$1.88M 0.12%
445,453
+155,034
+53% +$656K
EAD
160
Allspring Income Opportunities Fund
EAD
$418M
$1.87M 0.11%
246,791
+167,649
+212% +$1.27M
IQI icon
161
Invesco Quality Municipal Securities
IQI
$501M
$1.86M 0.11%
153,363
– –
TLI
162
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.86M 0.11%
180,604
+3,368
+2% +$34.6K
VBF icon
163
Invesco Bond Fund
VBF
$177M
$1.76M 0.11%
99,781
+61,993
+164% +$1.09M
XRDC
164
DELISTED
Crossroads Capital, Inc
XRDC
$1.65M 0.1%
+350,961
New +$1.65M
CET
165
Central Securities Corp
CET
$1.45B
$1.59M 0.1%
80,395
– –
LBF
166
DELISTED
Deutsche Global High Incm Fund
LBF
$1.55M 0.1%
205,534
– –
PMO
167
Putnam Municipal Opportunities Trust
PMO
$276M
$1.47M 0.09%
122,543
-144,658
-54% -$1.73M
AVK
168
Advent Convertible and Income Fund
AVK
$552M
$1.45M 0.09%
+110,326
New +$1.45M
CXE
169
MFS High Income Municipal Trust
CXE
$111M
$1.44M 0.09%
+302,697
New +$1.44M
KIO
170
KKR Income Opportunities Fund
KIO
$512M
$1.43M 0.09%
+98,404
New +$1.43M
CHY
171
Calamos Convertible and High Income Fund
CHY
$868M
$1.24M 0.08%
+114,066
New +$1.24M
PFL
172
PIMCO Income Strategy Fund
PFL
$383M
$1.21M 0.07%
124,564
+114,164
+1,098% +$1.11M
NXZ
173
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$1.2M 0.07%
87,744
+30,787
+54% +$419K
MSP
174
DELISTED
Madison Strategic Sector
MSP
$1.12M 0.07%
104,522
+15,507
+17% +$165K
SCD
175
LMP Capital and Income Fund
SCD
$271M
$948K 0.06%
+77,932
New +$948K
5 6
7
8 9