RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-3.2%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.51B
AUM Growth
+$258M
Cap. Flow
+$273M
Cap. Flow %
18.12%
Top 10 Hldgs %
21.45%
Holding
221
New
46
Increased
73
Reduced
39
Closed
20

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.7M
2
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$21.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$18M
4
JGH icon
Nuveen Global High Income Fund
JGH
$17.3M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$17.1M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$22.7M
2
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M
3
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$7.88M
4
PFL
PIMCO Income Strategy Fund
PFL
$4.88M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$4.77M

Sector Composition

1 Financials 3.94%
2 Technology 0.02%
3 Energy 0%
4 Communication Services 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPE
151
Special Opportunities Fund
SPE
$167M
$1.83M 0.12%
119,119
– –
ARMF
152
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$1.79M 0.12%
91,281
+67,432
+283% +$1.32M
CET
153
Central Securities Corp
CET
$1.45B
$1.77M 0.12%
80,395
– –
SAR icon
154
Saratoga Investment
SAR
$395M
$1.62M 0.11%
109,064
+83,188
+321% +$1.24M
LBF
155
DELISTED
Deutsche Global High Incm Fund
LBF
$1.61M 0.11%
205,534
– –
KHI
156
DELISTED
Deutsche High Income Trust
KHI
$1.57M 0.1%
179,727
+300
+0.2% +$2.62K
ISD
157
PGIM High Yield Bond Fund
ISD
$486M
$1.56M 0.1%
+93,669
New +$1.56M
CFD
158
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$1.51M 0.1%
117,378
+41,463
+55% +$532K
BSL
159
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$1.46M 0.1%
87,370
+27,885
+47% +$467K
EDF
160
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$159M
$1.37M 0.09%
+87,960
New +$1.37M
OIH icon
161
VanEck Oil Services ETF
OIH
$880M
$1.36M 0.09%
+1,895
New +$1.36M
VKI icon
162
Invesco Advantage Municipal Income Trust II
VKI
$373M
$1.3M 0.09%
111,941
-36,395
-25% -$422K
ICMB icon
163
Investcorp Credit Management BDC
ICMB
$42.4M
$1.26M 0.08%
+115,430
New +$1.26M
IWD icon
164
iShares Russell 1000 Value ETF
IWD
$63.5B
$1.25M 0.08%
11,960
-5,415
-31% -$565K
MGU
165
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$1.2M 0.08%
48,419
-49,625
-51% -$1.23M
ABDC
166
DELISTED
Alcentra Capital Corp
ABDC
$1.08M 0.07%
+86,476
New +$1.08M
ETX
167
Eaton Vance Municipal Income 2028 Term Trust
ETX
$206M
$1.05M 0.07%
60,184
-12,759
-17% -$223K
FRA icon
168
BlackRock Floating Rate Income Strategies Fund
FRA
$471M
$1.04M 0.07%
77,739
+43,078
+124% +$577K
JPI icon
169
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$289M
$1.02M 0.07%
45,303
-1,026
-2% -$23K
JFR icon
170
Nuveen Floating Rate Income Fund
JFR
$1.13B
$943K 0.06%
+85,802
New +$943K
SLRC icon
171
SLR Investment Corp
SLRC
$911M
$866K 0.06%
+48,088
New +$866K
HHY
172
DELISTED
Brookfield High Income Fund Inc.
HHY
$861K 0.06%
96,614
– –
JSD
173
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$819K 0.05%
49,180
+34,842
+243% +$580K
NXZ
174
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$804K 0.05%
56,957
+42,303
+289% +$597K
DNY
175
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$745K 0.05%
32,999
– –
5 6
7
8 9