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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.25B
AUM Growth
+$16.6M
Cap. Flow
-$28.9M
Cap. Flow %
-2.32%
Top 10 Hldgs %
24.23%
Holding
217
New
27
Increased
63
Reduced
59
Closed
40

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$8.41M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.4M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$6.58M
5
ACAS
American Capital Ltd
ACAS
+$5.84M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.1M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$15.6M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$15.4M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
+$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Sector Composition

Rank Sector Weight
1 Financials 3.87%
2 Materials 0.04%
3 Energy 0.03%
4 Healthcare 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHD
151
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$711K 0.06%
55,713
-102,844
-65% -$1.26M
RGT
152
Royce Global Value Trust
RGT
$102M
$686K 0.06%
72,902
+496
+0.7% +$4.49K
JFR icon
153
Nuveen Floating Rate Income Fund
JFR
$1.25B
$675K 0.05%
+55,786
New +$658K
BSL
154
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$659K 0.05%
+36,787
New +$668K
VCV icon
155
Invesco California Value Municipal Income Trust
VCV
$522M
$652K 0.05%
52,689
-37,107
-41% -$453K
XLF icon
156
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$634K 0.05%
31,782
-14,467
-31% -$282K
DNY
157
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$609K 0.05%
+28,399
New +$600K
RIO icon
158
Rio Tinto
RIO
$164B
$543K 0.04%
10,000
+5,600
+127% +$304K
EIM
159
Eaton Vance Municipal Bond Fund
EIM
$499M
$534K 0.04%
42,921
-126,051
-75% -$1.56M
EVM
160
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$485K 0.04%
41,846
-1,099
-3% -$12.5K
MQT
161
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$455K 0.04%
35,590
-2,279
-6% -$29.3K
NZF icon
162
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$454K 0.04%
+33,176
New +$444K
GDV icon
163
Gabelli Dividend & Income Trust
GDV
$2.66B
$416K 0.03%
18,986
-25,186
-57% -$534K
JPI
164
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$393K 0.03%
+16,750
New +$389K
VXX
165
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$326K 0.03%
+53
New +$30.9K
GMZ
166
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$322K 0.03%
+2,210
New +$306K
ASP
167
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$314K 0.03%
+30,605
New +$307K
YHOO
168
DELISTED
Yahoo Inc
YHOO
$313K 0.03%
+8,900
New +$311K
TWN
169
Taiwan Fund
TWN
$527M
$277K 0.02%
+13,511
New +$262K
PGZ
170
Principal Real Estate Income Fund
PGZ
$68.7M
$242K 0.02%
+12,666
New +$239K
FHY
171
DELISTED
First Trust Strategic High
FHY
$222K 0.02%
13,573
-117,090
-90% -$1.88M
VXX
172
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$215K 0.02%
+469
New +$273K
PCF
173
High Income Securities Fund
PCF
$99.9M
$208K 0.02%
23,832
-22,821
-49% -$195K
JSD
174
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$194K 0.02%
+10,538
New +$194K
MSP
175
DELISTED
Madison Strategic Sector
MSP
$190K 0.02%
+14,864
New +$188K
5 6
7
8 9

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Rivernorth Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Rivernorth Capital Management held 217 positions worth $1.25B, up 1.3% from $1.23B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q2 2014 filing shows 27 new, 63 increased, 59 reduced and 40 closed positions. Its largest new stake was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $17.1M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.8% a quarter earlier, followed by Materials and Energy.

  • Rivernorth Capital Management's largest Q2 2014 buy was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M.
  • Rivernorth Capital Management added most to Vanguard FTSE Developed Markets ETF in Q2 2014, an estimated $17.4M increase.
  • Rivernorth Capital Management's biggest Q2 2014 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $17.1M.
  • Rivernorth Capital Management fully exited Virtus Stone Harbor Emerging Markets Income Fund in Q2 2014, selling an estimated $5.88M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.25B portfolio in Q2 2014.
  • Rivernorth Capital Management opened 27 new positions and closed 40 in Q2 2014.
  • Rivernorth Capital Management's portfolio value rose 1.3% quarter-over-quarter to $1.25B.

Based on Rivernorth Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.