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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJ icon
126
Scienjoy Holding
SJ
$35.5M
$2.28M 0.14%
+225,000
New +$2.28M
FLLCU
127
DELISTED
Fellazo Inc. Unit
FLLCU
$2.27M 0.14%
225,000
– –
MSD
128
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$2.27M 0.14%
234,044
-410,234
-64% -$3.88M
SMMCU
129
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$2.23M 0.13%
214,000
– –
HCACU
130
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.18M 0.13%
200,000
– –
PCF
131
High Income Securities Fund
PCF
$101M
$2.16M 0.13%
241,231
-59,713
-20% -$513K
HIX
132
Western Asset High Income Fund II
HIX
$355M
$2.15M 0.13%
318,995
-1,445,539
-82% -$9.67M
ALACU
133
DELISTED
Alberton Acquisition Corp Unit
ALACU
$2.13M 0.13%
200,000
– –
NIQ
134
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$2.13M 0.13%
153,262
-115,971
-43% -$1.59M
NCV
135
Virtus Convertible & Income Fund
NCV
$391M
$2.11M 0.13%
+91,629
New +$2.08M
GIX.U
136
DELISTED
GigCapital2, Inc.
GIX.U
$2.08M 0.12%
200,000
– –
AMCIU
137
DELISTED
AMCI Acquisition Corp Unit
AMCIU
$2.08M 0.12%
200,000
– –
GXGXU
138
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.07M 0.12%
200,000
– –
DMS
139
DELISTED
Digital Media Solutions, Inc.
DMS
$2.07M 0.12%
13,333
– –
HYMC icon
140
Hycroft Mining Holding Corp
HYMC
$2.51B
$2.07M 0.12%
20,000
– –
SFTW.U
141
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$2.06M 0.12%
+202,400
New +$2.03M
LVOXU
142
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2.06M 0.12%
200,000
– –
NKX icon
143
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$2.04M 0.12%
134,300
+371
+0.3% +$5.62K
PIC.U
144
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$2.04M 0.12%
200,000
+150,000
+300% +$1.53M
NFINU
145
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$2.04M 0.12%
200,000
– –
SSPKU
146
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$2.03M 0.12%
200,000
– –
ATCX
147
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
$2.03M 0.12%
200,000
– –
LCAHU
148
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$2.03M 0.12%
+200,000
New +$2.02M
AMHCU
149
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$2.01M 0.12%
+200,000
New +$2M
NHS
150
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$1.92M 0.12%
155,686
-759,650
-83% -$9.14M
4 5
6
7 8

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Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.