RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.73%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$87.6M
Cap. Flow %
5.26%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.5M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20.9M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.2M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.6M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$18.1M

Top Sells

1
VVR icon
Invesco Senior Income Trust
VVR
+$21.2M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$17.4M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.5M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$13M
5
HIX
Western Asset High Income Fund II
HIX
+$9.74M

Sector Composition

1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SJ icon
126
Scienjoy Holding
SJ
$29.1M
$2.28M 0.14%
+225,000
New +$2.28M
FLLCU
127
DELISTED
Fellazo Inc. Unit
FLLCU
$2.27M 0.14%
225,000
– –
MSD
128
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$2.27M 0.14%
234,044
-410,234
-64% -$3.97M
SMMCU
129
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$2.23M 0.13%
214,000
– –
HCACU
130
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.18M 0.13%
200,000
– –
PCF
131
High Income Securities Fund
PCF
$120M
$2.16M 0.13%
241,231
-59,713
-20% -$535K
HIX
132
Western Asset High Income Fund II
HIX
$392M
$2.15M 0.13%
318,995
-1,445,539
-82% -$9.74M
ALACU
133
DELISTED
Alberton Acquisition Corporation Unit
ALACU
$2.13M 0.13%
200,000
– –
NIQ
134
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$2.13M 0.13%
153,262
-115,971
-43% -$1.61M
NCV
135
Virtus Convertible & Income Fund
NCV
$341M
$2.11M 0.13%
+91,629
New +$2.11M
GIX.U
136
DELISTED
GigCapital2, Inc.
GIX.U
$2.08M 0.12%
200,000
– –
AMCIU
137
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$2.08M 0.12%
200,000
– –
GXGXU
138
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.07M 0.12%
200,000
– –
DMS
139
DELISTED
Digital Media Solutions, Inc.
DMS
$2.07M 0.12%
13,333
– –
HYMC icon
140
Hycroft Mining Holding Corp
HYMC
$226M
$2.07M 0.12%
20,000
– –
SFTW.U
141
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$2.06M 0.12%
+202,400
New +$2.06M
LVOXU
142
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2.06M 0.12%
200,000
– –
NKX icon
143
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$590M
$2.04M 0.12%
134,300
+371
+0.3% +$5.64K
PIC.U
144
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$2.04M 0.12%
200,000
+150,000
+300% +$1.53M
NFINU
145
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$2.04M 0.12%
200,000
– –
SSPKU
146
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$2.03M 0.12%
200,000
– –
ATCX
147
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
$2.03M 0.12%
200,000
– –
LCAHU
148
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$2.03M 0.12%
+200,000
New +$2.03M
AMHCU
149
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$2.01M 0.12%
+200,000
New +$2.01M
NHS
150
Neuberger Berman High Yield Strategies Fund
NHS
$232M
$1.92M 0.12%
155,686
-759,650
-83% -$9.38M
4 5
6
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