RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMCIU
126
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$2.02M 0.13%
200,000
– –
HYMC icon
127
Hycroft Mining Holding Corp
HYMC
$227M
$2.02M 0.13%
20,000
– –
HCACU
128
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.02M 0.13%
+200,000
New +$2.02M
NCA icon
129
Nuveen California Municipal Value Fund
NCA
$289M
$2.02M 0.13%
210,736
-200,045
-49% -$1.91M
BWMCU
130
DELISTED
Boxwood Merger Corp. Unit
BWMCU
$2.01M 0.13%
200,000
– –
ID
131
DELISTED
PARTS iD, Inc.
ID
$2.01M 0.13%
200,000
– –
CHAC.U
132
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$2.01M 0.13%
200,000
– –
LVOXU
133
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2M 0.13%
+200,000
New +$2M
OHAI
134
DELISTED
OHA Investment Corporation
OHAI
$1.97M 0.13%
1,640,387
– –
AGAE icon
135
Allied Gaming & Entertainment
AGAE
$33.6M
$1.95M 0.13%
191,057
– –
HOFV
136
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.79M 0.12%
11,303
– –
BCX icon
137
BlackRock Resources & Commodities Strategy Trust
BCX
$773M
$1.59M 0.1%
194,697
-39,299
-17% -$321K
MTEC
138
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
$1.57M 0.1%
155,000
– –
MFAC.U
139
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.54M 0.1%
150,000
– –
RPAY icon
140
Repay Holdings
RPAY
$487M
$1.53M 0.1%
150,000
– –
CFFAU
141
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.53M 0.1%
150,000
– –
SEGG
142
Lottery.com
SEGG
$23.3M
$1.53M 0.1%
750
– –
FTACU
143
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.53M 0.1%
150,000
– –
IQI icon
144
Invesco Quality Municipal Securities
IQI
$521M
$1.51M 0.1%
124,370
+26,080
+27% +$316K
NKLA
145
DELISTED
Nikola Corporation Common Stock
NKLA
$1.5M 0.1%
5,000
– –
NAN icon
146
Nuveen New York Quality Municipal Income Fund
NAN
$349M
$1.45M 0.1%
108,500
+4,300
+4% +$57.6K
KTF
147
DWS Municipal Income Trust
KTF
$358M
$1.37M 0.09%
123,914
-13,654
-10% -$151K
MXE
148
Mexico Equity and Income Fund
MXE
$50.8M
$1.35M 0.09%
126,685
-68,923
-35% -$732K
MUI
149
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.3M 0.09%
94,168
-595,334
-86% -$8.2M
TZACU
150
DELISTED
Tenzing Acquisition Corp. Units
TZACU
$1.28M 0.08%
125,000
– –
4 5
6
7 8