RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-0.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.2B
AUM Growth
-$71.2M
Cap. Flow
-$67M
Cap. Flow %
-5.6%
Top 10 Hldgs %
30.99%
Holding
261
New
52
Increased
65
Reduced
44
Closed
48

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$21.5M
2
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$17.4M
3
CRF
Cornerstone Total Return Fund
CRF
$8.46M
4
PCF
High Income Securities Fund
PCF
$6.79M
5
AVK
Advent Convertible and Income Fund
AVK
$5.75M

Top Sells

1
MZF
Managed Duration Inv Grd Muni Fd
MZF
$14.8M
2
RA
Brookfield Real Assets Income Fund
RA
$13.6M
3
USA icon
Liberty All-Star Equity Fund
USA
$13.3M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$12.2M
5
AOD
abrdn Total Dynamic Dividend Fund
AOD
$8.21M

Sector Composition

1 Financials 2.31%
2 Consumer Discretionary 1.27%
3 Healthcare 0.84%
4 Technology 0.69%
5 Communication Services 0.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NCA icon
126
Nuveen California Municipal Value Fund
NCA
$285M
$1.06M 0.09%
113,340
-68,246
-38% -$639K
LOACU
127
DELISTED
Longevity Acquisition Corporation Units
LOACU
$1.02M 0.09%
+100,000
New +$1.02M
LSEA
128
DELISTED
Landsea Homes
LSEA
$960K 0.08%
+100,000
New +$960K
ALGR
129
DELISTED
Allegro Merger Corp. Common Stock
ALGR
$953K 0.08%
+100,000
New +$953K
BRMK
130
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$944K 0.08%
96,000
– –
MMT
131
MFS Multimarket Income Trust
MMT
$264M
$925K 0.08%
167,343
-85,490
-34% -$473K
JRO
132
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$872K 0.07%
+84,622
New +$872K
SBI
133
Western Asset Intermediate Muni Fund
SBI
$110M
$856K 0.07%
+101,193
New +$856K
CHN
134
China Fund
CHN
$169M
$850K 0.07%
43,355
+4,517
+12% +$88.6K
GTYH
135
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$811K 0.07%
80,001
– –
NKX icon
136
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$583M
$754K 0.06%
+58,565
New +$754K
CEV
137
Eaton Vance California Municipal Income Trust
CEV
$68.9M
$739K 0.06%
+65,845
New +$739K
GTEC icon
138
Greenland Technologies Holding Corp
GTEC
$22.4M
$725K 0.06%
+75,000
New +$725K
EIA
139
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$704K 0.06%
+68,759
New +$704K
MIW
140
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$562K 0.05%
44,747
+3,900
+10% +$49K
SEVN
141
Seven Hills Realty Trust
SEVN
$164M
$557K 0.05%
+31,000
New +$557K
CCC.U
142
DELISTED
Churchill Capital Corp
CCC.U
$507K 0.04%
+50,000
New +$507K
NESRW
143
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$484K 0.04%
216,015
– –
GB
144
DELISTED
Global Blue Group Holding
GB
$482K 0.04%
49,995
+34,647
+226% +$334K
CCA
145
DELISTED
MFS California Municipal Fund
CCA
$467K 0.04%
+45,937
New +$467K
EMI
146
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$395K 0.03%
31,810
– –
EMJ
147
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$392K 0.03%
+33,325
New +$392K
BQH
148
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$386K 0.03%
+29,973
New +$386K
IHD
149
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$378K 0.03%
+46,853
New +$378K
MMV
150
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
$361K 0.03%
+28,952
New +$361K
4 5
6
7 8