We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-8.89%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.63B
AUM Growth
+$14.2M
Cap. Flow
+$169M
Cap. Flow %
10.42%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$32.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$13.8M
3
ACAS
American Capital Ltd
ACAS
+$10.5M
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$9.41M
5
GHY
PGIM Global High Yield Fund
GHY
+$7.85M

Top Sells

Rank Stock Value
1
PPT
Franklin Premier Income Trust
PPT
+$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
+$14M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$9.34M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.07M
5
CTF
Nuveen Long/Short Commodity Fd
CTF
+$7.06M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
126
iShares Russell 2000 ETF
IWM
$81.4B
$3.28M 0.2%
30,000
– –
JMT
127
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.17M 0.19%
145,788
– –
IGR
128
CBRE Global Real Estate Income Fund
IGR
$704M
$3.14M 0.19%
425,224
+22,500
+6% +$175K
JSD
129
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.07M 0.19%
202,108
+51,575
+34% +$827K
DRA
130
DELISTED
Diversified Real Asset Income Fd
DRA
$3.04M 0.19%
189,365
-135,207
-42% -$2.29M
FTT
131
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.04M 0.19%
224,869
-32,840
-13% -$442K
JPC icon
132
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$2.98M 0.18%
331,162
+4,145
+1% +$38K
GDX icon
133
VanEck Gold Miners ETF
GDX
$27.3B
$2.88M 0.18%
209,517
– –
ACV
134
Virtus Diversified Income & Convertible Fund
ACV
$286M
$2.86M 0.18%
+164,164
New +$3.3M
CIF
135
DELISTED
MFS Intermediate High Income Fund
CIF
$2.85M 0.18%
1,256,362
+16,448
+1% +$40.7K
CEFL
136
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$2.76M 0.17%
178,250
+128,650
+259% +$2.33M
BBN icon
137
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$2.75M 0.17%
136,149
+10,504
+8% +$211K
ABE
138
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$2.65M 0.16%
247,487
– –
HIX
139
Western Asset High Income Fund II
HIX
$355M
$2.64M 0.16%
408,648
+325,659
+392% +$2.28M
FHY
140
DELISTED
First Trust Strategic High
FHY
$2.62M 0.16%
+227,766
New +$2.83M
NXRT
141
NexPoint Residential Trust
NXRT
$640M
$2.59M 0.16%
193,618
-114,276
-37% -$1.5M
BLW icon
142
BlackRock Limited Duration Income Trust
BLW
$492M
$2.54M 0.16%
176,118
+58,951
+50% +$874K
HYF
143
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$2.53M 0.16%
+1,573,141
New +$2.71M
CEE
144
Central and Eastern Europe Fund
CEE
$139M
$2.46M 0.15%
137,461
-11,341
-8% -$218K
FAM
145
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$2.42M 0.15%
250,206
+115,731
+86% +$1.19M
PIM
146
Franklin Master Intermediate Income Trust
PIM
$152M
$2.35M 0.14%
520,247
-301,827
-37% -$1.4M
JRO
147
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.23M 0.14%
+224,430
New +$2.36M
NTG
148
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2.22M 0.14%
12,101
+4,949
+69% +$990K
INF
149
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$2.18M 0.13%
+174,320
New +$2.54M
DMB
150
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$2.16M 0.13%
181,802
– –
4 5
6
7 8

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Rivernorth Capital Management held 212 positions worth $1.63B, up 0.88% from $1.61B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rivernorth Capital Management deployed $169M of net new capital in Q3 2015, opening 32 new positions and adding to 101 existing holdings. Its largest new stake was JP Morgan Alerian MLP Index ETN 5/24/24: 211,452 shares worth $6.43M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 5.5% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $14M trimmed.

  • Rivernorth Capital Management's largest Q3 2015 buy was JP Morgan Alerian MLP Index ETN 5/24/24: 211,452 shares worth $6.43M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q3 2015, an estimated $32.2M increase.
  • Rivernorth Capital Management's biggest Q3 2015 reduction was iShares S&P 100 ETF, cutting an estimated $14M.
  • Rivernorth Capital Management fully exited Franklin Premier Income Trust in Q3 2015, selling an estimated $14.3M.
  • Rivernorth Capital Management's ten largest holdings make up 26% of its $1.63B portfolio in Q3 2015.
  • Rivernorth Capital Management opened 32 new positions and closed 14 in Q3 2015.
  • Rivernorth Capital Management's portfolio value rose 0.88% quarter-over-quarter to $1.63B.

Based on Rivernorth Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.