RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-8.89%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$14.2M
Cap. Flow
+$152M
Cap. Flow %
9.35%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$30.5M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$13.3M
3
ACAS
American Capital Ltd
ACAS
$9.51M
4
OCSL icon
Oaktree Specialty Lending
OCSL
$9.05M
5
GHY
PGIM Global High Yield Fund
GHY
$7.5M

Top Sells

1
PPT
Putnam Premier Income Trust
PPT
$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
$13.3M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$9.28M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
$6.93M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.68M

Sector Composition

1 Financials 6.04%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IWM icon
126
iShares Russell 2000 ETF
IWM
$67.8B
$3.28M 0.2%
30,000
– –
JMT
127
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.17M 0.19%
145,788
– –
IGR
128
CBRE Global Real Estate Income Fund
IGR
$765M
$3.14M 0.19%
425,224
+22,500
+6% +$166K
JSD
129
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.07M 0.19%
202,108
+51,575
+34% +$784K
DRA
130
DELISTED
Diversified Real Asset Income Fd
DRA
$3.05M 0.19%
189,365
-135,207
-42% -$2.17M
FTT
131
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.04M 0.19%
224,869
-32,840
-13% -$444K
JPC icon
132
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$2.98M 0.18%
331,162
+4,145
+1% +$37.3K
GDX icon
133
VanEck Gold Miners ETF
GDX
$19.9B
$2.88M 0.18%
209,517
– –
ACV
134
Virtus Diversified Income & Convertible Fund
ACV
$243M
$2.86M 0.18%
+164,164
New +$2.86M
CIF
135
MFS Intermediate High Income Fund
CIF
$31.3M
$2.85M 0.18%
1,256,362
+16,448
+1% +$37.3K
CEFL
136
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$2.76M 0.17%
178,250
+128,650
+259% +$1.99M
BBN icon
137
BlackRock Taxable Municipal Bond Trust
BBN
$1.02B
$2.75M 0.17%
136,149
+10,504
+8% +$212K
ABE
138
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$2.65M 0.16%
247,487
– –
HIX
139
Western Asset High Income Fund II
HIX
$391M
$2.64M 0.16%
408,648
+325,659
+392% +$2.11M
FHY
140
DELISTED
First Trust Strategic High
FHY
$2.62M 0.16%
+227,766
New +$2.62M
NXRT
141
NexPoint Residential Trust
NXRT
$879M
$2.59M 0.16%
193,618
-114,276
-37% -$1.53M
BLW icon
142
BlackRock Limited Duration Income Trust
BLW
$548M
$2.54M 0.16%
176,118
+58,951
+50% +$851K
HYF
143
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$2.53M 0.16%
+1,573,141
New +$2.53M
CEE
144
Central and Eastern Europe Fund
CEE
$105M
$2.46M 0.15%
137,461
-11,341
-8% -$203K
FAM
145
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$2.42M 0.15%
250,206
+115,731
+86% +$1.12M
PIM
146
Putnam Master Intermediate Income Trust
PIM
$163M
$2.35M 0.14%
520,247
-301,827
-37% -$1.36M
JRO
147
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.23M 0.14%
+224,430
New +$2.23M
NTG
148
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2.22M 0.14%
12,101
+4,949
+69% +$907K
INF
149
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$2.18M 0.13%
+174,320
New +$2.18M
DMB
150
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$188M
$2.16M 0.13%
181,802
– –
4 5
6
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