RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-3.2%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.51B
AUM Growth
+$258M
Cap. Flow
+$273M
Cap. Flow %
18.12%
Top 10 Hldgs %
21.45%
Holding
221
New
46
Increased
73
Reduced
39
Closed
20

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.7M
2
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$21.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$18M
4
JGH icon
Nuveen Global High Income Fund
JGH
$17.3M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$17.1M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$22.7M
2
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M
3
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$7.88M
4
PFL
PIMCO Income Strategy Fund
PFL
$4.88M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$4.77M

Sector Composition

1 Financials 3.94%
2 Technology 0.02%
3 Energy 0%
4 Communication Services 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HIO
126
Western Asset High Income Opportunity Fund
HIO
$375M
$3.03M 0.2%
+564,506
New +$3.03M
GGN
127
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$749M
$3.03M 0.2%
+432,674
New +$3.03M
CLM icon
128
Cornerstone Strategic Value Fund
CLM
$2.33B
$2.98M 0.2%
+151,372
New +$2.98M
GDL
129
GDL Fund
GDL
$96.5M
$2.98M 0.2%
290,915
+3,500
+1% +$35.8K
DMB
130
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$188M
$2.97M 0.2%
243,915
-42,300
-15% -$515K
CEE
131
Central and Eastern Europe Fund
CEE
$105M
$2.94M 0.2%
148,802
-7,242
-5% -$143K
NHS
132
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$2.94M 0.19%
238,738
+97,800
+69% +$1.2M
TYG
133
Tortoise Energy Infrastructure Corp
TYG
$736M
$2.79M 0.19%
15,955
-20,037
-56% -$3.51M
RNP icon
134
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.06B
$2.67M 0.18%
140,704
-152,300
-52% -$2.89M
NPF
135
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.67M 0.18%
191,222
– –
NML
136
Neuberger Berman Energy Infrastructure and Income Fund
NML
$488M
$2.64M 0.18%
+150,243
New +$2.64M
JMLP
137
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$2.52M 0.17%
+165,299
New +$2.52M
MHY
138
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$2.44M 0.16%
477,577
+207,265
+77% +$1.06M
BKCC
139
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.3M 0.15%
+280,608
New +$2.3M
NSL
140
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.25M 0.15%
343,306
+44,105
+15% +$289K
FPL
141
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$2.2M 0.15%
+123,078
New +$2.2M
NPP
142
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$2.16M 0.14%
146,744
– –
VGM icon
143
Invesco Trust Investment Grade Municipals
VGM
$527M
$2.14M 0.14%
161,255
-8,629
-5% -$115K
OHAI
144
DELISTED
OHA Investment Corporation
OHAI
$2.13M 0.14%
454,232
+371,812
+451% +$1.74M
JHP
145
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.09M 0.14%
251,345
– –
VVR icon
146
Invesco Senior Income Trust
VVR
$555M
$2.09M 0.14%
458,343
+374,843
+449% +$1.71M
MTS
147
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$2.04M 0.14%
123,780
-4,359
-3% -$71.7K
OCSI
148
DELISTED
Oaktree Strategic Income Corporation
OCSI
$2.01M 0.13%
+196,916
New +$2.01M
CMK
149
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$1.93M 0.13%
231,189
+145,551
+170% +$1.21M
VBF icon
150
Invesco Bond Fund
VBF
$178M
$1.84M 0.12%
+100,000
New +$1.84M
4 5
6
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