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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.25B
AUM Growth
+$16.6M
Cap. Flow
-$28.9M
Cap. Flow %
-2.32%
Top 10 Hldgs %
24.23%
Holding
217
New
27
Increased
63
Reduced
59
Closed
40

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$8.41M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.4M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$6.58M
5
ACAS
American Capital Ltd
ACAS
+$5.84M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.1M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$15.6M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$15.4M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
+$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Sector Composition

Rank Sector Weight
1 Financials 3.87%
2 Materials 0.04%
3 Energy 0.03%
4 Healthcare 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFD
126
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$2.15M 0.17%
131,919
+2,704
+2% +$43.9K
SPE
127
Special Opportunities Fund
SPE
$143M
$1.99M 0.16%
124,694
– –
CET
128
Central Securities Corp
CET
$1.65B
$1.89M 0.15%
80,395
– –
NSL
129
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.88M 0.15%
+266,080
New +$1.87M
IWD icon
130
iShares Russell 1000 Value ETF
IWD
$83.7B
$1.76M 0.14%
17,375
-3,200
-16% -$314K
LBF
131
DELISTED
Deutsche Global High Incm Fund
LBF
$1.73M 0.14%
205,534
– –
NSLR
132
Neostellar Capital Corp
NSLR
$254M
$1.65M 0.13%
240,443
+66,286
+38% +$413K
KHI
133
DELISTED
Deutsche High Income Trust
KHI
$1.62M 0.13%
172,529
-19,705
-10% -$185K
TYG
134
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$1.6M 0.13%
+8,070
New +$1.55M
GDL
135
GDL Fund
GDL
$92.1M
$1.56M 0.13%
144,045
+92,832
+181% +$1.02M
MHY
136
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.53M 0.12%
263,712
-82,328
-24% -$478K
ETX
137
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$1.49M 0.12%
88,202
+73,060
+482% +$1.21M
EVF
138
Eaton Vance Senior Income Trust
EVF
$90.5M
$1.46M 0.12%
+214,352
New +$1.46M
TTF
139
DELISTED
Thai Fund
TTF
$1.42M 0.11%
126,225
-48,360
-28% -$552K
CHW
140
Calamos Global Dynamic Income Fund
CHW
$545M
$1.32M 0.11%
134,606
-59,585
-31% -$557K
CBA
141
DELISTED
ClearBridge American Energy MLP
CBA
$1.25M 0.1%
67,164
-194,162
-74% -$3.4M
CLM icon
142
Cornerstone Strategic Value Fund
CLM
$2.25B
$1M 0.08%
41,713
-191,307
-82% -$4.72M
TSI
143
TCW Strategic Income Fund
TSI
$213M
$992K 0.08%
179,752
-35,985
-17% -$198K
HSA
144
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$908K 0.07%
131,736
-43,035
-25% -$297K
ARMF
145
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$857K 0.07%
39,206
-12,305
-24% -$270K
NQU
146
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$853K 0.07%
62,179
-6,300
-9% -$86K
JPW
147
DELISTED
Nuveen Flexible Invstment Fd
JPW
$839K 0.07%
+44,609
New +$800K
BCV
148
Bancroft Fund
BCV
$139M
$835K 0.07%
+41,400
New +$821K
ACSF
149
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$807K 0.06%
+57,667
New +$791K
SMM
150
DELISTED
Salient Midstream & MLP Fund
SMM
$780K 0.06%
+26,341
New +$695K
4 5
6
7 8

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Rivernorth Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Rivernorth Capital Management held 217 positions worth $1.25B, up 1.3% from $1.23B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q2 2014 filing shows 27 new, 63 increased, 59 reduced and 40 closed positions. Its largest new stake was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $17.1M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.8% a quarter earlier, followed by Materials and Energy.

  • Rivernorth Capital Management's largest Q2 2014 buy was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M.
  • Rivernorth Capital Management added most to Vanguard FTSE Developed Markets ETF in Q2 2014, an estimated $17.4M increase.
  • Rivernorth Capital Management's biggest Q2 2014 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $17.1M.
  • Rivernorth Capital Management fully exited Virtus Stone Harbor Emerging Markets Income Fund in Q2 2014, selling an estimated $5.88M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.25B portfolio in Q2 2014.
  • Rivernorth Capital Management opened 27 new positions and closed 40 in Q2 2014.
  • Rivernorth Capital Management's portfolio value rose 1.3% quarter-over-quarter to $1.25B.

Based on Rivernorth Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.