RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.24B
AUM Growth
+$16.5M
Cap. Flow
-$28.8M
Cap. Flow %
-2.31%
Top 10 Hldgs %
24.24%
Holding
216
New
26
Increased
63
Reduced
59
Closed
39

Top Buys

1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$17.6M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
$8.71M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.55M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.11M
5
ACAS
American Capital Ltd
ACAS
$5.98M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.4M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.4M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$15.5M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Sector Composition

1 Financials 2.06%
2 Materials 0.04%
3 Energy 0.03%
4 Consumer Discretionary 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CFD
126
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$2.15M 0.17%
131,919
+2,704
+2% +$44K
SPE
127
Special Opportunities Fund
SPE
$167M
$1.99M 0.16%
119,119
– –
CET
128
Central Securities Corp
CET
$1.45B
$1.89M 0.15%
80,395
– –
NSL
129
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.88M 0.15%
+266,080
New +$1.88M
IWD icon
130
iShares Russell 1000 Value ETF
IWD
$63.3B
$1.76M 0.14%
17,375
-3,200
-16% -$324K
LBF
131
DELISTED
Deutsche Global High Incm Fund
LBF
$1.73M 0.14%
205,534
– –
SSSS icon
132
SuRo Capital
SSSS
$208M
$1.65M 0.13%
240,443
+66,286
+38% +$455K
KHI
133
DELISTED
Deutsche High Income Trust
KHI
$1.62M 0.13%
172,529
-19,705
-10% -$185K
TYG
134
Tortoise Energy Infrastructure Corp
TYG
$736M
$1.6M 0.13%
+8,070
New +$1.6M
GDL
135
GDL Fund
GDL
$96.5M
$1.56M 0.13%
144,045
+92,832
+181% +$1.01M
MHY
136
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.53M 0.12%
263,712
-82,328
-24% -$478K
ETX
137
Eaton Vance Municipal Income 2028 Term Trust
ETX
$208M
$1.49M 0.12%
88,202
+73,060
+482% +$1.23M
EVF
138
Eaton Vance Senior Income Trust
EVF
$101M
$1.46M 0.12%
+214,352
New +$1.46M
TTF
139
DELISTED
Thai Fund
TTF
$1.42M 0.11%
126,225
-48,360
-28% -$543K
CHW
140
Calamos Global Dynamic Income Fund
CHW
$466M
$1.32M 0.11%
134,606
-59,585
-31% -$584K
CBA
141
DELISTED
ClearBridge American Energy MLP
CBA
$1.25M 0.1%
67,164
-194,162
-74% -$3.61M
CLM icon
142
Cornerstone Strategic Value Fund
CLM
$2.33B
$1M 0.08%
41,713
-191,307
-82% -$4.59M
TSI
143
TCW Strategic Income Fund
TSI
$237M
$992K 0.08%
179,752
-35,985
-17% -$199K
HSA
144
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$908K 0.07%
131,736
-43,035
-25% -$297K
ARMF
145
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$857K 0.07%
39,206
-12,305
-24% -$269K
NQU
146
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$853K 0.07%
62,179
-6,300
-9% -$86.4K
JPW
147
DELISTED
Nuveen Flexible Invstment Fd
JPW
$839K 0.07%
+44,609
New +$839K
BCV
148
Bancroft Fund
BCV
$122M
$835K 0.07%
+41,400
New +$835K
ACSF
149
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$807K 0.06%
+57,667
New +$807K
SMM
150
DELISTED
Salient Midstream & MLP Fund
SMM
$780K 0.06%
+26,341
New +$780K
4 5
6
7 8