RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-6.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.65B
AUM Growth
+$2.65B
Cap. Flow
+$367M
Cap. Flow %
13.85%
Top 10 Hldgs %
23.88%
Holding
933
New
215
Increased
124
Reduced
166
Closed
107

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$33.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$33.8M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
$28.5M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
$26.1M
5
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$22.6M

Top Sells

1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$23.5M
2
NHICU
NewHold Investment Corp. II Unit
NHICU
$17.3M
3
BST icon
BlackRock Science and Technology Trust
BST
$16.6M
4
EDNC
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
$13.6M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$11.9M

Sector Composition

1 Financials 20.53%
2 Technology 1.44%
3 Industrials 1.32%
4 Healthcare 1.3%
5 Consumer Discretionary 0.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NCA icon
101
Nuveen California Municipal Value Fund
NCA
$283M
$5.61M 0.21%
612,734
+232,534
+61% +$2.13M
GHIXU
102
DELISTED
Gores Holdings IX, Inc. Unit
GHIXU
$5.57M 0.21%
+554,139
New +$5.57M
NML
103
Neuberger Berman Energy Infrastructure and Income Fund
NML
$484M
$5.55M 0.21%
862,369
– –
VKQ icon
104
Invesco Municipal Trust
VKQ
$505M
$5.5M 0.21%
477,690
+451,999
+1,759% +$5.2M
FSD
105
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$5.5M 0.21%
+408,424
New +$5.5M
FPAC
106
DELISTED
Far Peak Acquisition Corporation
FPAC
$5.42M 0.2%
545,297
-4,701
-0.9% -$46.7K
NUO
107
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$5.39M 0.2%
388,478
+36,616
+10% +$508K
AEF
108
abrdn Emerging Markets Equity Income Fund
AEF
$247M
$5.27M 0.2%
778,715
-37,871
-5% -$256K
VMO icon
109
Invesco Municipal Opportunity Trust
VMO
$619M
$5.25M 0.2%
+458,513
New +$5.25M
ENX
110
Eaton Vance New York Municipal Bond Fund
ENX
$169M
$5.23M 0.2%
498,675
-20,207
-4% -$212K
AIF
111
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.21M 0.2%
362,673
+258,268
+247% +$3.71M
IHD
112
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$105M
$5.06M 0.19%
754,487
-12,051
-2% -$80.7K
FGMCU
113
DELISTED
FG Merger Corp. Unit
FGMCU
$5.03M 0.19%
+500,000
New +$5.03M
KCAC.U
114
DELISTED
Kensington Capital Acquisition Corp. IV Units, each consisting of one Class A Ordinary Share, one Class 1 redeemable Warrant and one Class 2 redeemable Warrant
KCAC.U
$5.01M 0.19%
+500,000
New +$5.01M
CCV
115
DELISTED
Churchill Capital Corp V
CCV
$4.99M 0.19%
507,400
+40,000
+9% +$393K
NQP icon
116
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$408M
$4.92M 0.19%
364,110
-643
-0.2% -$8.68K
LEO
117
BNY Mellon Strategic Municipals
LEO
$369M
$4.73M 0.18%
657,182
+508,852
+343% +$3.66M
SHAP.U
118
DELISTED
Spree Acquisition Corp. 1 Limited Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SHAP.U
$4.55M 0.17%
450,000
– –
PCF
119
High Income Securities Fund
PCF
$121M
$4.53M 0.17%
571,438
+128,815
+29% +$1.02M
MHN icon
120
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$293M
$4.49M 0.17%
350,549
-5,350
-2% -$68.6K
CMU
121
MFS High Yield Municipal Trust
CMU
$83.9M
$4.4M 0.17%
1,137,238
+531,223
+88% +$2.06M
SEPA
122
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
$4.3M 0.16%
437,500
– –
NXP icon
123
Nuveen Select Tax-Free Income Portfolio
NXP
$717M
$4.27M 0.16%
+295,630
New +$4.27M
GDL
124
GDL Fund
GDL
$96.2M
$4.15M 0.16%
483,072
-81,902
-14% -$704K
NUW icon
125
Nuveen AMT-Free Municipal Value Fund
NUW
$246M
$4.14M 0.16%
280,428
+126,121
+82% +$1.86M
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5
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