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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$146M
Cap. Flow %
-8.69%
Top 10 Hldgs %
29%
Holding
496
New
162
Increased
49
Reduced
116
Closed
141

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$35.8M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$25.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$19.6M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17M
5
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$16.2M

Top Sells

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.8M
4
PHD
Pioneer Floating Rate Fund
PHD
+$15M
5
BFZ
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 11.15%
2 Healthcare 0.76%
3 Technology 0.75%
4 Consumer Discretionary 0.62%
5 Industrials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETWO
101
DELISTED
E2open Parent Holdings
ETWO
$2.58M 0.15%
238,335
-61,662
-21% -$638K
MSPR
102
DELISTED
MSP Recovery Inc
MSPR
$2.52M 0.15%
+57
New +$2.46M
RCS
103
PIMCO Strategic Income Fund
RCS
$249M
$2.41M 0.14%
+348,363
New +$2.29M
SHPW
104
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$2.4M 0.14%
29,375
– –
VCVCU
105
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
$2.4M 0.14%
+225,000
New +$2.32M
GBDC icon
106
Golub Capital BDC
GBDC
$3.42B
$2.38M 0.14%
168,402
-50,720
-23% -$693K
NKX icon
107
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$663M
$2.34M 0.14%
148,229
-263,605
-64% -$4.06M
ETG
108
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$2.31M 0.14%
+126,572
New +$2.07M
NBO
109
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$2.31M 0.14%
187,168
-29,935
-14% -$359K
FMO
110
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$2.29M 0.14%
397,728
+4,697
+1% +$32.2K
DYFN
111
DELISTED
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
$2.24M 0.13%
+119,964
New +$2.15M
FFAI
112
Faraday Future Intelligent Electric
FFAI
$10.6M
– –
0
– –
SEAH
113
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$2.13M 0.13%
+209,998
New +$2.1M
EVN
114
Eaton Vance Municipal Income Trust
EVN
$430M
$2.1M 0.12%
157,149
-6,881
-4% -$89.6K
FSLF
115
DELISTED
First Eagle Senior Loan Fund
FSLF
$2.09M 0.12%
149,834
-217,245
-59% -$2.87M
GBTG icon
116
American Express Global Business Travel
GBTG
$4.93B
$2.08M 0.12%
+199,998
New +$2.03M
PRPB
117
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$2.08M 0.12%
+199,996
New +$2M
NAN icon
118
Nuveen New York Quality Municipal Income Fund
NAN
$371M
$2.07M 0.12%
146,440
-18,349
-11% -$252K
FPAC.U
119
DELISTED
Far Peak Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
FPAC.U
$2.07M 0.12%
+200,000
New +$2.05M
MUDSU
120
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$2.06M 0.12%
+200,000
New +$2.04M
ALUS
121
DELISTED
Alussa Energy Acquisition Corp
ALUS
$2.04M 0.12%
203,000
-87,674
-30% -$874K
NHIC
122
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
$2M 0.12%
+199,998
New +$1.97M
GNRS
123
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$2M 0.12%
197,484
-92,012
-32% -$909K
IGAC
124
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$1.99M 0.12%
+196,450
New +$1.97M
REVB icon
125
Revelation Biosciences
REVB
$4.42M
$1.98M 0.12%
+1
New +$2.02M
3 4
5
6 7

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Rivernorth Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rivernorth Capital Management held 496 positions worth $1.68B, up 4.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $146M in Q4 2020, closing 141 positions and reducing 116 holdings. Its most notable exit was Western Asset Global High Income Fund, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Blue Owl Capital worth $35.7M.

  • Rivernorth Capital Management's largest Q4 2020 buy was Blue Owl Capital: 2,823,663 shares worth $35.7M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q4 2020, an estimated $19.6M increase.
  • Rivernorth Capital Management's biggest Q4 2020 reduction was Western Asset High Income Opportunity Fund, cutting an estimated $20.8M.
  • Rivernorth Capital Management fully exited Western Asset Global High Income Fund in Q4 2020, selling an estimated $53.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.68B portfolio in Q4 2020.
  • Rivernorth Capital Management opened 162 new positions and closed 141 in Q4 2020.
  • Rivernorth Capital Management's portfolio value rose 4.3% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.