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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALUS.U
101
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
$3.02M 0.18%
+300,000
New +$3.01M
LIVKU
102
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
$2.97M 0.18%
+294,940
New +$2.96M
KTF
103
DWS Municipal Income Trust
KTF
$352M
$2.95M 0.18%
260,682
+35,516
+16% +$407K
FRA icon
104
BlackRock Floating Rate Income Strategies Fund
FRA
$387M
$2.92M 0.18%
217,606
-370,992
-63% -$4.78M
MXE
105
Mexico Equity and Income Fund
MXE
$59.6M
$2.91M 0.17%
250,521
+117,248
+88% +$1.29M
TRNE.U
106
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$2.87M 0.17%
275,000
– –
NBW
107
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$2.87M 0.17%
205,755
-122,039
-37% -$1.7M
GRNVU
108
DELISTED
GreenVision Acquisition Corp Unit
GRNVU
$2.77M 0.17%
+275,000
New +$2.77M
DUC
109
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$2.75M 0.17%
301,460
+191,728
+175% +$1.76M
BCX icon
110
BlackRock Resources & Commodities Strategy Trust
BCX
$940M
$2.73M 0.16%
337,804
+37,999
+13% +$290K
VWO icon
111
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.7M 0.16%
60,746
– –
PMM
112
Franklin Managed Municipal Income Trust
PMM
$273M
$2.7M 0.16%
337,932
-231,883
-41% -$1.84M
BFI
113
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$2.63M 0.16%
250,000
– –
THCBU
114
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.63M 0.16%
250,000
– –
AGBAU
115
DELISTED
AGBA Acquisition Ltd Unit
AGBAU
$2.57M 0.15%
250,000
– –
NRXP icon
116
NRX Pharmaceuticals
NRXP
$146M
$2.54M 0.15%
24,000
– –
MFL
117
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.54M 0.15%
191,394
+31,407
+20% +$418K
BOE icon
118
BlackRock Enhanced Global Dividend Trust
BOE
$686M
$2.54M 0.15%
231,171
+190,591
+470% +$2.02M
HNW
119
DELISTED
Pioneer Diversified High Income Fund
HNW
$2.53M 0.15%
169,970
+2,605
+2% +$38.3K
RVT icon
120
Royce Value Trust
RVT
$2.3B
$2.5M 0.15%
169,543
+1,874
+1% +$26.6K
GLEO.U
121
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$2.41M 0.14%
+235,000
New +$2.37M
EQOS
122
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$2.4M 0.14%
240,000
– –
BSTZ icon
123
BlackRock Science and Technology Term Trust
BSTZ
$2.08B
$2.35M 0.14%
+114,423
New +$2.29M
HPK icon
124
HighPeak Energy
HPK
$962M
$2.33M 0.14%
224,996
– –
MUE
125
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2.32M 0.14%
184,103
+63,291
+52% +$799K
3 4
5
6 7

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Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.