RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.73%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$87.6M
Cap. Flow %
5.26%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
$31.5M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$20.9M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$19.2M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
$18.6M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$18.1M

Top Sells

1
VVR icon
Invesco Senior Income Trust
VVR
$21.2M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$17.4M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$13.5M
4
HIO
Western Asset High Income Opportunity Fund
HIO
$13M
5
HIX
Western Asset High Income Fund II
HIX
$9.74M

Sector Composition

1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALUS.U
101
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
$3.02M 0.18%
+300,000
New +$3.02M
LIVKU
102
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
$2.97M 0.18%
+294,940
New +$2.97M
KTF
103
DWS Municipal Income Trust
KTF
$355M
$2.95M 0.18%
260,682
+35,516
+16% +$402K
FRA icon
104
BlackRock Floating Rate Income Strategies Fund
FRA
$470M
$2.93M 0.18%
217,606
-370,992
-63% -$4.99M
MXE
105
Mexico Equity and Income Fund
MXE
$50.5M
$2.91M 0.17%
250,521
+117,248
+88% +$1.36M
TRNE.U
106
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$2.87M 0.17%
275,000
– –
NBW
107
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$2.87M 0.17%
205,755
-122,039
-37% -$1.7M
GRNVU
108
DELISTED
GreenVision Acquisition Corp Unit
GRNVU
$2.78M 0.17%
+275,000
New +$2.78M
DUC
109
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$2.76M 0.17%
301,460
+191,728
+175% +$1.75M
BCX icon
110
BlackRock Resources & Commodities Strategy Trust
BCX
$788M
$2.73M 0.16%
337,804
+37,999
+13% +$307K
VWO icon
111
Vanguard FTSE Emerging Markets ETF
VWO
$98.1B
$2.7M 0.16%
60,746
– –
PMM
112
Putnam Managed Municipal Income
PMM
$258M
$2.7M 0.16%
337,932
-231,883
-41% -$1.85M
BFI
113
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$2.63M 0.16%
250,000
– –
THCBU
114
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.63M 0.16%
250,000
– –
AGBAU
115
DELISTED
AGBA Acquisition Limited Unit
AGBAU
$2.57M 0.15%
250,000
– –
MFL
116
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.54M 0.15%
191,394
+31,407
+20% +$417K
NRXP icon
117
NRX Pharmaceuticals
NRXP
$67.5M
$2.54M 0.15%
24,000
– –
BOE icon
118
BlackRock Enhanced Global Dividend Trust
BOE
$661M
$2.54M 0.15%
231,171
+190,591
+470% +$2.09M
HNW
119
Pioneer Diversified High Income Fund
HNW
$107M
$2.53M 0.15%
169,970
+2,605
+2% +$38.8K
RVT icon
120
Royce Value Trust
RVT
$1.96B
$2.5M 0.15%
169,543
+1,874
+1% +$27.7K
GLEO.U
121
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$2.41M 0.14%
+235,000
New +$2.41M
EQOS
122
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$2.41M 0.14%
240,000
– –
BSTZ icon
123
BlackRock Science and Technology Term Trust
BSTZ
$1.56B
$2.35M 0.14%
+114,423
New +$2.35M
HPK icon
124
HighPeak Energy
HPK
$926M
$2.33M 0.14%
224,996
– –
MUE icon
125
BlackRock MuniHoldings Quality Fund II
MUE
$216M
$2.32M 0.14%
184,103
+63,291
+52% +$798K
3 4
5
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