RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-8.89%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
+$152M
Cap. Flow %
9.35%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$30.5M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$13.3M
3
ACAS
American Capital Ltd
ACAS
$9.51M
4
OCSL icon
Oaktree Specialty Lending
OCSL
$9.05M
5
GHY
PGIM Global High Yield Fund
GHY
$7.5M

Top Sells

1
PPT
Putnam Premier Income Trust
PPT
$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
$13.3M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$9.28M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
$6.93M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.68M

Sector Composition

1 Financials 6.04%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PNNT
101
Pennant Park Investment Corp
PNNT
$468M
$4.85M 0.3% +750,123 New +$4.85M
VGI
102
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$4.81M 0.3% 336,675 – –
ARCC icon
103
Ares Capital
ARCC
$15.8B
$4.69M 0.29% +323,598 New +$4.69M
KMM
104
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$4.47M 0.27% 604,145 +413,085 +216% +$3.05M
SGL
105
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.22M 0.26% 531,762 – –
ACP
106
abrdn Income Credit Strategies Fund
ACP
$745M
$4.15M 0.26% 323,227 +56,035 +21% +$720K
RIT
107
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$4.14M 0.25% 337,321 – –
NBD
108
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.09M 0.25% 210,615 – –
ICB
109
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4M 0.25% 230,385 +9,687 +4% +$168K
FRA icon
110
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$4M 0.25% 309,285 +73,159 +31% +$947K
BSL
111
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$3.93M 0.24% 247,539 +123,293 +99% +$1.96M
BTT icon
112
BlackRock Municipal 2030 Target Term Trust
BTT
$1.47B
$3.89M 0.24% 190,956 -455,443 -70% -$9.28M
RNP icon
113
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.07B
$3.86M 0.24% 222,939 +110,449 +98% +$1.91M
KHI
114
DELISTED
Deutsche High Income Trust
KHI
$3.83M 0.24% 487,764 +4,000 +0.8% +$31.4K
SBW
115
DELISTED
Western Asset Worldwide Income
SBW
$3.8M 0.23% 386,959 +8,920 +2% +$87.7K
FUND
116
Sprott Focus Trust
FUND
$244M
$3.8M 0.23% 642,169 +8,590 +1% +$50.8K
GDL
117
GDL Fund
GDL
$95.9M
$3.79M 0.23% 386,464 +6,975 +2% +$68.3K
GFY
118
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$3.65M 0.22% 234,971 +82,836 +54% +$1.29M
VVR icon
119
Invesco Senior Income Trust
VVR
$561M
$3.55M 0.22% 849,889 +218,241 +35% +$912K
SAR icon
120
Saratoga Investment
SAR
$407M
$3.51M 0.22% 217,215 +82,511 +61% +$1.33M
SLRC icon
121
SLR Investment Corp
SLRC
$907M
$3.5M 0.22% +221,150 New +$3.5M
NQS
122
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.48M 0.21% 260,407 – –
NZF icon
123
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$3.46M 0.21% 255,186 – –
PHD
124
Pioneer Floating Rate Fund
PHD
$123M
$3.4M 0.21% 300,113 +37,242 +14% +$422K
LCM
125
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.35M 0.21% 408,091 +16,592 +4% +$136K
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5
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