RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.2%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.51B
AUM Growth
+$1.51B
Cap. Flow
+$247M
Cap. Flow %
16.41%
Top 10 Hldgs %
21.45%
Holding
221
New
46
Increased
73
Reduced
38
Closed
20

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.7M
2
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$21.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$18M
4
JGH icon
Nuveen Global High Income Fund
JGH
$17.3M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$17.1M

Top Sells

1
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$26.1M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$22.7M
3
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$7.88M
5
PFL
PIMCO Income Strategy Fund
PFL
$4.88M

Sector Composition

1 Financials 3.94%
2 Technology 0.02%
3 Energy 0%
4 Communication Services 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RIT
101
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$4.08M 0.27%
325,000
– –
PIM
102
Putnam Master Intermediate Income Trust
PIM
$161M
$4.03M 0.27%
837,741
-15,098
-2% -$72.6K
CTR
103
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$3.95M 0.26%
184,807
+130,833
+242% +$2.8M
SSSS icon
104
SuRo Capital
SSSS
$208M
$3.84M 0.26%
445,205
+196,523
+79% +$1.7M
ACP
105
abrdn Income Credit Strategies Fund
ACP
$743M
$3.84M 0.25%
253,944
+50,195
+25% +$758K
DSE
106
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$3.82M 0.25%
+269,334
New +$3.82M
BDJ icon
107
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.59B
$3.8M 0.25%
467,994
-142,194
-23% -$1.15M
NIQ
108
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.69M 0.24%
291,453
-6,039
-2% -$76.4K
HYB
109
DELISTED
New America High Income Fund, Inc.
HYB
$3.68M 0.24%
411,832
+41,465
+11% +$371K
NQS
110
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.64M 0.24%
260,407
+24,200
+10% +$338K
NZF icon
111
Nuveen Municipal Credit Income Fund
NZF
$2.31B
$3.52M 0.23%
255,186
+23,319
+10% +$321K
LCM
112
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.48M 0.23%
391,499
+73,292
+23% +$652K
MFIC icon
113
MidCap Financial Investment
MFIC
$1.21B
$3.48M 0.23%
+469,147
New +$3.48M
IGR
114
CBRE Global Real Estate Income Fund
IGR
$700M
$3.48M 0.23%
386,524
-25,700
-6% -$231K
JMT
115
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.38M 0.22%
145,788
– –
AGC
116
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$3.37M 0.22%
535,237
+201,569
+60% +$1.27M
FTT
117
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.31M 0.22%
248,309
– –
MVC
118
DELISTED
MVC Capital, Inc.
MVC
$3.31M 0.22%
+336,347
New +$3.31M
IQI icon
119
Invesco Quality Municipal Securities
IQI
$499M
$3.24M 0.21%
259,173
– –
PMO
120
Putnam Municipal Opportunities Trust
PMO
$276M
$3.2M 0.21%
267,201
+17,201
+7% +$206K
EFF
121
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$3.2M 0.21%
198,206
+3,044
+2% +$49.1K
KMF
122
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$3.13M 0.21%
+91,855
New +$3.13M
GHI
123
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$3.12M 0.21%
353,655
+34,454
+11% +$304K
ABE
124
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$3.11M 0.21%
237,987
– –
EVF
125
Eaton Vance Senior Income Trust
EVF
$101M
$3.05M 0.2%
488,157
+254,081
+109% +$1.59M
3 4
5
6 7