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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.25B
AUM Growth
+$16.6M
Cap. Flow
-$28.9M
Cap. Flow %
-2.32%
Top 10 Hldgs %
24.23%
Holding
217
New
27
Increased
63
Reduced
59
Closed
40

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$8.41M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.4M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$6.58M
5
ACAS
American Capital Ltd
ACAS
+$5.84M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.1M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$15.6M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$15.4M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
+$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Sector Composition

Rank Sector Weight
1 Financials 3.87%
2 Materials 0.04%
3 Energy 0.03%
4 Healthcare 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABE
101
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$3.3M 0.27%
230,082
– –
NQS
102
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.27M 0.26%
235,607
+126,387
+116% +$1.72M
FTT
103
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.26M 0.26%
241,510
+7,171
+3% +$96.9K
SLA
104
DELISTED
AMERICAN SELECT PTFL INC
SLA
$3.25M 0.26%
303,499
+196,001
+182% +$2.02M
IQI icon
105
Invesco Quality Municipal Securities
IQI
$534M
$3.23M 0.26%
262,723
– –
PMO
106
Franklin Municipal Opportunities Trust
PMO
$285M
$3.11M 0.25%
264,542
+13,842
+6% +$161K
PDI icon
107
PIMCO Dynamic Income Fund
PDI
$7.42B
$3.07M 0.25%
90,071
-479,838
-84% -$15.6M
GHI
108
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$2.98M 0.24%
286,838
+26,046
+10% +$267K
SWZ
109
Swiss Helvetia Fund
SWZ
$77.5M
$2.84M 0.23%
+194,958
New +$2.8M
MSD
110
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$2.84M 0.23%
279,242
+59,554
+27% +$604K
MGU
111
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$2.83M 0.23%
109,859
-13,367
-11% -$331K
NPF
112
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.75M 0.22%
201,624
+2,679
+1% +$36.1K
EFF
113
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.63M 0.21%
146,256
-10,359
-7% -$186K
VGM icon
114
Invesco Trust Investment Grade Municipals
VGM
$564M
$2.59M 0.21%
198,684
– –
AGC
115
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$2.56M 0.21%
334,508
-279,473
-46% -$2.1M
JMT
116
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$2.56M 0.21%
107,579
+1,178
+1% +$27.8K
FRA icon
117
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$2.55M 0.2%
174,132
– –
CSP
118
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$2.54M 0.2%
346,380
-53,776
-13% -$389K
AMG icon
119
Affiliated Managers Group
AMG
$9.76B
$2.48M 0.2%
12,100
– –
DMB
120
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$2.4M 0.19%
203,048
+92,949
+84% +$1.09M
IWM icon
121
iShares Russell 2000 ETF
IWM
$83B
$2.38M 0.19%
+20,000
New +$2.27M
VKI icon
122
Invesco Advantage Municipal Income Trust II
VKI
$401M
$2.23M 0.18%
196,053
-2,600
-1% -$29.3K
NHS
123
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$2.16M 0.17%
155,916
-38,225
-20% -$525K
NPP
124
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$2.15M 0.17%
146,744
-198,872
-58% -$2.91M
JHP
125
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.15M 0.17%
247,245
– –
3 4
5
6 7

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Rivernorth Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Rivernorth Capital Management held 217 positions worth $1.25B, up 1.3% from $1.23B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q2 2014 filing shows 27 new, 63 increased, 59 reduced and 40 closed positions. Its largest new stake was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $17.1M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.8% a quarter earlier, followed by Materials and Energy.

  • Rivernorth Capital Management's largest Q2 2014 buy was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M.
  • Rivernorth Capital Management added most to Vanguard FTSE Developed Markets ETF in Q2 2014, an estimated $17.4M increase.
  • Rivernorth Capital Management's biggest Q2 2014 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $17.1M.
  • Rivernorth Capital Management fully exited Virtus Stone Harbor Emerging Markets Income Fund in Q2 2014, selling an estimated $5.88M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.25B portfolio in Q2 2014.
  • Rivernorth Capital Management opened 27 new positions and closed 40 in Q2 2014.
  • Rivernorth Capital Management's portfolio value rose 1.3% quarter-over-quarter to $1.25B.

Based on Rivernorth Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.