RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.24B
AUM Growth
+$1.24B
Cap. Flow
-$28.7M
Cap. Flow %
-2.31%
Top 10 Hldgs %
24.24%
Holding
216
New
26
Increased
63
Reduced
59
Closed
39

Top Buys

1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$17.6M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
$8.71M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.55M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.11M
5
ACAS
American Capital Ltd
ACAS
$5.98M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.4M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.4M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$15.5M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Sector Composition

1 Financials 2.06%
2 Materials 0.04%
3 Energy 0.03%
4 Consumer Discretionary 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ABE
101
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$3.3M 0.27%
230,082
– –
NQS
102
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.27M 0.26%
235,607
+126,387
+116% +$1.75M
FTT
103
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.26M 0.26%
241,510
+7,171
+3% +$96.7K
SLA
104
DELISTED
AMERICAN SELECT PTFL INC
SLA
$3.25M 0.26%
303,499
+196,001
+182% +$2.1M
IQI icon
105
Invesco Quality Municipal Securities
IQI
$499M
$3.23M 0.26%
262,723
– –
PMO
106
Putnam Municipal Opportunities Trust
PMO
$276M
$3.11M 0.25%
264,542
+13,842
+6% +$163K
PDI icon
107
PIMCO Dynamic Income Fund
PDI
$7.49B
$3.07M 0.25%
90,071
-479,838
-84% -$16.4M
GHI
108
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$2.98M 0.24%
286,838
+26,046
+10% +$270K
SWZ
109
Swiss Helvetia Fund
SWZ
$78.3M
$2.84M 0.23%
+194,958
New +$2.84M
MSD
110
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$2.84M 0.23%
279,242
+59,554
+27% +$605K
MGU
111
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$2.83M 0.23%
109,859
-13,367
-11% -$344K
NPF
112
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.75M 0.22%
201,624
+2,679
+1% +$36.5K
EFF
113
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.63M 0.21%
146,256
-10,359
-7% -$187K
VGM icon
114
Invesco Trust Investment Grade Municipals
VGM
$517M
$2.59M 0.21%
198,684
– –
AGC
115
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$2.56M 0.21%
334,508
-279,473
-46% -$2.14M
JMT
116
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$2.56M 0.21%
107,579
+1,178
+1% +$28K
FRA icon
117
BlackRock Floating Rate Income Strategies Fund
FRA
$468M
$2.55M 0.2%
174,132
– –
CSP
118
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$2.54M 0.2%
346,380
-53,776
-13% -$394K
AMG icon
119
Affiliated Managers Group
AMG
$6.53B
$2.49M 0.2%
12,100
– –
DMB
120
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$184M
$2.4M 0.19%
203,048
+92,949
+84% +$1.1M
IWM icon
121
iShares Russell 2000 ETF
IWM
$66.6B
$2.38M 0.19%
+20,000
New +$2.38M
VKI icon
122
Invesco Advantage Municipal Income Trust II
VKI
$369M
$2.23M 0.18%
196,053
-2,600
-1% -$29.5K
NHS
123
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$2.16M 0.17%
155,916
-38,225
-20% -$529K
NPP
124
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$2.15M 0.17%
146,744
-198,872
-58% -$2.92M
JHP
125
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.15M 0.17%
247,245
– –
3 4
5
6 7