RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-6.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.65B
AUM Growth
+$2.65B
Cap. Flow
+$367M
Cap. Flow %
13.85%
Top 10 Hldgs %
23.88%
Holding
933
New
215
Increased
124
Reduced
166
Closed
107

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$33.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$33.8M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
$28.5M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
$26.1M
5
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$22.6M

Top Sells

1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$23.5M
2
NHICU
NewHold Investment Corp. II Unit
NHICU
$17.3M
3
BST icon
BlackRock Science and Technology Trust
BST
$16.6M
4
EDNC
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
$13.6M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$11.9M

Sector Composition

1 Financials 20.53%
2 Technology 1.44%
3 Industrials 1.32%
4 Healthcare 1.3%
5 Consumer Discretionary 0.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FCRD
76
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$8.52M 0.32%
1,936,445
-105,087
-5% -$462K
NTG
77
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$8.47M 0.32%
223,802
– –
LGAC
78
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$7.89M 0.3%
805,000
+125,000
+18% +$1.23M
NCV
79
Virtus Convertible & Income Fund
NCV
$332M
$7.82M 0.3%
1,554,715
-266,099
-15% -$1.34M
PSTH
80
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$7.72M 0.29%
388,272
+90,172
+30% +$1.79M
AVAC
81
DELISTED
Avalon Acquisition Inc. Class A Common Stock
AVAC
$7.47M 0.28%
+749,992
New +$7.47M
RCACU
82
DELISTED
Revelstone Capital Acquisition Corp. Unit
RCACU
$7.41M 0.28%
750,000
– –
EVM
83
Eaton Vance California Municipal Bond Fund
EVM
$222M
$7.36M 0.28%
732,806
+12,008
+2% +$121K
TTP
84
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$7.17M 0.27%
244,688
-14,707
-6% -$431K
IPOF
85
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$7.07M 0.27%
700,000
– –
GSEV
86
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$7.03M 0.27%
717,722
+219,225
+44% +$2.15M
NAN icon
87
Nuveen New York Quality Municipal Income Fund
NAN
$337M
$6.69M 0.25%
532,339
+186,339
+54% +$2.34M
SCRMU
88
DELISTED
Screaming Eagle Acquisition Corp. Unit
SCRMU
$6.63M 0.25%
+662,843
New +$6.63M
MAV
89
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$6.62M 0.25%
673,674
+70,012
+12% +$688K
LCA
90
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$6.59M 0.25%
671,212
+200,000
+42% +$1.96M
AUS
91
DELISTED
Austerlitz Acquisition Corporation I
AUS
$6.53M 0.25%
665,322
+236,300
+55% +$2.32M
INTE
92
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
$6.42M 0.24%
649,998
+256,060
+65% +$2.53M
NVG icon
93
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$6.34M 0.24%
+428,619
New +$6.34M
SVFA
94
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$6.33M 0.24%
645,525
+199,975
+45% +$1.96M
DTF
95
DTF Tax-Free Income 2028 Term Fund
DTF
$79.4M
$6.23M 0.24%
479,691
+216,513
+82% +$2.81M
NKX icon
96
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$565M
$5.96M 0.22%
439,628
+143,800
+49% +$1.95M
GATE
97
DELISTED
Marblegate Acquisition Corp. Class A Common Stock
GATE
$5.92M 0.22%
600,000
-870,000
-59% -$8.59M
PET
98
DELISTED
Wag!
PET
$5.92M 0.22%
600,000
– –
EDNC
99
DELISTED
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
$5.9M 0.22%
600,000
-1,380,000
-70% -$13.6M
HIE
100
DELISTED
Miller/Howard High Income Equity Fund
HIE
$5.66M 0.21%
506,983
-571,269
-53% -$6.38M
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4
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