RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-8.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.68B
AUM Growth
+$480M
Cap. Flow
+$589M
Cap. Flow %
35.09%
Top 10 Hldgs %
26.1%
Holding
319
New
106
Increased
77
Reduced
26
Closed
27

Top Buys

1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$31.7M
2
FSK icon
FS KKR Capital
FSK
+$27.1M
3
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$25.4M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$19.6M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$19.1M

Top Sells

1
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$25.2M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$13.2M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$9.64M
4
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$8.39M
5
KMM
Deutsche Multi-Market Incm Trust
KMM
+$5.79M

Sector Composition

1 Financials 4.29%
2 Consumer Discretionary 0.85%
3 Healthcare 0.61%
4 Communication Services 0.47%
5 Energy 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NBB icon
76
Nuveen Taxable Municipal Income Fund
NBB
$476M
$6.42M 0.38%
+333,427
New +$6.42M
HIX
77
Western Asset High Income Fund II
HIX
$393M
$6.4M 0.38%
1,115,404
+98,187
+10% +$564K
PRF icon
78
Invesco FTSE RAFI US 1000 ETF
PRF
$8.1B
$6.19M 0.37%
307,095
-67,765
-18% -$1.37M
JEMD
79
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$6.17M 0.37%
810,852
+374,615
+86% +$2.85M
EVM
80
Eaton Vance California Municipal Bond Fund
EVM
$226M
$6.01M 0.36%
609,567
+320,687
+111% +$3.16M
PCI
81
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$6M 0.36%
+285,357
New +$6M
AEF
82
abrdn Emerging Markets Equity Income Fund
AEF
$253M
$5.95M 0.35%
937,448
+362,879
+63% +$2.3M
BLW icon
83
BlackRock Limited Duration Income Trust
BLW
$548M
$5.95M 0.35%
443,757
+52,102
+13% +$699K
LEO
84
BNY Mellon Strategic Municipals
LEO
$380M
$5.95M 0.35%
+829,202
New +$5.95M
CRF
85
Cornerstone Total Return Fund
CRF
$1.22B
$5.84M 0.35%
544,662
-77,241
-12% -$828K
BGT icon
86
BlackRock Floating Rate Income Trust
BGT
$343M
$5.83M 0.35%
+505,691
New +$5.83M
PCF
87
High Income Securities Fund
PCF
$120M
$5.77M 0.34%
646,600
-238,537
-27% -$2.13M
TLI
88
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$5.65M 0.34%
+632,111
New +$5.65M
BSE
89
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$5.6M 0.33%
464,189
+263,961
+132% +$3.19M
BFZ icon
90
BlackRock CA Municipal Income Trust
BFZ
$319M
$5.2M 0.31%
436,028
+167,824
+63% +$2M
MHI
91
DELISTED
Pioneer Municipal High Income Fund
MHI
$5.03M 0.3%
+463,244
New +$5.03M
NKX icon
92
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$583M
$4.88M 0.29%
387,985
+329,420
+562% +$4.14M
FIV
93
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$4.75M 0.28%
+572,459
New +$4.75M
SPE.PRB
94
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.73M 0.28%
191,280
– –
NTC
95
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$4.56M 0.27%
405,674
-142,889
-26% -$1.6M
MCR
96
MFS Charter Income Trust
MCR
$268M
$4.52M 0.27%
615,676
+10,300
+2% +$75.6K
NIQ
97
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$4.51M 0.27%
365,287
+100,817
+38% +$1.25M
LOR
98
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$4.49M 0.27%
533,362
+161,887
+44% +$1.36M
BCSF icon
99
Bain Capital Specialty
BCSF
$1.02B
$4.44M 0.26%
+261,555
New +$4.44M
FAX
100
abrdn Asia-Pacific Income Fund
FAX
$678M
$4.35M 0.26%
185,391
+35,640
+24% +$836K
2 3
4
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