RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-2.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.35B
AUM Growth
-$92.5M
Cap. Flow
-$55.5M
Cap. Flow %
-4.12%
Top 10 Hldgs %
30.02%
Holding
201
New
31
Increased
45
Reduced
55
Closed
20

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$14.7M
2
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$12.3M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$8.35M
4
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$7.51M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.21M

Top Sells

1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$27M
2
USA icon
Liberty All-Star Equity Fund
USA
+$21.3M
3
PHK
PIMCO High Income Fund
PHK
+$17.7M
4
CCT
Corporate Capital Trust, Inc.
CCT
+$16.6M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$16.1M

Sector Composition

1 Financials 1.92%
2 Technology 0.59%
3 Energy 0.4%
4 Industrials 0.34%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGC
76
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.54M 0.34%
810,003
+58,756
+8% +$329K
AFB
77
AllianceBernstein National Municipal Income Fund
AFB
$304M
$4.32M 0.32%
345,284
+5,049
+1% +$63.2K
MSF
78
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$4.26M 0.32%
231,319
+168,991
+271% +$3.11M
LCM
79
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$4.05M 0.3%
510,904
+73,732
+17% +$584K
OMAD.U
80
DELISTED
One Madison Corporation
OMAD.U
$4M 0.3%
+400,000
New +$4M
NUV icon
81
Nuveen Municipal Value Fund
NUV
$1.82B
$3.83M 0.28%
+404,451
New +$3.83M
AVCT
82
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$3.79M 0.28%
26,000
-666
-2% -$97.1K
GAM
83
General American Investors Company
GAM
$1.41B
$3.68M 0.27%
110,023
-113,714
-51% -$3.81M
BLW icon
84
BlackRock Limited Duration Income Trust
BLW
$550M
$3.41M 0.25%
225,861
+46,177
+26% +$696K
MCN
85
Madison Covered Call & Equity Strategy Fund
MCN
$133M
$3.18M 0.24%
437,710
-23,559
-5% -$171K
NRCG
86
DELISTED
NRC Group Holdings Corp.
NRCG
$3.08M 0.23%
310,904
-14,096
-4% -$140K
EFL
87
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$3.05M 0.23%
327,258
-260,323
-44% -$2.43M
LACQU
88
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$3.04M 0.23%
306,600
– –
OHAI
89
DELISTED
OHA Investment Corporation
OHAI
$3.01M 0.22%
2,149,690
-14,944
-0.7% -$20.9K
GDX icon
90
VanEck Gold Miners ETF
GDX
$20.1B
$2.98M 0.22%
135,594
– –
PHK
91
PIMCO High Income Fund
PHK
$857M
$2.95M 0.22%
388,789
-2,333,682
-86% -$17.7M
HYACU
92
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$2.94M 0.22%
295,000
– –
KXIN icon
93
Kaixin Holdings
KXIN
$9.2M
$2.92M 0.22%
333
– –
NID
94
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$2.73M 0.2%
+217,684
New +$2.73M
RCS
95
PIMCO Strategic Income Fund
RCS
$342M
$2.61M 0.19%
281,056
-127,990
-31% -$1.19M
OPESU
96
DELISTED
Opes Acquisition Corp. Unit
OPESU
$2.51M 0.19%
+250,000
New +$2.51M
NIE
97
Virtus Equity & Convertible Income Fund
NIE
$693M
$2.51M 0.19%
121,316
-102,366
-46% -$2.12M
BRPAU
98
DELISTED
Big Rock Partners Acquisition Corp. Unit
BRPAU
$2.48M 0.18%
240,000
– –
ACSF
99
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$2.37M 0.18%
212,648
-181,564
-46% -$2.02M
NESR
100
National Energy Services Reunited Corp. Ordinary Shares
NESR
$958M
$2.28M 0.17%
230,000
– –
2 3
4
5 6