RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-8.89%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
+$152M
Cap. Flow %
9.35%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$30.5M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$13.3M
3
ACAS
American Capital Ltd
ACAS
$9.51M
4
OCSL icon
Oaktree Specialty Lending
OCSL
$9.05M
5
GHY
PGIM Global High Yield Fund
GHY
$7.5M

Top Sells

1
PPT
Putnam Premier Income Trust
PPT
$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
$13.3M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$9.28M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
$6.93M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.68M

Sector Composition

1 Financials 6.04%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHI
76
Calamos Convertible Opportunities and Income Fund
CHI
$812M
$6.71M 0.41% 678,490 +639,889 +1,658% +$6.33M
GDO
77
Western Asset Global Corporate Defined Opportunity Fund
GDO
$90.2M
$6.69M 0.41% 422,672 – –
DHG
78
DELISTED
Deutsche High Incm Opportunities
DHG
$6.56M 0.4% 499,065 – –
EMO
79
ClearBridge Energy Midstream Opportunity Fund
EMO
$886M
$6.49M 0.4% 450,178 +262,924 +140% +$3.79M
AMJ
80
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$6.43M 0.4% +211,452 New +$6.43M
AIF
81
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.29M 0.39% 433,770 +151 +0% +$2.19K
IVH
82
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.25M 0.38% 481,911 +27,600 +6% +$358K
EVG
83
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$6.16M 0.38% 465,451 +18,738 +4% +$248K
EDI
84
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.16M 0.38% 542,074 +47,165 +10% +$536K
MSD
85
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$5.65M 0.35% 677,787 – –
WIW
86
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$5.62M 0.35% 540,457 – –
NHS
87
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$5.58M 0.34% 547,674 +78,973 +17% +$805K
NAD icon
88
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$5.56M 0.34% 403,586 -15,600 -4% -$215K
NVG icon
89
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$5.55M 0.34% 398,114 – –
CBA
90
DELISTED
ClearBridge American Energy MLP
CBA
$5.53M 0.34% 576,453 -13,167 -2% -$126K
EVF
91
Eaton Vance Senior Income Trust
EVF
$101M
$5.51M 0.34% 937,780 – –
BGX
92
Blackstone Long-Short Credit Income Fund
BGX
$159M
$5.42M 0.33% 380,034 +2,000 +0.5% +$28.5K
GLV
93
Clough Global Dividend & Income Fund
GLV
$72.2M
$5.21M 0.32% 398,789 -39,925 -9% -$522K
OXSQ icon
94
Oxford Square Capital
OXSQ
$171M
$5.17M 0.32% +770,419 New +$5.17M
HYB
95
DELISTED
New America High Income Fund, Inc.
HYB
$5.06M 0.31% 634,793 +92,125 +17% +$734K
MHY
96
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$5.06M 0.31% 1,131,307 +284,731 +34% +$1.27M
GHI
97
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$4.98M 0.31% 644,902 +241,560 +60% +$1.86M
AGC
98
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.93M 0.3% 912,647 +151,980 +20% +$821K
BCIC
99
BCP Investment Corporation Common Stock
BCIC
$161M
$4.89M 0.3% 1,083,410 +1,064,866 +5,742% +$4.8M
FULL
100
DELISTED
Full Circle Capital Corporation
FULL
$4.88M 0.3% 1,589,840 +550,657 +53% +$1.69M
2 3
4
5 6