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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-8.89%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.63B
AUM Growth
+$14.2M
Cap. Flow
+$169M
Cap. Flow %
10.42%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$32.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$13.8M
3
ACAS
American Capital Ltd
ACAS
+$10.5M
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$9.41M
5
GHY
PGIM Global High Yield Fund
GHY
+$7.85M

Top Sells

Rank Stock Value
1
PPT
Franklin Premier Income Trust
PPT
+$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
+$14M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$9.34M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.07M
5
CTF
Nuveen Long/Short Commodity Fd
CTF
+$7.06M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
76
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$6.71M 0.41%
678,490
+639,889
+1,658% +$7.07M
GDO
77
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.3M
$6.69M 0.41%
422,672
– –
DHG
78
DELISTED
Deutsche High Incm Opportunities
DHG
$6.56M 0.4%
499,065
– –
EMO
79
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
$6.49M 0.4%
90,036
+52,585
+140% +$4.51M
AMJ
80
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$6.43M 0.4%
+211,452
New +$7.6M
AIF
81
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.29M 0.39%
433,770
+151
+0% +$2.3K
IVH
82
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.25M 0.38%
481,911
+27,600
+6% +$389K
EVG
83
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$6.16M 0.38%
465,451
+18,738
+4% +$257K
EDI
84
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$6.16M 0.38%
542,074
+47,165
+10% +$595K
MSD
85
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$5.65M 0.35%
677,787
– –
WIW
86
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$5.62M 0.35%
540,457
– –
NHS
87
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$5.58M 0.34%
547,674
+78,973
+17% +$866K
NAD icon
88
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$5.56M 0.34%
403,586
-15,600
-4% -$212K
NVG icon
89
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$5.55M 0.34%
398,114
– –
CBA
90
DELISTED
ClearBridge American Energy MLP
CBA
$5.53M 0.34%
576,453
-13,167
-2% -$161K
EVF
91
Eaton Vance Senior Income Trust
EVF
$91.8M
$5.5M 0.34%
937,780
– –
BGX
92
Blackstone Long-Short Credit Income Fund
BGX
$138M
$5.42M 0.33%
380,034
+2,000
+0.5% +$30K
GLV
93
Clough Global Dividend & Income Fund
GLV
$78.1M
$5.21M 0.32%
399,188
-39,965
-9% -$573K
OXSQ icon
94
Oxford Square Capital
OXSQ
$153M
$5.17M 0.32%
+770,419
New +$5.12M
HYB
95
DELISTED
New America High Income Fund, Inc.
HYB
$5.06M 0.31%
634,793
+92,125
+17% +$766K
MHY
96
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$5.06M 0.31%
1,131,307
+284,731
+34% +$1.34M
GHI
97
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$4.98M 0.31%
644,902
+241,560
+60% +$1.97M
AGC
98
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.93M 0.3%
912,647
+151,980
+20% +$913K
BCIC
99
BCP Investment Corp
BCIC
$91.9M
$4.89M 0.3%
108,341
+106,487
+5,744% +$5.32M
FULL
100
DELISTED
Full Circle Capital Corporation
FULL
$4.88M 0.3%
1,589,840
+550,657
+53% +$1.8M
2 3
4
5 6

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Rivernorth Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Rivernorth Capital Management held 212 positions worth $1.63B, up 0.88% from $1.61B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rivernorth Capital Management deployed $169M of net new capital in Q3 2015, opening 32 new positions and adding to 101 existing holdings. Its largest new stake was JP Morgan Alerian MLP Index ETN 5/24/24: 211,452 shares worth $6.43M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 5.5% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $14M trimmed.

  • Rivernorth Capital Management's largest Q3 2015 buy was JP Morgan Alerian MLP Index ETN 5/24/24: 211,452 shares worth $6.43M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q3 2015, an estimated $32.2M increase.
  • Rivernorth Capital Management's biggest Q3 2015 reduction was iShares S&P 100 ETF, cutting an estimated $14M.
  • Rivernorth Capital Management fully exited Franklin Premier Income Trust in Q3 2015, selling an estimated $14.3M.
  • Rivernorth Capital Management's ten largest holdings make up 26% of its $1.63B portfolio in Q3 2015.
  • Rivernorth Capital Management opened 32 new positions and closed 14 in Q3 2015.
  • Rivernorth Capital Management's portfolio value rose 0.88% quarter-over-quarter to $1.63B.

Based on Rivernorth Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.