RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.2%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.51B
AUM Growth
+$1.51B
Cap. Flow
+$247M
Cap. Flow %
16.41%
Top 10 Hldgs %
21.45%
Holding
221
New
46
Increased
73
Reduced
38
Closed
20

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.7M
2
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$21.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$18M
4
JGH icon
Nuveen Global High Income Fund
JGH
$17.3M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$17.1M

Top Sells

1
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$26.1M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$22.7M
3
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$7.88M
5
PFL
PIMCO Income Strategy Fund
PFL
$4.88M

Sector Composition

1 Financials 3.94%
2 Technology 0.02%
3 Energy 0%
4 Communication Services 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STEW
76
SRH Total Return Fund
STEW
$1.77B
$6.91M 0.46%
763,862
– –
AIF
77
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.85M 0.45%
429,431
+51,491
+14% +$822K
JPC icon
78
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$6.83M 0.45%
714,645
+2,200
+0.3% +$21K
NBB icon
79
Nuveen Taxable Municipal Income Fund
NBB
$469M
$6.83M 0.45%
322,279
– –
IWM icon
80
iShares Russell 2000 ETF
IWM
$66.6B
$6.74M 0.45%
56,350
+14,950
+36% +$1.79M
EHI
81
Western Asset Global High Income Fund
EHI
$201M
$6.36M 0.42%
+573,168
New +$6.36M
MSD
82
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$6.11M 0.41%
672,087
+282,859
+73% +$2.57M
WIW
83
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$6.11M 0.41%
540,457
– –
BGX
84
Blackstone Long-Short Credit Income Fund
BGX
$158M
$5.87M 0.39%
378,034
+40,000
+12% +$621K
NVG icon
85
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$5.62M 0.37%
398,114
– –
NRO
86
Neuberger Berman Real Estate Securities Income Fund
NRO
$205M
$5.11M 0.34%
966,559
+500
+0.1% +$2.65K
VGI
87
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$5.1M 0.34%
321,675
– –
AWF
88
AllianceBernstein Global High Income Fund
AWF
$974M
$4.91M 0.33%
+394,732
New +$4.91M
VTA
89
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4.91M 0.33%
414,120
+97,034
+31% +$1.15M
EVG
90
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$4.8M 0.32%
338,882
+49,294
+17% +$697K
GDX icon
91
VanEck Gold Miners ETF
GDX
$19.8B
$4.76M 0.32%
259,217
-11,811
-4% -$217K
ARDC
92
Are Dynamic Credit Allocation Fund
ARDC
$351M
$4.71M 0.31%
+297,983
New +$4.71M
NBD
93
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.62M 0.31%
210,615
– –
GLV
94
Clough Global Dividend & Income Fund
GLV
$71.9M
$4.61M 0.31%
312,392
+8,000
+3% +$118K
FUND
95
Sprott Focus Trust
FUND
$244M
$4.61M 0.31%
633,579
– –
SGL
96
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.49M 0.3%
529,162
+15,855
+3% +$134K
HIX
97
Western Asset High Income Fund II
HIX
$388M
$4.36M 0.29%
+524,698
New +$4.36M
SBW
98
DELISTED
Western Asset Worldwide Income
SBW
$4.31M 0.29%
378,039
– –
BBDC icon
99
Barings BDC
BBDC
$993M
$4.27M 0.28%
+210,428
New +$4.27M
NIO
100
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$4.15M 0.28%
282,842
-234,262
-45% -$3.44M
2 3
4
5 6