RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-6.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.65B
AUM Growth
+$176M
Cap. Flow
+$278M
Cap. Flow %
10.48%
Top 10 Hldgs %
23.88%
Holding
933
New
215
Increased
124
Reduced
166
Closed
107

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$33.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$33.8M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$28.5M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$26.1M
5
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$22.6M

Top Sells

1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$23.5M
2
NHICU
NewHold Investment Corp. II Unit
NHICU
+$17.3M
3
BST icon
BlackRock Science and Technology Trust
BST
+$16.6M
4
EDNC
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
+$13.6M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$11.9M

Sector Composition

1 Financials 20.53%
2 Technology 1.44%
3 Industrials 1.32%
4 Healthcare 1.3%
5 Consumer Discretionary 0.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GVCIU
876
DELISTED
Green Visor Financial Technology Acquisition Corp. I Units
GVCIU
– –
-100,000
Closed -$1.01M
BRIVU
877
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
– –
-10,000
Closed -$100K
NHICU
878
DELISTED
NewHold Investment Corp. II Unit
NHICU
– –
-1,732,500
Closed -$17.3M
BMAQU
879
DELISTED
Blockchain Moon Acquisition Corp. Units
BMAQU
– –
-64,966
Closed -$682K
PEARW
880
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
– –
-42,089
Closed -$25K
VORBW
881
DELISTED
Virgin Orbit Holdings, Inc. Warrant
VORBW
– –
-19,998
Closed -$28K
GLS
882
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-14,534
Closed -$145K
GIA.U
883
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
– –
-88,423
Closed -$916K
BOXD.WS
884
DELISTED
Boxed, Inc. Warrants, each whole warrant exercisable to purchase one share of Common Stock at an exercise price of $11.50 per share
BOXD.WS
– –
-72,999
Closed -$87K
MGU
885
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-36,238
Closed -$875K
LIONU
886
DELISTED
Lionheart III Corp Unit
LIONU
– –
-400,000
Closed -$4.02M
MLAIU
887
DELISTED
McLaren Technology Acquisition Corp. Unit
MLAIU
– –
-50,000
Closed -$503K
RNERU
888
DELISTED
Mount Rainier Acquisition Corp. Unit
RNERU
– –
-225,000
Closed -$2.29M
RCOR.WS
889
DELISTED
Renovacor, Inc. Warrants, entitling the holder thereof to purchase one-half (1/2) of a share of common stock at a price of $11. 50 per whole share
RCOR.WS
– –
-179,886
Closed -$103K
LAXXU
890
DELISTED
8i Acquisition 2 Corp. Unit
LAXXU
– –
-175,000
Closed -$1.8M
HTAQ.U
891
DELISTED
Hunt Companies Acquisition Corp. I Units, each consisting of one Class A ordinary share and one-half one redeemable warrant
HTAQ.U
– –
-61,900
Closed -$628K
MAAQU
892
DELISTED
Mana Capital Acquisition Corp. Unit
MAAQU
– –
-100,000
Closed -$1.03M
SANBU
893
DELISTED
Sanaby Health Acquisition Corp. I Unit
SANBU
– –
-12,050
Closed -$122K
CRXTW
894
DELISTED
Clarus Therapeutics Holdings, Inc. Warrants
CRXTW
– –
-66,986
Closed -$19K
FOUNU
895
DELISTED
Founder SPAC Units
FOUNU
– –
-50,000
Closed -$518K
JCO
896
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
– –
-65,860
Closed -$533K
BOWL.WS
897
DELISTED
Bowlero Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an e
BOWL.WS
– –
-49,909
Closed -$57K
SPAQ
898
DELISTED
Spartan Acquisition Corp. III
SPAQ
– –
-103,520
Closed -$1.02M
HCCC
899
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
– –
-24,998
Closed -$247K
HCCCW
900
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
– –
-12,499
Closed -$6K
34 35
36
37 38