RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-6.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.65B
AUM Growth
+$176M
Cap. Flow
+$278M
Cap. Flow %
10.48%
Top 10 Hldgs %
23.88%
Holding
933
New
215
Increased
124
Reduced
166
Closed
107

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$33.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$33.8M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$28.5M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$26.1M
5
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$22.6M

Top Sells

1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$23.5M
2
NHICU
NewHold Investment Corp. II Unit
NHICU
+$17.3M
3
BST icon
BlackRock Science and Technology Trust
BST
+$16.6M
4
EDNC
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
+$13.6M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$11.9M

Sector Composition

1 Financials 20.53%
2 Technology 1.44%
3 Industrials 1.32%
4 Healthcare 1.3%
5 Consumer Discretionary 0.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INTEU
851
DELISTED
Integral Acquisition Corporation 1 Unit
INTEU
– –
-256,062
Closed -$2.57M
CCTSU
852
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
– –
-250,000
Closed -$2.51M
XFINU
853
DELISTED
ExcelFin Acquisition Corp Unit
XFINU
– –
-50,000
Closed -$503K
DNA.WS
854
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
– –
-79,998
Closed -$179K
LCW.U
855
DELISTED
Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
LCW.U
– –
-21,702
Closed -$220K
SHPWW
856
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
– –
-235,000
Closed -$120K
DHACU
857
DELISTED
Digital Health Acquisition Corp. Unit
DHACU
– –
-75,000
Closed -$767K
FEI
858
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-65,362
Closed -$474K
LGVCU
859
DELISTED
LAMF Global Ventures Corp. I Unit
LGVCU
– –
-300,000
Closed -$3.01M
DSAQ.U
860
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
– –
-73,686
Closed -$749K
ADOC
861
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
– –
-50,000
Closed -$511K
ARIZU
862
DELISTED
Arisz Acquisition Corp. Unit
ARIZU
– –
-125,000
Closed -$1.33M
VHAQ
863
DELISTED
Viveon Health Acquisition Corp.
VHAQ
– –
-175,000
Closed -$1.75M
IOACU
864
DELISTED
Innovative International Acquisition Corp. Unit
IOACU
– –
-75,000
Closed -$752K
ENERU
865
DELISTED
Accretion Acquisition Corp. Unit
ENERU
– –
-75,701
Closed -$776K
SMAPU
866
DELISTED
SportsMap Tech Acquisition Corp. Units
SMAPU
– –
-32,488
Closed -$330K
AGILW
867
DELISTED
AgileThought, Inc. Warrant
AGILW
– –
-181,810
Closed -$120K
ALORU
868
DELISTED
ALSP Orchid Acquisition Corporation I Unit
ALORU
– –
-278,717
Closed -$2.8M
MBSC.U
869
DELISTED
M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
MBSC.U
– –
-100,000
Closed -$1M
LFLY
870
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
-14,377
Closed -$2.87M
ENTFU
871
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
– –
-50,000
Closed -$504K
CRECU
872
DELISTED
Crescera Capital Acquisition Corp Unit
CRECU
– –
-75,000
Closed -$752K
AVACU
873
DELISTED
Avalon Acquisition Inc. Units
AVACU
– –
-750,000
Closed -$7.58M
PHGE.WS
874
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
– –
-24,613
Closed -$3K
MIMO.WS
875
DELISTED
Airspan Networks Holdings Inc. Redeemable Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
MIMO.WS
– –
-150,000
Closed -$111K
33 34
35
36 37