RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-6.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.65B
AUM Growth
+$176M
Cap. Flow
+$278M
Cap. Flow %
10.48%
Top 10 Hldgs %
23.88%
Holding
933
New
215
Increased
124
Reduced
166
Closed
107

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$33.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$33.8M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$28.5M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$26.1M
5
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$22.6M

Top Sells

1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$23.5M
2
NHICU
NewHold Investment Corp. II Unit
NHICU
+$17.3M
3
BST icon
BlackRock Science and Technology Trust
BST
+$16.6M
4
EDNC
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
+$13.6M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$11.9M

Sector Composition

1 Financials 20.53%
2 Technology 1.44%
3 Industrials 1.32%
4 Healthcare 1.3%
5 Consumer Discretionary 0.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EVLVW icon
826
Evolv Technologies Holdings, Inc. Warrant
EVLVW
$12.6M
– –
-99,999
Closed -$79K
FRA icon
827
BlackRock Floating Rate Income Strategies Fund
FRA
$470M
– –
-164,823
Closed -$2.21M
HFRO
828
Highland Opportunities and Income Fund
HFRO
$339M
– –
-969,893
Closed -$10.7M
ISPO icon
829
Inspirato
ISPO
$38.9M
– –
-13,750
Closed -$2.78M
ISPOW icon
830
Inspirato Incorporated Warrant
ISPOW
$183K
– –
-37,499
Closed -$37K
JSPRW icon
831
Japer Therapeutics, Inc. Warrants
JSPRW
– –
-65,707
Closed -$97K
NMZ icon
832
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.19B
– –
-137,644
Closed -$2.08M
NUKK icon
833
Nukkleus
NUKK
$33M
– –
-7,646
Closed -$447K
OPFI.WS icon
834
OppFi Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OPFI.WS
$50.1M
– –
-87,499
Closed -$59K
PIIIW icon
835
P3 Health Partners Inc. Warrant
PIIIW
$1.71M
– –
-16,665
Closed -$17K
REVB icon
836
Revelation Biosciences
REVB
$4.79M
– –
-4
Closed -$2.04M
REVBW icon
837
Revelation Biosciences, Inc. Warrant
REVBW
$13.4K
– –
-200,000
Closed -$136K
RMCO icon
838
Royalty Management
RMCO
$27.8M
– –
-99,998
Closed -$1.01M
SABSW icon
839
SAB Biotherapeutics, Inc. Warrant
SABSW
$242K
– –
-46,665
Closed -$84K
SCD
840
LMP Capital and Income Fund
SCD
$270M
– –
-11,123
Closed -$169K
SLRC icon
841
SLR Investment Corp
SLRC
$917M
– –
-47,627
Closed -$878K
SOND icon
842
Sonder
SOND
$22.4M
– –
-837
Closed -$167K
SST icon
843
System1
SST
$62.2M
– –
-46,191
Closed -$4.6M
TCPC icon
844
BlackRock TCP Capital
TCPC
$617M
– –
-25,534
Closed -$345K
VLN.WS icon
845
Valens Semiconductor Ltd. Warrants, each warrant to purchase one-half of one Ordinary Share
VLN.WS
$10.8M
– –
-158,421
Closed -$87K
XBP icon
846
XBP Global Holdings, Inc. Common Stock
XBP
$88.2M
– –
-99,996
Closed -$998K
MSPR
847
MSP Recovery, Inc. Class A Common Stock
MSPR
$1.73M
– –
-57
Closed -$2.49M
LFLYW
848
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
– –
-143,771
Closed -$152K
GLLIU
849
DELISTED
Globalink Investment Inc. Unit
GLLIU
– –
-213,000
Closed -$2.19M
BCSAU
850
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
– –
-50,000
Closed -$506K
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