We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-6.83%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.65B
AUM Growth
+$176M
Cap. Flow
+$323M
Cap. Flow %
12.18%
Top 10 Hldgs %
23.88%
Holding
932
New
215
Increased
124
Reduced
166
Closed
107

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$36.4M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$35.9M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$29.9M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$27.5M
5
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$25M

Top Sells

Rank Stock Value
1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$26M
2
NHICU
NewHold Investment Corp. II Unit
NHICU
+$17.3M
3
BST icon
BlackRock Science and Technology Trust
BST
+$17M
4
EDNC
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
+$13.5M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$11.3M

Sector Composition

Rank Sector Weight
1 Financials 20.53%
2 Technology 1.49%
3 Industrials 1.32%
4 Healthcare 1.24%
5 Consumer Discretionary 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVLVW
826
DELISTED
Evolv Technologies Warrant
EVLVW
– –
-99,999
Closed -$79K
FRA icon
827
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
– –
-164,823
Closed -$2.21M
HFRO
828
Highland Opportunities and Income Fund
HFRO
$403M
– –
-969,893
Closed -$10.7M
ISPO
829
DELISTED
Inspirato
ISPO
– –
-13,750
Closed -$2.78M
ISPOW
830
DELISTED
Inspirato Inc Warrant
ISPOW
– –
-37,499
Closed -$37K
JSPRW icon
831
Japer Therapeutics Warrants
JSPRW
$216K
– –
-65,707
Closed -$97K
NMZ icon
832
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
– –
-137,644
Closed -$2.08M
DFNS
833
T3 Defense Inc
DFNS
$35.2M
– –
-61
Closed -$447K
OPFI.WS
834
DELISTED
OppFi Inc Warrants
OPFI.WS
– –
-87,499
Closed -$59K
PIIIW icon
835
P3 Health Partners Inc Warrant
PIIIW
$191K
– –
-16,665
Closed -$17K
REVB icon
836
Revelation Biosciences
REVB
$4.42M
– –
-1
Closed -$2.04M
REVBW icon
837
Revelation Biosciences Warrant
REVBW
$9.12K
– –
-200,000
Closed -$136K
RMCO icon
838
Royalty Management
RMCO
$48.1M
– –
-99,998
Closed -$1.01M
SABSW icon
839
SAB Biotherapeutics Warrant
SABSW
$182K
– –
-46,665
Closed -$84K
SCD
840
LMP Capital and Income Fund
SCD
$362M
– –
-11,123
Closed -$169K
SLRC icon
841
SLR Investment Corp
SLRC
$702M
– –
-47,627
Closed -$878K
SOND
842
DELISTED
Sonder
SOND
– –
-837
Closed -$167K
SST icon
843
System1
SST
$18.6M
– –
-46,191
Closed -$4.6M
TCPC icon
844
BlackRock TCP Capital
TCPC
$324M
– –
-25,534
Closed -$345K
VLN.WS
845
DELISTED
Valens Semiconductor Ltd Warrants
VLN.WS
– –
-158,421
Closed -$87K
XBP icon
846
XBP Global Holdings
XBP
$34.4M
– –
-10,000
Closed -$998K
MSPR
847
DELISTED
MSP Recovery Inc
MSPR
– –
-57
Closed -$2.49M
LFLYW
848
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
– –
-143,771
Closed -$152K
GLLIU
849
DELISTED
Globalink Investment Inc. Unit
GLLIU
– –
-213,000
Closed -$2.19M
BCSAU
850
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
– –
-50,000
Closed -$506K
32 33
34
35 36

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, Rivernorth Capital Management held 932 positions worth $2.65B, up 7.1% from $2.47B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management deployed $323M of net new capital in Q1 2022, opening 215 new positions and adding to 124 existing holdings. Its largest new stake was byNordic Acquisition Corporation Units: 1,485,000 shares worth $14.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was BlackRock Technology and Private Equity Term Trust, an estimated $26M trimmed.

  • Rivernorth Capital Management's largest Q1 2022 buy was byNordic Acquisition Corporation Units: 1,485,000 shares worth $14.8M.
  • Rivernorth Capital Management added most to Nuveen Quality Municipal Income Fund in Q1 2022, an estimated $36.4M increase.
  • Rivernorth Capital Management's biggest Q1 2022 reduction was BlackRock Technology and Private Equity Term Trust, cutting an estimated $26M.
  • Rivernorth Capital Management fully exited NewHold Investment Corp. II Unit in Q1 2022, selling an estimated $17.3M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $2.65B portfolio in Q1 2022.
  • Rivernorth Capital Management opened 215 new positions and closed 107 in Q1 2022.
  • Rivernorth Capital Management's portfolio value rose 7.1% quarter-over-quarter to $2.65B.

Based on Rivernorth Capital Management's 13F filing for Q1 2022, filed 16 May 2022.