RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-8.89%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
+$152M
Cap. Flow %
9.35%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$30.5M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$13.3M
3
ACAS
American Capital Ltd
ACAS
$9.51M
4
OCSL icon
Oaktree Specialty Lending
OCSL
$9.05M
5
GHY
PGIM Global High Yield Fund
GHY
$7.5M

Top Sells

1
PPT
Putnam Premier Income Trust
PPT
$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
$13.3M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$9.28M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
$6.93M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.68M

Sector Composition

1 Financials 6.04%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JLS icon
51
Nuveen Mortgage and Income Fund
JLS
$103M
$10.6M 0.65% 475,056 +100 +0% +$2.24K
JGH icon
52
Nuveen Global High Income Fund
JGH
$315M
$10.3M 0.63% 715,152 +3,184 +0.4% +$45.9K
BOI
53
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$10M 0.62% 679,714 +5,000 +0.7% +$73.7K
MVC
54
DELISTED
MVC Capital, Inc.
MVC
$9.98M 0.61% 1,215,757 +345,923 +40% +$2.84M
NMO
55
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$9.67M 0.59% 737,993 – –
HYI
56
Western Asset High Yield Opportunity Fund Inc.
HYI
$271M
$9.56M 0.59% 682,577 +18,000 +3% +$252K
ARDC
57
Are Dynamic Credit Allocation Fund
ARDC
$351M
$8.96M 0.55% 641,652 +167,956 +35% +$2.35M
SSSS icon
58
SuRo Capital
SSSS
$208M
$8.51M 0.52% 1,084,459 +374,773 +53% +$2.94M
EMD
59
DELISTED
Western Asset Emerging Markets
EMD
$8.47M 0.52% 885,447 +32,547 +4% +$311K
FTF
60
Franklin Limited Duration Income Trust
FTF
$259M
$8.44M 0.52% 774,336 +3,595 +0.5% +$39.2K
BGH
61
Barings Global Short Duration High Yield Fund
BGH
$328M
$8.18M 0.5% 471,951 +247,775 +111% +$4.3M
JFR icon
62
Nuveen Floating Rate Income Fund
JFR
$1.13B
$8.15M 0.5% 811,029 +452,828 +126% +$4.55M
ZTR
63
Virtus Total Return Fund
ZTR
$354M
$8.08M 0.5% 707,562 – –
CTF
64
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$7.97M 0.49% 498,016 -433,220 -47% -$6.93M
OEF icon
65
iShares S&P 100 ETF
OEF
$22B
$7.93M 0.49% 93,567 -156,433 -63% -$13.3M
CEF icon
66
Sprott Physical Gold and Silver Trust
CEF
$6.27B
$7.81M 0.48% 737,465 – –
NRO
67
Neuberger Berman Real Estate Securities Income Fund
NRO
$207M
$7.7M 0.47% 1,670,515 – –
VMO icon
68
Invesco Municipal Opportunity Trust
VMO
$622M
$7.57M 0.47% 601,592 -511,277 -46% -$6.43M
PXH icon
69
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$7.5M 0.46% 521,245 – –
EHI
70
Western Asset Global High Income Fund
EHI
$201M
$7.49M 0.46% 835,282 +359,156 +75% +$3.22M
OCSI
71
DELISTED
Oaktree Strategic Income Corporation
OCSI
$7.4M 0.46% 847,480 +409,710 +94% +$3.58M
BWG
72
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$7.33M 0.45% 631,692 +2,679 +0.4% +$31.1K
NPI
73
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$7.25M 0.45% 540,821 – –
NBB icon
74
Nuveen Taxable Municipal Income Fund
NBB
$469M
$7.23M 0.44% 367,682 -17,146 -4% -$337K
NSL
75
DELISTED
NUVEEN SENIOR INCM FD
NSL
$6.77M 0.42% 1,146,001 – –
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