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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.23B
AUM Growth
-$74.8M
Cap. Flow
-$102M
Cap. Flow %
-8.3%
Top 10 Hldgs %
24.35%
Holding
232
New
15
Increased
72
Reduced
78
Closed
42

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.1M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.81M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$7.43M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6.98M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.42M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$22.9M
2
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$21.9M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$20.3M
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$16.4M
5
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$13M

Sector Composition

Rank Sector Weight
1 Financials 3.79%
2 Materials 0.04%
3 Technology 0.04%
4 Healthcare 0.04%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLQ
51
Clough Global Equity Fund
GLQ
$158M
$7.81M 0.64%
506,421
-29,016
-5% -$447K
BGB
52
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$7.69M 0.63%
434,020
+31,657
+8% +$572K
BTF
53
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$7.6M 0.62%
312,421
+32,350
+12% +$744K
ETJ
54
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$7.46M 0.61%
660,286
-1,140,168
-63% -$13M
EVV
55
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$7.39M 0.6%
484,723
-107,349
-18% -$1.64M
DHG
56
DELISTED
Deutsche High Incm Opportunities
DHG
$7.29M 0.59%
499,065
– –
DCA
57
DELISTED
Virtus Total Return Fund
DCA
$7.26M 0.59%
1,643,307
+39,033
+2% +$162K
BOI
58
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$7.17M 0.58%
426,246
+157,078
+58% +$2.65M
BGX
59
Blackstone Long-Short Credit Income Fund
BGX
$138M
$6.68M 0.54%
379,334
+9,547
+3% +$171K
JPC icon
60
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$6.5M 0.53%
699,427
-37,064
-5% -$338K
NBB icon
61
Nuveen Taxable Municipal Income Fund
NBB
$453M
$6.34M 0.52%
323,062
+11,082
+4% +$213K
WIW
62
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$6.29M 0.51%
540,457
– –
GDX icon
63
VanEck Gold Miners ETF
GDX
$27.4B
$6.18M 0.5%
262,017
-2,567
-1% -$63K
PFL
64
PIMCO Income Strategy Fund
PFL
$388M
$6.17M 0.5%
525,596
-45,105
-8% -$526K
STEW
65
SRH Total Return Fund
STEW
$1.81B
$6.16M 0.5%
757,862
+15,500
+2% +$122K
PXH icon
66
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$6.07M 0.49%
305,240
+22,500
+8% +$428K
CLM icon
67
Cornerstone Strategic Value Fund
CLM
$2.25B
$5.94M 0.48%
233,020
-49,992
-18% -$1.28M
EDF
68
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$5.88M 0.48%
317,862
+110,086
+53% +$1.94M
FTF
69
Franklin Limited Duration Income Trust
FTF
$233M
$5.75M 0.47%
440,247
+97,785
+29% +$1.28M
VGI
70
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$5.71M 0.46%
337,610
+4,000
+1% +$67.2K
VTA
71
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.57M 0.45%
430,739
+31,614
+8% +$409K
ELD icon
72
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$5.53M 0.45%
+120,635
New +$5.42M
ACP
73
abrdn Income Credit Strategies Fund
ACP
$637M
$5.38M 0.44%
316,140
-69,688
-18% -$1.18M
AIF
74
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.3M 0.43%
296,843
-133,985
-31% -$2.4M
NPP
75
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$5M 0.41%
345,616
-329,551
-49% -$4.66M
1 2
3
4 5

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Rivernorth Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Rivernorth Capital Management held 232 positions worth $1.23B, down 5.7% from $1.3B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management withdrew a net $102M in Q1 2014, closing 42 positions and reducing 78 holdings. Its most notable exit was AllianceBernstein Income Fund Inc, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, down from 4.3% a quarter earlier, followed by Materials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in WisdomTree Emerging Markets Local Debt Fund worth $5.53M.

  • Rivernorth Capital Management's largest Q1 2014 buy was WisdomTree Emerging Markets Local Debt Fund: 120,635 shares worth $5.53M.
  • Rivernorth Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $40.1M increase.
  • Rivernorth Capital Management's biggest Q1 2014 reduction was PIMCO Corporate & Income Opportunity Fund, cutting an estimated $21.9M.
  • Rivernorth Capital Management fully exited AllianceBernstein Income Fund Inc in Q1 2014, selling an estimated $22.9M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.23B portfolio in Q1 2014.
  • Rivernorth Capital Management opened 15 new positions and closed 42 in Q1 2014.
  • Rivernorth Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.23B.

Based on Rivernorth Capital Management's 13F filing for Q1 2014, filed 15 May 2014.