RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-6.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.65B
AUM Growth
+$176M
Cap. Flow
+$278M
Cap. Flow %
10.48%
Top 10 Hldgs %
23.88%
Holding
933
New
215
Increased
124
Reduced
166
Closed
107

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$33.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$33.8M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$28.5M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$26.1M
5
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$22.6M

Top Sells

1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$23.5M
2
NHICU
NewHold Investment Corp. II Unit
NHICU
+$17.3M
3
BST icon
BlackRock Science and Technology Trust
BST
+$16.6M
4
EDNC
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
+$13.6M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$11.9M

Sector Composition

1 Financials 20.53%
2 Technology 1.44%
3 Industrials 1.32%
4 Healthcare 1.3%
5 Consumer Discretionary 0.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KAHC.WS
676
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$21K ﹤0.01%
31,248
– –
LAAAW
677
DELISTED
Lakeshore Acquisition I Corp. Warrant
LAAAW
$21K ﹤0.01%
59,994
– –
RICOW
678
DELISTED
Agrico Acquisition Corp. Warrant
RICOW
$21K ﹤0.01%
99,999
– –
WINVW
679
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$20K ﹤0.01%
150,000
– –
MCAFR
680
DELISTED
Mountain Crest Acquisition Corp. IV Rights
MCAFR
$20K ﹤0.01%
100,000
– –
ARIZR
681
DELISTED
Arisz Acquisition Corp. Right
ARIZR
$20K ﹤0.01%
+125,000
New +$20K
FICVW
682
DELISTED
Frontier Investment Corp Warrants
FICVW
$20K ﹤0.01%
66,666
– –
MAAQR
683
DELISTED
Mana Capital Acquisition Corp. Rights
MAAQR
$20K ﹤0.01%
+99,998
New +$20K
RBAC.WS
684
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$20K ﹤0.01%
24,005
-993
-4% -$827
SHFSW icon
685
SHF Holdings, Inc. Warrants
SHFSW
$1.29M
$19K ﹤0.01%
87,500
– –
JUGGW
686
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
$18K ﹤0.01%
31,000
– –
TRAQ.WS
687
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
$18K ﹤0.01%
+63,256
New +$18K
AXH.WS
688
DELISTED
Industrial Human Capital, Inc. Warrants
AXH.WS
$18K ﹤0.01%
+100,000
New +$18K
ASAQ.WS
689
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$18K ﹤0.01%
87,499
– –
ADOCR
690
DELISTED
Edoc Acquisition Corp. Right
ADOCR
$17K ﹤0.01%
50,000
– –
ENERW
691
DELISTED
Accretion Acquisition Corp. Warrant
ENERW
$17K ﹤0.01%
87,499
+37,850
+76% +$7.35K
MPRAW
692
DELISTED
Mercato Partners Acquisition Corporation Warrant
MPRAW
$17K ﹤0.01%
+52,900
New +$17K
AXAC.RT
693
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Rights to receive one-tenth (1/10) of one Class A ordinary share
AXAC.RT
$17K ﹤0.01%
+110,037
New +$17K
DMYS.WS
694
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
$17K ﹤0.01%
24,999
– –
SCOBW
695
DELISTED
ScION Tech Growth II Warrants
SCOBW
$17K ﹤0.01%
55,518
-947
-2% -$290
DRAYW
696
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$17K ﹤0.01%
58,332
– –
AFAQW
697
DELISTED
AF Acquisition Corp. Warrants
AFAQW
$17K ﹤0.01%
66,666
– –
SHQAW
698
DELISTED
Shelter Acquisition Corporation I Warrants
SHQAW
$17K ﹤0.01%
49,999
– –
ISLEW
699
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$17K ﹤0.01%
100,000
– –
PSQH.WS icon
700
PSQ Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PSQH.WS
$8.55M
$16K ﹤0.01%
55,709
-956
-2% -$275
26 27
28
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