RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-6.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.65B
AUM Growth
+$176M
Cap. Flow
+$278M
Cap. Flow %
10.48%
Top 10 Hldgs %
23.88%
Holding
933
New
215
Increased
124
Reduced
166
Closed
107

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$33.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$33.8M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$28.5M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$26.1M
5
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$22.6M

Top Sells

1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$23.5M
2
NHICU
NewHold Investment Corp. II Unit
NHICU
+$17.3M
3
BST icon
BlackRock Science and Technology Trust
BST
+$16.6M
4
EDNC
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
+$13.6M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$11.9M

Sector Composition

1 Financials 20.53%
2 Technology 1.44%
3 Industrials 1.32%
4 Healthcare 1.3%
5 Consumer Discretionary 0.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVACW
551
DELISTED
Avalon Acquisition Inc. Warrant
AVACW
$129K ﹤0.01%
+562,494
New +$129K
LGACU
552
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$124K ﹤0.01%
12,447
– –
PFO
553
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$125M
$119K ﹤0.01%
+10,388
New +$119K
HYB
554
DELISTED
New America High Income Fund, Inc.
HYB
$119K ﹤0.01%
+14,716
New +$119K
FPAC.WS
555
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$106K ﹤0.01%
65,099
-1,567
-2% -$2.55K
USCTU
556
DELISTED
Roth CH Acquisition Co. Unit
USCTU
$102K ﹤0.01%
10,000
– –
FTF
557
Franklin Limited Duration Income Trust
FTF
$261M
$99K ﹤0.01%
+13,017
New +$99K
OBIO icon
558
Orchestra BioMed
OBIO
$141M
$99K ﹤0.01%
10,000
– –
THCAW
559
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$99K ﹤0.01%
198,767
-1,232
-0.6% -$614
SDAC
560
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$98K ﹤0.01%
10,000
– –
ABGI
561
DELISTED
ABG Acquisition Corp. I Class A Ordinary Shares
ABGI
$98K ﹤0.01%
10,000
– –
BSGAR
562
DELISTED
Blue Safari Group Acquisition Corp. Right
BSGAR
$94K ﹤0.01%
196,630
-3,370
-2% -$1.61K
GATEW
563
DELISTED
Marblegate Acquisition Corp. Warrant
GATEW
$93K ﹤0.01%
299,601
-160,000
-35% -$49.7K
IXAQW
564
DELISTED
IX Acquisition Corp. Warrant
IXAQW
$93K ﹤0.01%
490,000
– –
APSG.WS
565
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$91K ﹤0.01%
66,666
– –
GLAQW
566
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
$83K ﹤0.01%
150,000
– –
EDI
567
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$78K ﹤0.01%
10,833
-96,544
-90% -$695K
CLOER
568
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$75K ﹤0.01%
300,000
– –
GDNRW
569
DELISTED
Gardiner Healthcare Acquisitions Corp. Warrant
GDNRW
$73K ﹤0.01%
+365,000
New +$73K
EDNCW
570
DELISTED
Endurance Acquisition Corp. Warrant
EDNCW
$73K ﹤0.01%
290,000
– –
SEPAW
571
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$72K ﹤0.01%
218,750
– –
ASPAW
572
DELISTED
ABRI SPAC I, INC. Warrant
ASPAW
$60K ﹤0.01%
175,000
– –
MCAER
573
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
$59K ﹤0.01%
196,616
-3,384
-2% -$1.02K
LIONW
574
DELISTED
Lionheart III Corp Warrant
LIONW
$58K ﹤0.01%
+199,999
New +$58K
LAXXR
575
DELISTED
8i Acquisition 2 Corp. Rights
LAXXR
$57K ﹤0.01%
+173,536
New +$57K
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