RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.75B
AUM Growth
-$54.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
571
New
Increased
Reduced
Closed

Top Buys

1
+$24.8M
2
+$23.7M
3
+$14.3M
4
USA icon
Liberty All-Star Equity Fund
USA
+$13.3M
5
PCQ
Pimco California Municipal Income Fund
PCQ
+$13.2M

Top Sells

1
+$29.5M
2
+$27.6M
3
+$20.6M
4
ACP
abrdn Income Credit Strategies Fund
ACP
+$19.8M
5
PMX
PIMCO Municipal Income Fund III
PMX
+$18.3M

Sector Composition

1 Financials 27.39%
2 Real Estate 0.63%
3 Consumer Discretionary 0%
4 Technology 0%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHI
501
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-1,003,600
MIO
502
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
– –
-752,523
MUA icon
503
BlackRock MuniAssets Fund
MUA
$421M
– –
-101,762
NEA icon
504
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.5B
– –
-2,529,443
NETD
505
DELISTED
Nabors Energy Transition Corp II
NETD
– –
-118,992
DFNSW
506
T3 Defense Inc Warrants
DFNSW
$825K
– –
-26,066
NZF icon
507
Nuveen Municipal Credit Income Fund
NZF
$2.47B
– –
-810,446
OIA icon
508
Invesco Municipal Income Opportunities Trust
OIA
$298M
– –
-365,136
PAXS
509
PIMCO Access Income Fund
PAXS
$677M
– –
-257,424
PCK
510
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-1,284,452
PFD
511
Flaherty & Crumrine Preferred and Income Fund
PFD
$150M
– –
-52,298
PMF
512
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-1,103,096
PMX
513
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-2,673,813
PNF
514
DELISTED
PIMCO New York Municipal Income Fund
PNF
– –
-306,922
PYN
515
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-227,453
PZC
516
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-970,651
SPKL
517
Spark I Acquisition Corp
SPKL
$98.2M
– –
-89,186
SPKLW
518
Spark I Acquisition Corp Warrant
SPKLW
$1.1M
– –
-48,465
XMPT icon
519
VanEck CEF Muni Income ETF
XMPT
$215M
– –
-325,000
ZAPPW
520
DELISTED
Zapp Electric Vehicles Group Limited Warrant
ZAPPW
– –
-24,999
UCFI
521
CN Healthy Food Tech Group
UCFI
– –
-494,256
JVSAR
522
DELISTED
JV SPAC Acquisition Corp. Right
JVSAR
– –
-246,818
BNAIW
523
Brand Engagement Network Warrant
BNAIW
$4.62M
– –
-33,022
ZOOZW
524
ZOOZ Strategy Ltd Warrant
ZOOZW
$363K
– –
-200,000
BKHA
525
Black Hawk Acquisition Corp
BKHA
$48.6M
– –
-301,040
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