RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.75B
AUM Growth
-$54.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
571
New
Increased
Reduced
Closed

Top Buys

1
+$24.8M
2
+$23.7M
3
+$14.3M
4
USA icon
Liberty All-Star Equity Fund
USA
+$13.3M
5
PCQ
Pimco California Municipal Income Fund
PCQ
+$13.2M

Top Sells

1
+$29.5M
2
+$27.6M
3
+$20.6M
4
ACP
abrdn Income Credit Strategies Fund
ACP
+$19.8M
5
PMX
PIMCO Municipal Income Fund III
PMX
+$18.3M

Sector Composition

1 Financials 26.8%
2 Real Estate 0.63%
3 Industrials 0.3%
4 Energy 0.3%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMN
501
Federated Hermes Premier Municipal Income Fund
FMN
$87.2M
– –
-39,172
FORL
502
DELISTED
Four Leaf Acquisition Corp
FORL
– –
-81,934
HOVRW icon
503
New Horizon Aircraft Ltd
HOVRW
$10.6M
– –
-95,918
HYI
504
Western Asset High Yield Opportunity Fund Inc
HYI
$138M
– –
-98,577
JHI
505
John Hancock Investors Trust
JHI
$117M
– –
-155,575
JQC icon
506
Nuveen Credit Strategies Income Fund
JQC
$705M
– –
-81,830
MAV
507
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-510,263
MHI
508
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-1,003,600
MIO
509
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
– –
-752,523
MUA icon
510
BlackRock MuniAssets Fund
MUA
$406M
– –
-101,762
NEA icon
511
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.43B
– –
-2,529,443
PFD
512
Flaherty & Crumrine Preferred and Income Fund
PFD
$148M
– –
-52,298
PMF
513
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-1,103,096
PMX
514
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-2,673,813
PNF
515
DELISTED
PIMCO New York Municipal Income Fund
PNF
– –
-306,922
PYN
516
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-227,453
PZC
517
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-970,651
SPKL
518
Spark I Acquisition Corp
SPKL
– –
-89,186
SPKLW
519
Spark I Acquisition Corp Warrant
SPKLW
– –
-48,465
XMPT icon
520
VanEck CEF Muni Income ETF
XMPT
$205M
– –
-325,000
ZAPPW
521
DELISTED
Zapp Electric Vehicles Group Limited Warrant
ZAPPW
– –
-24,999
UCFI
522
CN Healthy Food Tech Group
UCFI
– –
-494,256
JVSAR
523
DELISTED
JV SPAC Acquisition Corp. Right
JVSAR
– –
-246,818
BNAIW
524
Brand Engagement Network Warrant
BNAIW
$3.29M
– –
-33,022
ZOOZW
525
ZOOZ Strategy Ltd Warrant
ZOOZW
– –
-200,000
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