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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTG
501
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-17,331
Closed -$357K
FEN
502
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-504,782
Closed -$5.4M
ALTUU
503
DELISTED
Altitude Acquisition Corp Unit
ALTUU
– –
-10,000
Closed -$104K
VHAQ.U
504
DELISTED
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
– –
-175,000
Closed -$1.8M
LVOXW
505
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
– –
-97,720
Closed -$148K
DUNEU
506
DELISTED
Dune Acquisition Corporation Unit
DUNEU
– –
-75,000
Closed -$769K
TMPO
507
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-50,000
Closed -$511K
TMPOW
508
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-25,000
Closed -$35K
GFX.U
509
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
– –
-10,000
Closed -$104K
BWACU
510
DELISTED
Better World Acquisition Corp. Unit
BWACU
– –
-162,690
Closed -$1.8M
EUCRU
511
DELISTED
Eucrates Biomedical Acquisition Corp. Unit
EUCRU
– –
-100,000
Closed -$1.07M
KINZU
512
DELISTED
KINS Technology Group Inc. Unit
KINZU
– –
-50,000
Closed -$515K
FPAC.U
513
DELISTED
Far Peak Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
FPAC.U
– –
-200,000
Closed -$2.07M
SCOAU
514
DELISTED
ScION Tech Growth I Unit
SCOAU
– –
-25,000
Closed -$258K
ATA.U
515
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
– –
-75,000
Closed -$771K
PCPC.U
516
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
– –
-40,000
Closed -$1.04M
CND.U
517
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
– –
-45,000
Closed -$464K
FTCVU
518
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
– –
-15,000
Closed -$160K
PTICU
519
DELISTED
PropTech Investment Corporation II Unit
PTICU
– –
-50,000
Closed -$532K
ESSCW
520
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-66,240
Closed -$42K
NOACU
521
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
– –
-150,000
Closed -$1.63M
TEKKU
522
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
– –
-100,000
Closed -$1.07M
BHSEU
523
DELISTED
Bull Horn Holdings Corp. Unit
BHSEU
– –
-150,000
Closed -$1.71M
EFL
524
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-87,288
Closed -$776K
VTAQU
525
DELISTED
Ventoux CCM Acquisition Corp. Unit
VTAQU
– –
-190,000
Closed -$1.96M
19 20
21
22 23

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.