RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.05%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$155M
Cap. Flow %
-9.32%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
133

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.6M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.9M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.7M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.14M

Top Sells

1
OBDC icon
Blue Owl Capital
OBDC
+$36.5M
2
BCSF icon
Bain Capital Specialty
BCSF
+$28.4M
3
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

1 Financials 8.03%
2 Healthcare 1.08%
3 Consumer Discretionary 0.78%
4 Technology 0.67%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BROGW
501
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
– –
-184,631
Closed -$114K
ME
502
DELISTED
23andMe Holding Co. Class A Common Stock
ME
– –
-8,483
Closed -$1.94M
ASTSW
503
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
– –
-17,843
Closed -$67K
AFT
504
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-185,844
Closed -$2.68M
COOLU
505
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
– –
-25,000
Closed -$261K
NTG
506
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-17,331
Closed -$357K
FEN
507
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-504,782
Closed -$5.4M
ALTUU
508
DELISTED
Altitude Acquisition Corp. Unit
ALTUU
– –
-10,000
Closed -$104K
VHAQ.U
509
DELISTED
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
– –
-175,000
Closed -$1.8M
KINZU
510
DELISTED
KINS Technology Group Inc. Unit
KINZU
– –
-50,000
Closed -$515K
FPAC.U
511
DELISTED
Far Peak Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
FPAC.U
– –
-200,000
Closed -$2.07M
SCOAU
512
DELISTED
ScION Tech Growth I Unit
SCOAU
– –
-25,000
Closed -$258K
ATA.U
513
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
– –
-75,000
Closed -$771K
PCPC.U
514
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
– –
-40,000
Closed -$1.04M
CND.U
515
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
– –
-45,000
Closed -$464K
FTCVU
516
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
– –
-15,000
Closed -$160K
PTICU
517
DELISTED
PropTech Investment Corporation II Unit
PTICU
– –
-50,000
Closed -$532K
ESSCW
518
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-66,240
Closed -$42K
NOACU
519
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
– –
-150,000
Closed -$1.63M
TEKKU
520
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
– –
-100,000
Closed -$1.08M
BHSEU
521
DELISTED
Bull Horn Holdings Corp. Unit
BHSEU
– –
-150,000
Closed -$1.71M
EFL
522
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-87,288
Closed -$776K
VTAQU
523
DELISTED
Ventoux CCM Acquisition Corp. Unit
VTAQU
– –
-190,000
Closed -$1.96M
MUDSU
524
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
– –
-200,000
Closed -$2.06M
FST.WS
525
DELISTED
FAST Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FST.WS
– –
-94,486
Closed -$164K
19 20
21
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