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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$146M
Cap. Flow %
-8.69%
Top 10 Hldgs %
29%
Holding
496
New
162
Increased
49
Reduced
116
Closed
141

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$35.8M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$25.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$19.6M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17M
5
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$16.2M

Top Sells

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.8M
4
PHD
Pioneer Floating Rate Fund
PHD
+$15M
5
BFZ
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 11.15%
2 Healthcare 0.76%
3 Technology 0.75%
4 Consumer Discretionary 0.62%
5 Industrials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLI
476
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-184,864
Closed -$1.71M
FVAC.WS
477
DELISTED
Fortress Value Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FVAC.WS
– –
-36,065
Closed -$119K
ORSNR
478
DELISTED
Orisun Acquisition Corp. Right
ORSNR
– –
-160,000
Closed -$96K
CFFAW
479
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-110,147
Closed -$108K
NFINW
480
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-195,721
Closed -$256K
KBLMW
481
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-124,200
Closed -$29K
HCCOW
482
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
-24,324
Closed -$44K
ARYBU
483
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
– –
-10,000
Closed -$110K
JHY
484
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
– –
-39,384
Closed -$372K
BQH
485
DELISTED
BlackRock New York Municipal Bond Trust
BQH
– –
-326,873
Closed -$5.17M
FTACW
486
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
-73,381
Closed -$113K
INSUW
487
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
-49,396
Closed -$137K
JFKKW
488
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
– –
-221,396
Closed -$297K
JFKKR
489
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
– –
-233,596
Closed -$199K
EGIF
490
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
– –
-207,900
Closed -$2.61M
IRR
491
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-1,210,875
Closed -$2.96M
16 17 18 19
20

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Rivernorth Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rivernorth Capital Management held 496 positions worth $1.68B, up 4.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $146M in Q4 2020, closing 141 positions and reducing 116 holdings. Its most notable exit was Western Asset Global High Income Fund, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Blue Owl Capital worth $35.7M.

  • Rivernorth Capital Management's largest Q4 2020 buy was Blue Owl Capital: 2,823,663 shares worth $35.7M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q4 2020, an estimated $19.6M increase.
  • Rivernorth Capital Management's biggest Q4 2020 reduction was Western Asset High Income Opportunity Fund, cutting an estimated $20.8M.
  • Rivernorth Capital Management fully exited Western Asset Global High Income Fund in Q4 2020, selling an estimated $53.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.68B portfolio in Q4 2020.
  • Rivernorth Capital Management opened 162 new positions and closed 141 in Q4 2020.
  • Rivernorth Capital Management's portfolio value rose 4.3% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.