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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-8.89%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.63B
AUM Growth
+$14.2M
Cap. Flow
+$169M
Cap. Flow %
10.42%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$32.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$13.8M
3
ACAS
American Capital Ltd
ACAS
+$10.5M
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$9.41M
5
GHY
PGIM Global High Yield Fund
GHY
+$7.85M

Top Sells

Rank Stock Value
1
PPT
Franklin Premier Income Trust
PPT
+$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
+$14M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$9.34M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.07M
5
CTF
Nuveen Long/Short Commodity Fd
CTF
+$7.06M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
26
Royce Value Trust
RVT
$2.3B
$16.2M 1%
1,409,854
-5,495
-0.4% -$69.7K
PCEF icon
27
Invesco CEF Income Composite ETF
PCEF
$813M
$15.4M 0.95%
735,067
+83,169
+13% +$1.84M
NID
28
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$15.4M 0.95%
1,244,462
+34,239
+3% +$420K
VTA
29
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$15.3M 0.94%
1,447,280
+103,948
+8% +$1.17M
AOD
30
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$14.3M 0.88%
1,900,365
-10,938
-0.6% -$90.6K
EDD
31
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$14M 0.86%
2,030,564
+78,361
+4% +$613K
ERC
32
Allspring Multi-Sector Income Fund
ERC
$259M
$13.7M 0.84%
1,209,195
+186,671
+18% +$2.27M
TEI
33
Templeton Emerging Markets Income Fund
TEI
$321M
$13.7M 0.84%
1,414,585
+152,580
+12% +$1.56M
FSD
34
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$13.6M 0.84%
963,594
+124,791
+15% +$1.85M
CTR
35
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$13.1M 0.8%
190,149
+73,449
+63% +$5.99M
GLQ
36
Clough Global Equity Fund
GLQ
$158M
$13M 0.8%
1,023,165
+272,870
+36% +$3.88M
MMT
37
Aberdeen Multi-Market Income Fund
MMT
$243M
$12.8M 0.79%
2,291,604
+10,000
+0.4% +$59.7K
PFX icon
38
PhenixFIN
PFX
$90M
$12.6M 0.77%
84,592
+11,773
+16% +$2M
XLG icon
39
Invesco S&P 500 Top 50 ETF
XLG
$11B
$12.6M 0.77%
947,010
– –
VKQ icon
40
Invesco Municipal Trust
VKQ
$551M
$12.5M 0.77%
1,021,755
– –
MCR
41
DELISTED
MFS Charter Income Trust
MCR
$12.4M 0.76%
1,600,805
– –
BDCL
42
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$12.3M 0.76%
790,149
-20,842
-3% -$381K
EMD
43
Western Asset Emerging Markets Debt Fund
EMD
$616M
$12.3M 0.76%
922,319
+185,532
+25% +$2.63M
NIE
44
Virtus Equity & Convertible Income Fund
NIE
$732M
$12.1M 0.75%
705,997
-104,385
-13% -$1.94M
GAM
45
General American Investors Company
GAM
$1.61B
$12M 0.74%
386,471
+15,162
+4% +$504K
HIO
46
Western Asset High Income Opportunity Fund
HIO
$340M
$11.5M 0.71%
2,446,884
+793,391
+48% +$3.87M
ISD
47
PGIM High Yield Bond Fund
ISD
$419M
$11.4M 0.7%
777,222
+151,768
+24% +$2.27M
NMA
48
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$11.3M 0.7%
849,642
+700
+0.1% +$9.22K
BOE icon
49
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$11.1M 0.68%
918,434
-267,310
-23% -$3.52M
HCF
50
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$11M 0.67%
1,914,717
+90,509
+5% +$518K
1
2
3 4 5

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Rivernorth Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Rivernorth Capital Management held 212 positions worth $1.63B, up 0.88% from $1.61B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rivernorth Capital Management deployed $169M of net new capital in Q3 2015, opening 32 new positions and adding to 101 existing holdings. Its largest new stake was JP Morgan Alerian MLP Index ETN 5/24/24: 211,452 shares worth $6.43M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 5.5% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $14M trimmed.

  • Rivernorth Capital Management's largest Q3 2015 buy was JP Morgan Alerian MLP Index ETN 5/24/24: 211,452 shares worth $6.43M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q3 2015, an estimated $32.2M increase.
  • Rivernorth Capital Management's biggest Q3 2015 reduction was iShares S&P 100 ETF, cutting an estimated $14M.
  • Rivernorth Capital Management fully exited Franklin Premier Income Trust in Q3 2015, selling an estimated $14.3M.
  • Rivernorth Capital Management's ten largest holdings make up 26% of its $1.63B portfolio in Q3 2015.
  • Rivernorth Capital Management opened 32 new positions and closed 14 in Q3 2015.
  • Rivernorth Capital Management's portfolio value rose 0.88% quarter-over-quarter to $1.63B.

Based on Rivernorth Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.