RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-8.89%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
+$152M
Cap. Flow %
9.35%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$30.5M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$13.3M
3
ACAS
American Capital Ltd
ACAS
$9.51M
4
OCSL icon
Oaktree Specialty Lending
OCSL
$9.05M
5
GHY
PGIM Global High Yield Fund
GHY
$7.5M

Top Sells

1
PPT
Putnam Premier Income Trust
PPT
$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
$13.3M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$9.28M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
$6.93M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.68M

Sector Composition

1 Financials 6.04%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RVT icon
26
Royce Value Trust
RVT
$1.92B
$16.2M 1% 1,409,854 -5,495 -0.4% -$63.2K
PCEF icon
27
Invesco CEF Income Composite ETF
PCEF
$840M
$15.4M 0.95% 735,067 +83,169 +13% +$1.75M
NID
28
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$15.4M 0.95% 1,244,462 +34,239 +3% +$425K
VTA
29
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$15.3M 0.94% 1,447,280 +103,948 +8% +$1.1M
AOD
30
abrdn Total Dynamic Dividend Fund
AOD
$963M
$14.3M 0.88% 1,900,365 -10,938 -0.6% -$82K
EDD
31
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$14M 0.86% 2,030,564 +78,361 +4% +$539K
ERC
32
Allspring Multi-Sector Income Fund
ERC
$267M
$13.7M 0.84% 1,209,195 +186,671 +18% +$2.12M
TEI
33
Templeton Emerging Markets Income Fund
TEI
$291M
$13.7M 0.84% 1,414,585 +152,580 +12% +$1.48M
FSD
34
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$13.6M 0.84% 963,594 +124,791 +15% +$1.76M
CTR
35
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$13.1M 0.8% 950,743 +367,244 +63% +$5.05M
GLQ
36
Clough Global Equity Fund
GLQ
$139M
$13M 0.8% 1,023,165 +272,870 +36% +$3.45M
MMT
37
MFS Multimarket Income Trust
MMT
$262M
$12.8M 0.79% 2,291,604 +10,000 +0.4% +$55.9K
PFX icon
38
PhenixFIN
PFX
$97.3M
$12.6M 0.77% 1,691,835 +235,455 +16% +$1.75M
XLG icon
39
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$12.6M 0.77% 94,701 – –
VKQ icon
40
Invesco Municipal Trust
VKQ
$506M
$12.5M 0.77% 1,021,755 – –
MCR
41
MFS Charter Income Trust
MCR
$266M
$12.4M 0.76% 1,600,805 – –
BDCL
42
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$12.3M 0.76% 790,149 -20,842 -3% -$325K
EMD
43
Western Asset Emerging Markets Debt Fund
EMD
$599M
$12.3M 0.76% 922,319 +185,532 +25% +$2.47M
NIE
44
Virtus Equity & Convertible Income Fund
NIE
$688M
$12.1M 0.75% 705,997 -104,385 -13% -$1.79M
GAM
45
General American Investors Company
GAM
$1.4B
$12M 0.74% 386,471 +15,162 +4% +$470K
HIO
46
Western Asset High Income Opportunity Fund
HIO
$378M
$11.5M 0.71% 2,446,884 +793,391 +48% +$3.72M
ISD
47
PGIM High Yield Bond Fund
ISD
$486M
$11.4M 0.7% 777,222 +151,768 +24% +$2.22M
NMA
48
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$11.3M 0.7% 849,642 +700 +0.1% +$9.32K
BOE icon
49
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$11.1M 0.68% 918,434 -267,310 -23% -$3.23M
HCF
50
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$11M 0.67% 1,914,717 +90,509 +5% +$518K
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