RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-3.2%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.51B
AUM Growth
+$258M
Cap. Flow
+$273M
Cap. Flow %
18.12%
Top 10 Hldgs %
21.45%
Holding
221
New
46
Increased
73
Reduced
39
Closed
20

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.7M
2
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$21.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$18M
4
JGH icon
Nuveen Global High Income Fund
JGH
$17.3M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$17.1M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$22.7M
2
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M
3
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$7.88M
4
PFL
PIMCO Income Strategy Fund
PFL
$4.88M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$4.77M

Sector Composition

1 Financials 3.94%
2 Technology 0.02%
3 Energy 0%
4 Communication Services 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BGB
26
Blackstone Strategic Credit 2027 Term Fund
BGB
$560M
$18M 1.19%
1,090,234
+463,311
+74% +$7.64M
NID
27
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$17.4M 1.16%
1,392,832
+43,500
+3% +$544K
JGH icon
28
Nuveen Global High Income Fund
JGH
$314M
$17.3M 1.15%
+1,004,032
New +$17.3M
PCEF icon
29
Invesco CEF Income Composite ETF
PCEF
$840M
$17.1M 1.13%
+724,467
New +$17.1M
CBA
30
DELISTED
ClearBridge American Energy MLP
CBA
$17M 1.13%
+1,065,848
New +$17M
NIE
31
Virtus Equity & Convertible Income Fund
NIE
$689M
$16.9M 1.12%
815,265
-15,649
-2% -$324K
AOD
32
abrdn Total Dynamic Dividend Fund
AOD
$962M
$16.1M 1.07%
1,901,803
-11,300
-0.6% -$95.9K
HYT icon
33
BlackRock Corporate High Yield Fund
HYT
$1.48B
$15.8M 1.05%
1,390,004
+474,578
+52% +$5.41M
GER
34
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$15.5M 1.03%
+121,518
New +$15.5M
BOE icon
35
BlackRock Enhanced Global Dividend Trust
BOE
$658M
$15.2M 1.01%
1,160,756
+193,114
+20% +$2.54M
BTT icon
36
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$15.2M 1.01%
755,308
+99,132
+15% +$1.99M
XLG icon
37
Invesco S&P 500 Top 50 ETF
XLG
$10.3B
$13.4M 0.89%
947,010
– –
VKQ icon
38
Invesco Municipal Trust
VKQ
$511M
$13.3M 0.88%
1,050,593
-24,100
-2% -$305K
GAM
39
General American Investors Company
GAM
$1.41B
$13M 0.86%
370,734
+5,930
+2% +$208K
PPT
40
Putnam Premier Income Trust
PPT
$354M
$12.9M 0.86%
2,461,007
-176,080
-7% -$924K
NMA
41
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$12M 0.8%
877,055
– –
FSD
42
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$11.6M 0.77%
726,902
+92,730
+15% +$1.48M
EVV
43
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$11.3M 0.75%
797,570
+535,422
+204% +$7.56M
DRA
44
DELISTED
Diversified Real Asset Income Fd
DRA
$11.1M 0.73%
638,439
+11,742
+2% +$204K
PFN
45
PIMCO Income Strategy Fund II
PFN
$713M
$11M 0.73%
1,121,631
-69,860
-6% -$685K
JLS icon
46
Nuveen Mortgage and Income Fund
JLS
$103M
$11M 0.73%
474,956
+32,862
+7% +$761K
ERC
47
Allspring Multi-Sector Income Fund
ERC
$268M
$10.5M 0.7%
772,403
+70,680
+10% +$963K
BWG
48
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$147M
$10.5M 0.7%
629,013
+5,694
+0.9% +$95.1K
BOI
49
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$10.5M 0.69%
635,946
-15,974
-2% -$263K
BTF
50
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$10.1M 0.67%
364,488
– –
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