RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.24B
AUM Growth
+$16.5M
Cap. Flow
-$28.8M
Cap. Flow %
-2.31%
Top 10 Hldgs %
24.24%
Holding
216
New
26
Increased
63
Reduced
59
Closed
39

Top Buys

1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$17.6M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
$8.71M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.55M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.11M
5
ACAS
American Capital Ltd
ACAS
$5.98M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.4M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.4M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$15.5M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Sector Composition

1 Financials 2.06%
2 Materials 0.04%
3 Energy 0.03%
4 Consumer Discretionary 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NIE
26
Virtus Equity & Convertible Income Fund
NIE
$692M
$15.4M 1.23%
760,730
+133,849
+21% +$2.7M
PFN
27
PIMCO Income Strategy Fund II
PFN
$712M
$14.5M 1.16%
1,307,346
-106,244
-8% -$1.18M
PPT
28
Putnam Premier Income Trust
PPT
$354M
$14M 1.13%
2,525,263
+175,384
+7% +$973K
VKQ icon
29
Invesco Municipal Trust
VKQ
$517M
$13.5M 1.09%
1,081,693
– –
GAM
30
General American Investors Company
GAM
$1.41B
$13.4M 1.08%
364,804
+20,600
+6% +$758K
CTF
31
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$12.8M 1.03%
791,041
+101,154
+15% +$1.63M
XLG icon
32
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$12.8M 1.03%
947,010
– –
JLS icon
33
Nuveen Mortgage and Income Fund
JLS
$104M
$11.7M 0.94%
474,503
+13,372
+3% +$329K
BWG
34
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$147M
$11.6M 0.93%
631,528
+2,000
+0.3% +$36.7K
NAD icon
35
Nuveen Quality Municipal Income Fund
NAD
$2.7B
$11.4M 0.91%
803,400
-87,591
-10% -$1.24M
HYT icon
36
BlackRock Corporate High Yield Fund
HYT
$1.48B
$10.9M 0.88%
887,126
+54,905
+7% +$675K
FSD
37
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$10.9M 0.87%
598,601
+39,813
+7% +$723K
ERC
38
Allspring Multi-Sector Income Fund
ERC
$269M
$10.6M 0.85%
711,678
– –
ZTR
39
Virtus Total Return Fund
ZTR
$345M
$10.2M 0.82%
710,174
-144,479
-17% -$2.08M
NMO
40
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$10M 0.8%
750,393
+38,545
+5% +$515K
BTT icon
41
BlackRock Municipal 2030 Target Term Trust
BTT
$1.49B
$9.54M 0.77%
469,460
+2,545
+0.5% +$51.7K
NPI
42
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$9.49M 0.76%
698,160
– –
BTF
43
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$9.32M 0.75%
363,288
+50,867
+16% +$1.31M
NKX icon
44
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$580M
$8.96M 0.72%
656,667
+23,782
+4% +$325K
NML
45
Neuberger Berman Energy Infrastructure and Income Fund
NML
$487M
$8.89M 0.71%
440,321
+2,982
+0.7% +$60.2K
EMD
46
DELISTED
Western Asset Emerging Markets
EMD
$8.85M 0.71%
684,518
-23,423
-3% -$303K
BGB
47
Blackstone Strategic Credit 2027 Term Fund
BGB
$560M
$8.76M 0.7%
493,063
+59,043
+14% +$1.05M
IVH
48
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$8.63M 0.69%
466,466
-27,628
-6% -$511K
MCR
49
MFS Charter Income Trust
MCR
$269M
$8.61M 0.69%
931,926
+453,442
+95% +$4.19M
ACG
50
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.55M 0.69%
+1,137,285
New +$8.55M
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