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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.25B
AUM Growth
+$16.6M
Cap. Flow
-$28.9M
Cap. Flow %
-2.32%
Top 10 Hldgs %
24.23%
Holding
217
New
27
Increased
63
Reduced
59
Closed
40

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$8.41M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.4M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$6.58M
5
ACAS
American Capital Ltd
ACAS
+$5.84M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.1M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$15.6M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$15.4M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
+$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Sector Composition

Rank Sector Weight
1 Financials 3.87%
2 Materials 0.04%
3 Energy 0.03%
4 Healthcare 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIE
26
Virtus Equity & Convertible Income Fund
NIE
$732M
$15.4M 1.23%
760,730
+133,849
+21% +$2.66M
PFN
27
PIMCO Income Strategy Fund II
PFN
$703M
$14.5M 1.16%
1,307,346
-106,244
-8% -$1.14M
PPT
28
Franklin Premier Income Trust
PPT
$328M
$14M 1.13%
2,525,263
+175,384
+7% +$972K
VKQ icon
29
Invesco Municipal Trust
VKQ
$551M
$13.5M 1.09%
1,081,693
– –
GAM
30
General American Investors Company
GAM
$1.61B
$13.4M 1.08%
364,804
+20,600
+6% +$736K
CTF
31
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$12.8M 1.03%
791,041
+101,154
+15% +$1.65M
XLG icon
32
Invesco S&P 500 Top 50 ETF
XLG
$11B
$12.8M 1.03%
947,010
– –
JLS icon
33
Nuveen Mortgage and Income Fund
JLS
$94.7M
$11.7M 0.94%
474,503
+13,372
+3% +$322K
BWG
34
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$11.6M 0.93%
631,528
+2,000
+0.3% +$35.8K
NAD icon
35
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$11.4M 0.91%
803,400
-87,591
-10% -$1.21M
HYT icon
36
BlackRock Corporate High Yield Fund
HYT
$1.37B
$10.9M 0.88%
887,126
+54,905
+7% +$671K
FSD
37
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$10.9M 0.87%
598,601
+39,813
+7% +$714K
ERC
38
Allspring Multi-Sector Income Fund
ERC
$259M
$10.6M 0.85%
711,678
– –
ZTR
39
Virtus Total Return Fund
ZTR
$339M
$10.2M 0.82%
710,174
-144,479
-17% -$2.04M
NMO
40
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$10M 0.8%
750,393
+38,545
+5% +$508K
BTT icon
41
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$9.54M 0.77%
469,460
+2,545
+0.5% +$50.7K
NPI
42
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$9.49M 0.76%
698,160
– –
BTF
43
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$9.32M 0.75%
363,288
+50,867
+16% +$1.26M
NKX icon
44
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$8.96M 0.72%
656,667
+23,782
+4% +$323K
NML
45
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$8.89M 0.71%
440,321
+2,982
+0.7% +$57.3K
EMD
46
DELISTED
Western Asset Emerging Markets
EMD
$8.85M 0.71%
684,518
-23,423
-3% -$299K
BGB
47
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$8.76M 0.7%
493,063
+59,043
+14% +$1.04M
IVH
48
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$8.63M 0.69%
466,466
-27,628
-6% -$510K
MCR
49
DELISTED
MFS Charter Income Trust
MCR
$8.61M 0.69%
931,926
+453,442
+95% +$4.17M
ACG
50
DELISTED
AllianceBernstein Income Fund Inc
ACG
$8.55M 0.69%
+1,137,285
New +$8.4M
1
2
3 4 5

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Rivernorth Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Rivernorth Capital Management held 217 positions worth $1.25B, up 1.3% from $1.23B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q2 2014 filing shows 27 new, 63 increased, 59 reduced and 40 closed positions. Its largest new stake was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $17.1M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.8% a quarter earlier, followed by Materials and Energy.

  • Rivernorth Capital Management's largest Q2 2014 buy was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M.
  • Rivernorth Capital Management added most to Vanguard FTSE Developed Markets ETF in Q2 2014, an estimated $17.4M increase.
  • Rivernorth Capital Management's biggest Q2 2014 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $17.1M.
  • Rivernorth Capital Management fully exited Virtus Stone Harbor Emerging Markets Income Fund in Q2 2014, selling an estimated $5.88M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.25B portfolio in Q2 2014.
  • Rivernorth Capital Management opened 27 new positions and closed 40 in Q2 2014.
  • Rivernorth Capital Management's portfolio value rose 1.3% quarter-over-quarter to $1.25B.

Based on Rivernorth Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.