RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.12B
AUM Growth
+$47.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
494
New
Increased
Reduced
Closed

Top Buys

1
+$21.9M
2
+$14M
3
+$8.9M
4
MIO
Pioneer Municipal High Income Opportunities Fund
MIO
+$8.8M
5
LEGT
Legato Merger Corp III
LEGT
+$7.36M

Top Sells

1
+$16.1M
2
+$14.8M
3
+$10.1M
4
PORT
Southport Acquisition Corporation
PORT
+$7.56M
5
LEGT.U
Legato Merger Corp III Units
LEGT.U
+$7.41M

Sector Composition

1 Financials 8.62%
2 Technology 0.67%
3 Healthcare 0.44%
4 Consumer Discretionary 0.24%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
451
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-140,957
452
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454
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455
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-40,271
456
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-62,985
457
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-98,100
458
$0 ﹤0.01%
252,463
459
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-98,312
460
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-25,604
461
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-242,804
462
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-61,869
463
– –
-149,999
464
$0 ﹤0.01%
103,849
465
– –
-65,409
466
– –
-143,997
467
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-400,000
468
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-150,000
469
– –
-191,996
470
– –
-240,720
471
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-100,000
472
– –
-74,949
473
– –
-200,000
474
– –
-700,000
475
– –
-27,873
16 17 18
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