RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.12B
AUM Growth
+$47.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
494
New
Increased
Reduced
Closed

Top Buys

1
+$21.9M
2
+$14M
3
+$8.9M
4
MIO
Pioneer Municipal High Income Opportunities Fund
MIO
+$8.8M
5
LEGT
Legato Merger Corp III
LEGT
+$7.36M

Top Sells

1
+$16.1M
2
+$14.8M
3
+$10.1M
4
PORT
Southport Acquisition Corporation
PORT
+$7.56M
5
LEGT.U
Legato Merger Corp III Units
LEGT.U
+$7.41M

Sector Composition

1 Financials 8.75%
2 Healthcare 0.44%
3 Industrials 0.39%
4 Technology 0.34%
5 Consumer Discretionary 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
451
$0 ﹤0.01%
103,849
452
– –
-41,354
453
– –
-239,783
454
– –
-75,611
455
– –
-267,929
456
– –
-399,998
457
– –
-375,000
458
– –
-140,957
459
– –
-200,000
460
– –
-300,000
461
– –
-84,000
462
– –
-275,000
463
– –
-40,271
464
– –
-62,985
465
– –
-98,100
466
$0 ﹤0.01%
252,463
467
– –
-98,312
468
– –
-65,409
469
– –
-143,997
470
– –
-400,000
471
– –
-150,000
472
– –
-191,996
473
– –
-240,720
474
– –
-100,000
475
– –
-74,949
16 17 18
19
20