RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+9.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$134M
Cap. Flow %
-7.93%
Top 10 Hldgs %
29%
Holding
497
New
163
Increased
49
Reduced
116
Closed
141

Top Buys

1
OBDC icon
Blue Owl Capital
OBDC
+$35.7M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$20.7M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$16.6M

Top Sells

1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.7M
4
PHD
Pioneer Floating Rate Fund
PHD
+$14.7M
5
BFZ icon
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

1 Financials 11.18%
2 Technology 0.74%
3 Healthcare 0.69%
4 Consumer Discretionary 0.62%
5 Industrials 0.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VMACU
426
DELISTED
Vistas Media Acquisition Company Inc. Unit
VMACU
– –
-100,000
Closed -$1.01M
TRIT
427
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-195,721
Closed -$2.03M
CPSR.U
428
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
– –
-20,000
Closed -$204K
BTRSW
429
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
– –
-104,233
Closed -$146K
VIHAU
430
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
– –
-50,000
Closed -$500K
ITACU
431
DELISTED
Industrial Tech Acquisitions, Inc. Unit
ITACU
– –
-150,000
Closed -$1.5M
PTK.U
432
DELISTED
PTK Acquisition Corp. Units, each consisting of one share of Common Stock, and one Warrant to acquir
PTK.U
– –
-200,000
Closed -$2.04M
FUSE.U
433
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
– –
-27,500
Closed -$283K
DFNS.U
434
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-100,000
Closed -$1.04M
EVY
435
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
– –
-102,186
Closed -$1.31M
SVACU
436
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-75,000
Closed -$758K
CCIV.U
437
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-355,000
Closed -$3.56M
THCBU
438
DELISTED
Tuscan Holdings Corp. Unit
THCBU
– –
-32,225
Closed -$344K
PSACU
439
DELISTED
Property Solutions Acquisition Corp. Unit
PSACU
– –
-299,200
Closed -$3.02M
FGNA.U
440
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-175,000
Closed -$1.75M
NHICU
441
DELISTED
NewHold Investment Corp. Unit
NHICU
– –
-200,000
Closed -$2.01M
GXGXU
442
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-35,473
Closed -$398K
THBRW
443
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
-37,500
Closed -$51K
GIX.WS
444
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
– –
-161,880
Closed -$147K
GIX.U
445
DELISTED
GigCapital2, Inc.
GIX.U
– –
-38,120
Closed -$423K
GIK.WS
446
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– –
-149,997
Closed -$96K
CGRO
447
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
– –
-199,999
Closed -$1.97M
BFT.U
448
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– –
-200,000
Closed -$2.04M
CIIC
449
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-197,304
Closed -$1.98M
NBACR
450
DELISTED
Newborn Acquisition Corp. Right
NBACR
– –
-146,208
Closed -$29K
16 17
18
19 20