RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.81B
AUM Growth
-$76.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
418
New
Increased
Reduced
Closed

Top Buys

1
+$15.2M
2
+$14.6M
3
+$6.82M
4
CHACU
Crane Harbor Acquistion Corp Units
CHACU
+$5.59M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$5.36M

Top Sells

1
+$30.3M
2
+$25.6M
3
+$21M
4
DMF
BNY Mellon Municipal Income
DMF
+$18.8M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.9M

Sector Composition

1 Financials 10.76%
2 Utilities 0.25%
3 Consumer Discretionary 0.16%
4 Technology 0.14%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLECW icon
351
Moolec Science SA Warrant
MLECW
$100K
$791 ﹤0.01%
48,517
COOTW
352
Australian Oilseeds Holdings Ltd Warrant
COOTW
$215K
$780 ﹤0.01%
49,077
-923
ABPWW
353
Abpro Holdings Warrant
ABPWW
$426 ﹤0.01%
24,477
-522
CGBSW
354
DELISTED
Crown LNG Holdings Limited Warrants
CGBSW
$350 ﹤0.01%
11,000
ZAPPW
355
DELISTED
Zapp Electric Vehicles Group Limited Warrant
ZAPPW
$55 ﹤0.01%
24,999
PITAW
356
DELISTED
Heramba Electric plc Warrants
PITAW
$10 ﹤0.01%
99,998
CLRCW
357
DELISTED
ClimateRock Warrant
CLRCW
$8 ﹤0.01%
84,615
BMEZ icon
358
BlackRock Health Sciences Trust II
BMEZ
$984M
– –
-2,036,349
BUJAR
359
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Rights
BUJAR
– –
-71,934
CHY
360
Calamos Convertible and High Income Fund
CHY
$940M
– –
-94,353
CLBR
361
DELISTED
Colombier Acquisition Corp II
CLBR
– –
-387,294
DMF
362
DELISTED
BNY Mellon Municipal Income
DMF
– –
-2,614,908
ECXWW
363
ECARX Holdings Warrants
ECXWW
$1.78M
– –
-12,500
FFC
364
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$802M
– –
-21,615
FGB
365
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
– –
-177,521
KIO
366
KKR Income Opportunities Fund
KIO
$477M
– –
-60,042
MXE
367
Mexico Equity and Income Fund
MXE
$57.7M
– –
-132,187
NAC icon
368
Nuveen California Quality Municipal Income Fund
NAC
$1.74B
– –
-1,379,388
NCV
369
Virtus Convertible & Income Fund
NCV
$359M
– –
-184,971
NDMO icon
370
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$614M
– –
-139,862
CEP
371
DELISTED
Cantor Equity Partners
CEP
– –
-305,949
RZLVW
372
Rezolve AI Warrants
RZLVW
$12.1M
– –
-318,133
SLXNW
373
Silexion Therapeutics Warrant
SLXNW
$208K
– –
-14,999
KLTOW
374
Klotho Neurosciences Warrant
KLTOW
– –
-275,000
BSIIW
375
DELISTED
Black Spade Acquisition II Co Warrant
BSIIW
– –
-56,841
13 14
15
16 17