RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
497
New
Increased
Reduced
Closed

Top Buys

1
+$35.7M
2
+$26.9M
3
+$20.7M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$16.6M

Top Sells

1
+$53.9M
2
+$28.4M
3
+$20.7M
4
PHD
Pioneer Floating Rate Fund
PHD
+$14.7M
5
BFZ icon
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

1 Financials 11.18%
2 Healthcare 0.76%
3 Technology 0.74%
4 Consumer Discretionary 0.62%
5 Industrials 0.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
351
– –
-195,721
352
– –
-124,200
353
– –
-24,324
354
– –
-10,000
355
– –
-39,384
356
– –
-326,873
357
– –
-73,381
358
– –
-49,396
359
– –
-221,396
360
– –
-233,596
361
– –
-207,900
362
– –
-1,210,875
363
– –
-99,999
364
– –
-667
365
– –
-135,541
366
– –
-110,147
367
– –
-200,000
368
– –
-70,000
369
– –
-892,085
370
– –
-17,815
371
– –
-96,902
372
– –
-73,609
373
– –
-49,998
374
– –
-24,999
375
– –
-100,000
13 14
15
16 17