RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+9.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$134M
Cap. Flow %
-7.93%
Top 10 Hldgs %
29%
Holding
497
New
163
Increased
49
Reduced
116
Closed
141

Top Buys

1
OBDC icon
Blue Owl Capital
OBDC
+$35.7M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$20.7M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$16.6M

Top Sells

1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.7M
4
PHD
Pioneer Floating Rate Fund
PHD
+$14.7M
5
BFZ icon
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

1 Financials 11.18%
2 Technology 0.74%
3 Healthcare 0.69%
4 Consumer Discretionary 0.62%
5 Industrials 0.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APPH
351
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-41,172
Closed -$484K
APPHW
352
DELISTED
AppHarvest, Inc. Warrants
APPHW
– –
-216,072
Closed -$603K
MLACU
353
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
– –
-55,000
Closed -$547K
BCX icon
354
BlackRock Resources & Commodities Strategy Trust
BCX
$773M
– –
-1,289,899
Closed -$7.68M
BFLY icon
355
Butterfly Network
BFLY
$378M
– –
-199,997
Closed -$1.96M
BFZ icon
356
BlackRock CA Municipal Income Trust
BFZ
$328M
– –
-1,103,881
Closed -$14.6M
BGT icon
357
BlackRock Floating Rate Income Trust
BGT
$343M
– –
-76,208
Closed -$856K
BSTZ icon
358
BlackRock Science and Technology Term Trust
BSTZ
$1.55B
– –
-128,192
Closed -$3.29M
EFT
359
Eaton Vance Floating-Rate Income Trust
EFT
$318M
– –
-539,062
Closed -$6.4M
EHI
360
Western Asset Global High Income Fund
EHI
$200M
– –
-5,596,315
Closed -$53.9M
CGROW
361
DELISTED
Collective Growth Corporation Warrant
CGROW
– –
-99,999
Closed -$61K
JFKKR
362
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
– –
-233,596
Closed -$199K
ADNWW
363
Advent Technologies Holdings Warrant
ADNWW
$8.61K
– –
-200,000
Closed -$136K
AEVA
364
Aeva Technologies
AEVA
$805M
– –
-70,000
Closed -$3.5M
AOD
365
abrdn Total Dynamic Dividend Fund
AOD
$976M
– –
-892,085
Closed -$7.08M
ARCC icon
366
Ares Capital
ARCC
$15.8B
– –
-17,815
Closed -$249K
ARKO icon
367
ARKO Corp
ARKO
$563M
– –
-96,902
Closed -$969K
ASLE icon
368
AerSale
ASLE
$396M
– –
-73,609
Closed -$754K
AVPT icon
369
AvePoint
AVPT
$3.34B
– –
-49,998
Closed -$530K
AVPTW
370
DELISTED
AvePoint Inc Warrant
AVPTW
– –
-24,999
Closed -$48K
BCAT icon
371
BlackRock Capital Allocation Term Trust
BCAT
$1.59B
– –
-100,000
Closed -$2.05M
FCT
372
First Trust Senior Floating Rate Income Fund II
FCT
$258M
– –
-260,895
Closed -$2.86M
HFRO
373
Highland Opportunities and Income Fund
HFRO
$346M
– –
-1,097,977
Closed -$9.43M
HIX
374
Western Asset High Income Fund II
HIX
$392M
– –
-4,430,757
Closed -$28.4M
HYMCW
375
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
– –
-141,461
Closed -$222K
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15
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