RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.21%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.81B
AUM Growth
-$76.5M
Cap. Flow
-$67.3M
Cap. Flow %
-3.72%
Top 10 Hldgs %
23.52%
Holding
418
New
58
Increased
43
Reduced
79
Closed
61

Top Buys

1
CRF
Cornerstone Total Return Fund
CRF
+$15.2M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$14.6M
3
XMPT icon
VanEck CEF Muni Income ETF
XMPT
+$6.82M
4
CHACU
Crane Harbor Acquistion Corp. Units
CHACU
+$5.59M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$5.36M

Top Sells

1
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$30.3M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$25.6M
3
NUV icon
Nuveen Municipal Value Fund
NUV
+$21M
4
DMF
BNY Mellon Municipal Income
DMF
+$18.8M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.9M

Sector Composition

1 Financials 11.14%
2 Consumer Discretionary 0.16%
3 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MLECW icon
351
Moolec Science SA Warrant
MLECW
$116K
$791 ﹤0.01%
48,517
– –
COOTW
352
Australian Oilseeds Holdings Ltd Warrant
COOTW
$179K
$780 ﹤0.01%
49,077
-923
-2% -$15
ABPWW
353
Abpro Holdings, Inc. Warrant
ABPWW
$426 ﹤0.01%
24,477
-522
-2% -$9
CGBSW
354
DELISTED
Crown LNG Holdings Limited Warrants
CGBSW
$350 ﹤0.01%
11,000
– –
ZAPPW
355
DELISTED
Zapp Electric Vehicles Group Limited Warrant
ZAPPW
$55 ﹤0.01%
24,999
– –
PITAW
356
DELISTED
Heramba Electric plc Warrants
PITAW
$10 ﹤0.01%
99,998
– –
CLRCW
357
DELISTED
ClimateRock Warrant
CLRCW
$8 ﹤0.01%
84,615
– –
BFZ icon
358
BlackRock CA Municipal Income Trust
BFZ
$323M
– –
-50,601
Closed -$556K
BMEZ icon
359
BlackRock Health Sciences Trust II
BMEZ
$914M
– –
-2,036,349
Closed -$30.3M
BUJAR
360
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Rights
BUJAR
– –
-71,934
Closed -$18.7K
CHY
361
Calamos Convertible and High Income Fund
CHY
$882M
– –
-94,353
Closed -$953K
CLBR
362
DELISTED
Colombier Acquisition Corp II
CLBR
– –
-387,294
Closed -$4.12M
DMF
363
DELISTED
BNY Mellon Municipal Income
DMF
– –
-2,614,908
Closed -$18.8M
ECXWW
364
ECARX Holdings Inc. Warrants
ECXWW
$1.74M
– –
-12,500
Closed -$750
FFC
365
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$791M
– –
-21,615
Closed -$344K
FGB
366
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
– –
-177,521
Closed -$763K
KIO
367
KKR Income Opportunities Fund
KIO
$514M
– –
-60,042
Closed -$738K
MXE
368
Mexico Equity and Income Fund
MXE
$50.6M
– –
-132,187
Closed -$1.15M
NAC icon
369
Nuveen California Quality Municipal Income Fund
NAC
$1.67B
– –
-1,379,388
Closed -$15.5M
NCV
370
Virtus Convertible & Income Fund
NCV
$340M
– –
-184,971
Closed -$2.39M
NDMO icon
371
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$617M
– –
-139,862
Closed -$1.43M
NMCO icon
372
Nuveen Municipal Credit Opportunities Fund
NMCO
$586M
– –
-397,642
Closed -$4.25M
NRO
373
Neuberger Berman Real Estate Securities Income Fund
NRO
$208M
– –
-735,022
Closed -$2.43M
NXN icon
374
Nuveen New York Tax-Free Income Portfolio
NXN
$46.4M
– –
-24,737
Closed -$292K
PMM
375
Putnam Managed Municipal Income
PMM
$258M
– –
-149,544
Closed -$917K
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15
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