RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.8B
1-Year Est. Return 0.34%
This Quarter Est. Return
1 Year Est. Return
-0.34%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.8B
AUM Growth
-$76.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
417
New
Increased
Reduced
Closed

Top Buys

1
+$15.2M
2
+$14.6M
3
+$6.82M
4
CHACU
Crane Harbor Acquistion Corp Units
CHACU
+$5.59M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$5.36M

Top Sells

1
+$30.3M
2
+$25.6M
3
+$21M
4
DMF
BNY Mellon Municipal Income
DMF
+$18.8M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.9M

Sector Composition

1 Financials 11.03%
2 Consumer Discretionary 0.16%
3 Industrials 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COOTW
351
Australian Oilseeds Holdings Ltd Warrant
COOTW
$574K
$780 ﹤0.01%
49,077
-923
ABPWW
352
Abpro Holdings Warrant
ABPWW
$426 ﹤0.01%
24,477
-522
CGBSW
353
DELISTED
Crown LNG Holdings Limited Warrants
CGBSW
$350 ﹤0.01%
11,000
ZAPPW
354
DELISTED
Zapp Electric Vehicles Group Limited Warrant
ZAPPW
$55 ﹤0.01%
24,999
PITAW
355
DELISTED
Heramba Electric plc Warrants
PITAW
$10 ﹤0.01%
99,998
CLRCW
356
DELISTED
ClimateRock Warrant
CLRCW
$8 ﹤0.01%
84,615
BFZ icon
357
BlackRock CA Municipal Income Trust
BFZ
$329M
– –
-50,601
BMEZ icon
358
BlackRock Health Sciences Trust II
BMEZ
$946M
– –
-2,036,349
BUJAR
359
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Rights
BUJAR
– –
-71,934
CHY
360
Calamos Convertible and High Income Fund
CHY
$914M
– –
-94,353
CLBR
361
DELISTED
Colombier Acquisition Corp II
CLBR
– –
-387,294
DMF
362
DELISTED
BNY Mellon Municipal Income
DMF
– –
-2,614,908
ECXWW
363
ECARX Holdings Warrants
ECXWW
$2.11M
– –
-12,500
FFC
364
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$801M
– –
-21,615
FGB
365
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
– –
-177,521
KIO
366
KKR Income Opportunities Fund
KIO
$485M
– –
-60,042
MXE
367
Mexico Equity and Income Fund
MXE
$50.8M
– –
-132,187
NAC icon
368
Nuveen California Quality Municipal Income Fund
NAC
$1.71B
– –
-1,379,388
NCV
369
Virtus Convertible & Income Fund
NCV
$346M
– –
-184,971
NDMO icon
370
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$633M
– –
-139,862
NMCO icon
371
Nuveen Municipal Credit Opportunities Fund
NMCO
$587M
– –
-397,642
NRO
372
Neuberger Berman Real Estate Securities Income Fund
NRO
$203M
– –
-735,022
NXN icon
373
Nuveen New York Tax-Free Income Portfolio
NXN
$47M
– –
-24,737
PMM
374
Putnam Managed Municipal Income
PMM
$263M
– –
-149,544
TBLD
375
Thornburg Income Builder Opportunities Trust
TBLD
$639M
– –
-13,620
13 14
15
16 17