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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBII
301
DELISTED
Sandbridge X2 Corp.
SBII
$622K 0.03%
+64,053
New +$622K
MUE
302
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$603K 0.03%
43,699
-296,984
-87% -$4.28M
ASAX
303
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$599K 0.03%
+59,998
New +$586K
BITE
304
DELISTED
Bite Acquisition Corp.
BITE
$584K 0.03%
+60,000
New +$581K
MAV
305
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$569K 0.03%
+49,077
New +$601K
PONOU
306
DELISTED
Pono Capital Corp Unit
PONOU
$540K 0.03%
+52,900
New +$533K
DIAX
307
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$518K 0.03%
30,764
-472,002
-94% -$8.14M
ADOC
308
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$507K 0.03%
50,000
– –
CIIGU
309
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
$504K 0.03%
+50,000
New +$504K
NVTS icon
310
Navitas Semiconductor
NVTS
$3.55B
$499K 0.03%
49,995
– –
EDTX
311
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$499K 0.03%
49,998
– –
CXAI icon
312
CXApp
CXAI
$17.8M
$497K 0.03%
49,998
– –
FOXW
313
DELISTED
FoxWayne Enterprises Acquisition Corp. Class A Common Stock
FOXW
$494K 0.03%
50,000
– –
PIII icon
314
P3 Health Partners
PIII
$41.1M
$493K 0.03%
+1,000
New +$493K
SFR
315
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$490K 0.03%
49,995
– –
PGRW
316
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
$490K 0.03%
+49,998
New +$486K
BURU
317
DELISTED
NUBURU INC
BURU
$489K 0.03%
250
– –
EPWR
318
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$489K 0.03%
49,998
– –
MSAC
319
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
$488K 0.03%
50,000
– –
NAAC
320
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$488K 0.03%
+49,995
New +$486K
FSSI
321
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$488K 0.03%
+49,998
New +$484K
LCA
322
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$487K 0.03%
+50,000
New +$486K
PUCK
323
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$486K 0.03%
+50,000
New +$483K
FSNB
324
DELISTED
Fusion Acquisition Corp. II
FSNB
$485K 0.03%
+49,992
New +$484K
PSPC
325
DELISTED
Post Holdings Partnering Corporation
PSPC
$482K 0.03%
+49,989
New +$484K
11 12
13
14 15

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.