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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$146M
Cap. Flow %
-8.69%
Top 10 Hldgs %
29%
Holding
496
New
162
Increased
49
Reduced
116
Closed
141

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$35.8M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$25.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$19.6M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17M
5
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$16.2M

Top Sells

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.8M
4
PHD
Pioneer Floating Rate Fund
PHD
+$15M
5
BFZ
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 11.15%
2 Healthcare 0.76%
3 Technology 0.75%
4 Consumer Discretionary 0.62%
5 Industrials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BREZW
301
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$103K 0.01%
+100,000
New +$88.2K
CFIVU
302
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$103K 0.01%
+10,000
New +$103K
ASAQ.WS
303
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$96K 0.01%
+87,499
New +$64.4K
ANDAR
304
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$96K 0.01%
252,305
-42,105
-14% -$12.1K
JSPRW icon
305
Japer Therapeutics Warrants
JSPRW
$104K
$95K 0.01%
65,707
-31,003
-32% -$38.9K
BTAQW
306
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$95K 0.01%
+49,999
New +$42K
LACQW
307
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$94K 0.01%
119,221
-30,854
-21% -$18.1K
PHGE.WS
308
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$88K 0.01%
109,906
-85,937
-44% -$57.9K
VMACW
309
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$86K 0.01%
+100,000
New +$43.7K
PRPB.WS
310
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$85K 0.01%
+49,999
New +$65.9K
SRTAW
311
DELISTED
Strata Critical Medical Inc Warrants
SRTAW
$82K ﹤0.01%
33,333
– –
DFNS.WS
312
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
$81K ﹤0.01%
+50,000
New +$59.4K
GRNVR
313
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
$81K ﹤0.01%
180,554
-85,388
-32% -$33.1K
RCHGW
314
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$80K ﹤0.01%
+49,999
New +$54.2K
CLNNW
315
DELISTED
Clene Inc Warrant
CLNNW
$78K ﹤0.01%
+75,000
New +$75K
LOACW
316
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$78K ﹤0.01%
50,230
-49,770
-50% -$34.7K
AGBAW
317
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$75K ﹤0.01%
149,298
-100,702
-40% -$50.6K
RVPHW
318
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$72K ﹤0.01%
106,552
-18,448
-15% -$10.1K
ASTSW
319
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$67K ﹤0.01%
17,843
-49,656
-74% -$71.4K
GIX.RT
320
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$66K ﹤0.01%
161,880
– –
PDAC.WS
321
DELISTED
Peridot Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordina
PDAC.WS
$64K ﹤0.01%
+35,849
New +$51.8K
CLA.WS
322
DELISTED
Colonnade Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
CLA.WS
$61K ﹤0.01%
+17,112
New +$18.5K
BRPAR
323
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$58K ﹤0.01%
44,800
-192,524
-81% -$93.3K
ABLLW
324
DELISTED
Abacus Life Warrant
ABLLW
$57K ﹤0.01%
+49,999
New +$36.8K
RBAC.WS
325
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$56K ﹤0.01%
+24,998
New +$45.1K
11 12
13
14 15

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Rivernorth Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rivernorth Capital Management held 496 positions worth $1.68B, up 4.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $146M in Q4 2020, closing 141 positions and reducing 116 holdings. Its most notable exit was Western Asset Global High Income Fund, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Blue Owl Capital worth $35.7M.

  • Rivernorth Capital Management's largest Q4 2020 buy was Blue Owl Capital: 2,823,663 shares worth $35.7M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q4 2020, an estimated $19.6M increase.
  • Rivernorth Capital Management's biggest Q4 2020 reduction was Western Asset High Income Opportunity Fund, cutting an estimated $20.8M.
  • Rivernorth Capital Management fully exited Western Asset Global High Income Fund in Q4 2020, selling an estimated $53.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.68B portfolio in Q4 2020.
  • Rivernorth Capital Management opened 162 new positions and closed 141 in Q4 2020.
  • Rivernorth Capital Management's portfolio value rose 4.3% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.