RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
314
New
Increased
Reduced
Closed

Top Buys

1
+$31.3M
2
+$20M
3
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

1
+$20.6M
2
+$16.9M
3
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
– –
-775,997
277
– –
-750
278
– –
-81,345
279
– –
-158
280
– –
-199,133
281
– –
-260,401
282
– –
-38,574
283
– –
-200,000
284
– –
-481,434
285
– –
-96,000
286
– –
-98,986
287
– –
-75,000
288
– –
-461,197
289
– –
-1,159,976
290
– –
-100,000
291
– –
-100,000
292
– –
-100,000
293
– –
-150,000
294
– –
-225,000
295
– –
-20,612
296
– –
-100,000
297
– –
-134,084
298
– –
-153,458
299
– –
-716,751
300
– –
-575,998
9 10 11
12
13