RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.73%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$87.6M
Cap. Flow %
5.26%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.5M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20.9M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.2M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.6M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$18.1M

Top Sells

1
VVR icon
Invesco Senior Income Trust
VVR
+$21.2M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$17.4M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.5M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$13M
5
HIX
Western Asset High Income Fund II
HIX
+$9.74M

Sector Composition

1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KBLMR
251
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$32K ﹤0.01%
208,800
-21,200
-9% -$3.25K
ALGRR
252
DELISTED
Allegro Merger Corp. Right
ALGRR
$32K ﹤0.01%
100,000
– –
NRXPW icon
253
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.2M
$21K ﹤0.01%
119,999
– –
FPAC.WS
254
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$21K ﹤0.01%
16,665
– –
TOTAR
255
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$19K ﹤0.01%
118,000
– –
HHHHW
256
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$18K ﹤0.01%
+225,000
New +$18K
ALGRW
257
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$18K ﹤0.01%
100,000
– –
TKKSW
258
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$18K ﹤0.01%
292,400
-7,600
-3% -$468
LTRYW icon
259
Lottery.com, Inc. Warrants
LTRYW
$345K
$15K ﹤0.01%
150,000
– –
KBLMW
260
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$10K ﹤0.01%
124,200
-105,800
-46% -$8.52K
TOTAW
261
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$7K ﹤0.01%
118,000
– –
BLW icon
262
BlackRock Limited Duration Income Trust
BLW
$550M
– –
-179,741
Closed -$2.81K
EAD
263
Allspring Income Opportunities Fund
EAD
$421M
– –
-348,463
Closed -$2.87K
EDD
264
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$349M
– –
-60,650
Closed -$400
ENX
265
Eaton Vance New York Municipal Bond Fund
ENX
$172M
– –
-29,462
Closed -$367
EVN
266
Eaton Vance Municipal Income Trust
EVN
$433M
– –
-84,679
Closed -$1.09K
FSK icon
267
FS KKR Capital
FSK
$5B
– –
-296,232
Closed -$6.91K
FTF
268
Franklin Limited Duration Income Trust
FTF
$260M
– –
-544,303
Closed -$5.07K
GDO
269
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.5M
– –
-156,495
Closed -$2.73K
GTEC icon
270
Greenland Technologies Holding Corp
GTEC
$22.1M
– –
-75,000
Closed -$776
HYI
271
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
– –
-689,265
Closed -$10.4K
HYT icon
272
BlackRock Corporate High Yield Fund
HYT
$1.53B
– –
-326,298
Closed -$3.51K
IIM icon
273
Invesco Value Municipal Income Trust
IIM
$566M
– –
-229,788
Closed -$3.53K
JFR icon
274
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
-1,106,089
Closed -$10.8K
JLS icon
275
Nuveen Mortgage and Income Fund
JLS
$103M
– –
-775,997
Closed -$17.9K
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