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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBLMR
251
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$32K ﹤0.01%
208,800
-21,200
-9% -$3.87K
ALGRR
252
DELISTED
Allegro Merger Corp Right
ALGRR
$32K ﹤0.01%
100,000
– –
NRXPW
253
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$21K ﹤0.01%
119,999
– –
FPAC.WS
254
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$21K ﹤0.01%
16,665
– –
TOTAR
255
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$19K ﹤0.01%
118,000
– –
HHHHW
256
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$18K ﹤0.01%
+225,000
New +$21.7K
ALGRW
257
DELISTED
Allegro Merger Corp Warrant
ALGRW
$18K ﹤0.01%
100,000
– –
TKKSW
258
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$18K ﹤0.01%
292,400
-7,600
-3% -$542
LTRYW icon
259
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$503
$15K ﹤0.01%
150,000
– –
KBLMW
260
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$10K ﹤0.01%
124,200
-105,800
-46% -$8.45K
TOTAW
261
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$7K ﹤0.01%
118,000
– –
BLW icon
262
BlackRock Limited Duration Income Trust
BLW
$493M
– –
-179,741
Closed -$2.81K
EAD
263
Allspring Income Opportunities Fund
EAD
$378M
– –
-348,463
Closed -$2.87K
EDD
264
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
– –
-60,650
Closed -$400
ENX
265
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
– –
-29,462
Closed -$367
EVN
266
Eaton Vance Municipal Income Trust
EVN
$429M
– –
-84,679
Closed -$1.09K
FSK icon
267
FS KKR Capital
FSK
$3.37B
– –
-296,232
Closed -$6.91K
FTF
268
Franklin Limited Duration Income Trust
FTF
$234M
– –
-544,303
Closed -$5.07K
GDO
269
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.3M
– –
-156,495
Closed -$2.73K
GTEC icon
270
Greenland Technologies Holding
GTEC
$14.3M
– –
-75,000
Closed -$776
HYI
271
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
– –
-689,265
Closed -$10.4K
HYT icon
272
BlackRock Corporate High Yield Fund
HYT
$1.37B
– –
-326,298
Closed -$3.51K
IIM icon
273
Invesco Value Municipal Income Trust
IIM
$595M
– –
-229,788
Closed -$3.53K
JFR icon
274
Nuveen Floating Rate Income Fund
JFR
$1.26B
– –
-1,106,089
Closed -$10.8K
JLS icon
275
Nuveen Mortgage and Income Fund
JLS
$94.9M
– –
-775,997
Closed -$17.9K
9 10
11
12 13

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Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.